NOT DESIGNATED FOR PUBLICATION
STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
13-735
ROBERT HOLLIER
VERSUS
LOUIS J. PERRET, ET AL.
**********
APPEAL FROM THE FIFTEENTH JUDICIAL DISTRICT COURT PARISH OF LAFAYETTE, NO. C-2013 1374 HONORABLE EDWARD B. BROUSSARD, DISTRICT JUDGE
JIMMIE C. PETERS JUDGE
Court composed of Ulysses Gene Thibodeaux, Chief Judge, Jimmie C. Peters and James T. Genovese, Judges.
REVERSED AND REMANDED.
Charles Morris Rush Rush, Rush & Calogero 202 Magnate Drive Lafayette, LA 70508 (337) 235-2425 COUNSEL FOR DEFENDANT/APPELLEE: Kevin Chamas Alison Chamas Alan K. Breaud Timothy Wayne Basden Breaud & Meyers P. O. Drawer 3448 Lafayette, LA 70502 (337) 266-2200 COUNSEL FOR PLAINTIFF/APPELLEE: Robert Hollier
Robin J. Magee Matthew C. Hebert Oats & Marino 100 E. Vermilion St., Ste 400 Lafayette, LA 70501 (337) 233-1100 COUNSEL FOR DEFENDANT/APPELLEE: Louis J. Perret, Clerk of Court
Ramon John Fonseca, Jr. Tiffany Bourque Ashley Fonseca & Associates, L.L.C. 217 Rue Louis XIV, Ste 100 Lafayette, LA 70508 (337) 456-1163 COUNSEL FOR INTERVENOR /APPELLANT: R. J. Fonseca, Jr. PETERS, J.
R. J. Fonseca, Jr. appeals a trial court judgment in favor of Robert Hollier
ordering the Clerk of Court of Lafayette Parish, Louisiana, to cancel a Notice of
Lis Pendens he caused to be filed in the mortgage records of Lafayette Parish,
Louisiana, which identified the immovable property at interest in the underlying
litigation as property owned by Robert Hollier and his wife, Mary Lou Grossie
Hollier. Both Mr. Hollier and Mr. and Mrs. Chamas answered the appeal seeking
an award of attorney fees and costs, asserting that Mr. Fonseca’s appeal is
frivolous. For the following reasons, we reverse the trial court judgment, dismiss
R. J. Fonseca, Jr. as a party defendant, and remand the matter to the trial court for
further proceedings consistent with this opinion.
DISCUSSION OF THE RECORD
By a cash deed dated February 25, 2013, Kevin Justo Chamas and Alison
Jane Davis Chamas sold Lots Nineteen and Twenty of the Avalon Subdivision
(hereinafter referred to as “Lots Nineteen and Twenty”) in Lafayette Parish,
Louisiana, to Robert Lee Hollier and Mary Lou Grossier Hollier1 for the sum of
$873,500.00. The cash deed was recorded in the Lafayette Parish Clerk of Court’s
office on February 27, 2013.
This litigation arises because eight days before the cash deed was recorded,
Richard McIntosh had filed suit in the Fifteenth Judicial District Court in Lafayette
Parish, Louisiana, against Kevin J. Chamas and Alison D. Chamas 2 asking the
court to declare a June 28, 2010 purchase agreement involving Lots Nineteen and
Twenty, and entered into between him and the defendants, null and void; seeking a
1 The cash deed identifies Kevin Justo Chamas and Alison Jane Davis Chamas as husband wife and residents of Marina Del Ray, California; and identifies Robert Lee Hollier and Mary Lou Grossier Hollier as husband and wife and residents of Lafayette, Louisiana. 2 This suit was filed as Docket Number 20130925 of the Fifteenth Judicial District Court, and is captioned as Richard McIntosh v. Kevin J. Chamas and Alison D. Chamas. judgment ordering the defendants to return his $125,000.00 security deposit made
pursuant to the purchase agreement and extensions thereof; seeking an award of
attorney fees; and seeking a judgment reimbursing him for all costs of repairs he
had made to the property. R. J. Fonseca, Jr., a Lafayette, Louisiana attorney at law,
signed the initial pleading as Mr. McIntosh’s counsel of record.
On February 28, 2013, or the day after filing the suit, Mr. Fonseca filed the
lis pendens notice which is the subject of this litigation. The notarized notice bears
the caption of Mr. McIntosh’s February 19, 2013 civil suit and specifically
identifies Lots Nineteen and Twenty of Avalon Subdivision as the immovable
property subject to the notice. In the notice, Mr. Fonseca states that he is counsel
of record for Mr. McIntosh in the February 19, 2013 suit, and that “[t]he action
seeks declaratory judgment against KEVIN J. CHAMAS and ALISON D.
CHAMAS to have declared void the Residential Agreement to Buy and Sell dated
June 29, 2010 to convey immovable property[.]” The notice further specifically
stated that Mr. and Mrs. Chamas were, at that time, “[t]he parties against whom
[the] Notice of Lis Penden is to be effective[.]”
After the transfer of the immovable property to Mr. and Mrs. Hollier, their
counsel attempted to communicate with Mr. Fonseca seeking to have the lis
pendens cancelled. When this effort failed, Mr. Hollier filed the suit that is now
before us on March 15, 2013. In his suit, Mr. Hollier sought a writ of mandamus
ordering the Lafayette Parish Clerk of Court to cancel the Notice of Lis Pendens as
well as an award of attorney fees. He named as defendants Louis J. Perret in his
official capacity as Lafayette Parish Clerk of Court, and R. J. Fonseca, Jr., Mr.
McIntosh’s counsel of record.
2 On March 22, 2013, R. J. Fonseca, Jr. responded by filing an answer and
exceptions in the suit. In his pleading, he asserted the affirmative defense that Mr.
Hollier’s damages, if any, were caused by his own actions or inactions in that he
was aware of the existence of the Notice of Lis Pendens before he purchased the
property. Additionally, Mr. Fonseca asserted the peremptory exceptions of no
right and cause of action as well as the dilatory exceptions of prematurity and
unauthorized use of summary proceedings. The same day Mr. Fonseca filed his
response, Kevin and Alison Chamas filed an intervention in Mr. Hollier’s suit,
seeking the same relief as Mr. Hollier. Mr. Fonseca responded to the intervention
by filing an answer and all of the same exceptions filed in response to Mr.
Hollier’s suit except the exception of no right of action.
Mr. Fonseca’s exceptions and the merits of Mr. Hollier’s suit and the
intervention came to trial on March 28, 2013, and except for an itemized statement
relating to the attorney fee award claimed by Mr. Hollier, no evidence was
introduced by any party. In arguing their respective positions, all sides simply
referred to the various exhibits attached to the pleadings as though they were
introduced into evidence.3 After hearing the arguments of all parties, the trial court
orally rendered judgment ordering the Clerk of Court to cancel the recorded Notice
of Lis Pendens. Additionally, the trial court ordered that Mr. Fonseca pay all costs
of court associated with the action. On April 5, 2013, the trial court filed written
reasons for judgment elaborating on its oral reasons and, on the same day, executed
a judgment conforming to the reasons. In its written reasons, the trial court noted
3 We recognize the long-standing rule of appellate review as repeated in Adams v. Allstate Ins. Co., 01-1244, p. 6 (La.App. 5 Cir. 2/26/02), 809 So.2d 1169, 1173, that “[e]vidence not properly and officially offered and introduced shall not be considered, even if it is physically placed in the record[,]” but because of the manner in which we dispose of this appeal, we need not reach the issue of sufficiency of the evidence. 3 that the Lafayette Parish Clerk of Court neither opposed or favored the granting of
the relief sought. As to Mr. Fonesca, the trial court stated:
Mr. Fonesca asserted exceptions of improper use of summary proceedings and no cause of action, arguing that mandamus is not the appropriate remedy because the plaintiff has an adequate remedy by ordinary proceedings and because cancellation of the notice of lis pendens is a ministerial duty that lies within the clerk of court’s discretion.
La.R.S. 44:114 specifically authorizes an action by writ of mandamus against the recorder in his official capacity to cancel from the records any improperly recorded instrument or document. The Court finds that the notice of lis pendens at issue was improperly recorded. “For a notice of Lis Pendens to be proper, it is mandatory that the pending litigation affect the title to or assert a mortgage or privilege on immovable property.” Karst v. Fryar, 430 So. 2d 318, 320 (La.App. 3rd Cir. 1983). It is clear from the language of the notice that the plaintiffs in the referenced lawsuit are not claiming title to the property, nor are they asserting a mortgage or a privilege on it.
Defense counsel argues that cancellation of the notice of lis pendens must nevertheless await the conclusion of the underlying litigation. However, in the case that he cited for that proposition, Abadie v. Oubre, 467 So. 2d 1384 (La. Ct. App. 1985), writ denied, 472 So. 2d 30 (La. 1985), the court held:
The Code further provides that cancellation of a notice of lis pendens must be ordered in a judgment which is rendered against the party who filed the notice. LSA-C.C.P. art. 3753. However, an illegal or improper lis pendens is subject to cancellation prior to judgment. Karst v. Fryar, 430 So. 2d 318 (La.App. 3d Cir.1983[)].
For the foregoing reasons, the exceptions to the petition for writ of mandamus are overruled, and judgment is rendered in favor of the plaintiff directing Mr. Perret to cancel the notice of lis pendens. Plaintiffs’ request for attorney’s fees is denied. It is well-settled that attorney’s fees are not recoverable in the absence of a statute specifically authorizing them. Royle v. Cas. Reciprocal Exch., 419 So.2d 547 (La.App. 3rd Cir. 1982). La.R.S. 9:4833, which was cited by the plaintiff, is inapplicable. That provision is part of the Private Works Act, which does not apply to these proceedings.
Mr. Fonseca perfected this appeal wherein he asserts as assignments of error
that the trial court erred in ordering the lis pendens to be cancelled; in rejecting his
4 exceptions of no cause of action, no right of action, improper use of summary
proceedings, and prematurity; and in ordering him to pay all costs of court.
OPINION
The nature of the notice of pendency of an action, or lis pendens, is to give
notice to a third party that an action or proceeding is pending in a court “affecting
the title to, or asserting a mortgage or privilege on, immovable property[.]”
La.Code Civ.P. art. 3751. Louisiana Code of Civil Procedure Article 3752 sets
forth the form and recording requirements of the notice, and in the matter before us,
it is undisputed that the notice was properly recorded in the mortgage records of
Lafayette Parish. Thus, the underlying issue in the litigation relates to the form of
the notice. With regard to the form requirements of a notice of lis pendens,
La.Code Civ.P. art. 3752(A) provides:
The notice referred to in Article 3751 shall be in writing, signed by the plaintiff, defendant, or other party to the action or proceeding who desires to have the notice recorded, or by a counsel of record for such party showing the name of the persons against whom it is to be effective, the name of the court in which the action or proceeding has been filed, the title, docket number, date of filing, and object thereof, and the description of the property sought to be affected thereby.
The notice filed on behalf of Mr. McIntosh meets all of the requirements of
La.Code Civ.P. art. 3752(A) except, as the trial court correctly noted, the “object”
filing requirement. As stated in La.Code Civ.P. art. 3751, the pending action or
proceeding must affect the title of the immovable property described or must assert
a mortgage or privilege against the immovable property. The copy of the notice
attached to Mr. Hollier’s petition does neither. In fact, it does the opposite in that
Mr. McIntosh’s claim for relief is not that he no longer has any obligations under
the June 28, 2010 purchase agreement, but that the agreement itself was null and
void such that he could recover funds he had expended pursuant to its terms.
5 Mr. Fonseca generally acknowledges that Mr. McIntosh’s original petition
does not purport to affect the title to the immovable property or assert a mortgage
or privilege therein, but suggests that if this is error, it is cured by an amendment to
the original petition filed March 2, 2013, a copy of which is attached to his
response to Mr. Hollier’s original petition. In that amendment, Mr. McIntosh adds
Mr. and Mrs. Hollier as additional defendants in his original suit against Mr. and
Mrs. Chamas, and claims that the new defendants “may be liable” to him for the
costs of repairs he made to the immovable property at issue in the amount of
$76,000.00. However, this argument ignores the fact that the assertions in the
amended petition do nothing to change the stated purpose of the February 20, 2013
notice filed in the mortgage records of Lafayette Parish and do nothing to notify
third parties of the purpose of the pending lawsuit as amended, and how it might
affect the immovable property.
Peremptory Exception of No Right of Action
In turning to the trial court’s rulings on the exceptions, we first find that Mr.
Hollier has a right of action in this litigation. The authority for a peremptory
exception of no right of action is found in La.Code Civ.P. art. 927(A)(5), and the
exception’s function is to determine whether the plaintiff belongs to the class of
persons to whom the law grants a cause of action asserted in the suit. Turner v.
Busby, 03-3444 (La. 9/9/04), 883 So.2d 412. As noted by the trial court, La.R.S.
44:114(A)(3) provides that “[a]ny interested person may bring an action against the
recorder in his official capacity to . . . [c]ancel from the records any improperly
recorded instrument or document.” Clearly, as the owner of the immovable
property referenced in the Notice of Lis Pendens, Mr. Hollier belongs to the class
6 of persons who may bring this mandamus action. Therefore, we find no error in
the trial court’s determination that Mr. Hollier has a right of action in this matter.
Dilatory Exception of Prematurity
The trial court also rejected Mr. Fonseca’s dilatory exception of prematurity
raised pursuant to Code Civ.P. art. 926(A)(1). That exception’s function is to raise
the issue that a judicial cause of action does not yet exist because of some unmet
prerequisite condition. Blount v. Smith Barney Shearson, Inc., 96-207 (La.App. 4
Cir. 2/12/97), 695 So.2d 1001, writs denied, 97-952, 97-970 (La. 5/30/97), 694
So.2d 246, 247. “It usually is utilized in cases where the law or a contract has
provided a procedure for one aggrieved of a decision to seek relief before resorting
to judicial action[,]” and “[t]he exceptor has the initial burden of showing that an
administrative remedy was available, thus making the judicial action premature.”
Id. at 1003. Put another way, an exception of prematurity raises the issue of
whether the plaintiff has fulfilled a prerequisite condition prior to filing his suit
such that the question is presented as to whether the plaintiff’s cause of action yet
exists. Mosley v. La. Dep’t of Public Safety & Corr., 07-1501 (La.App. 3 Cir.
4/2/08), 980 So.2d 836.
With regard to Mr. Fonseca’s burden on this issue, La.Code Civ.P. art. 930
provides in pertinent part that “[o]n the trial of the dilatory exception, evidence
may be introduced to support or controvert any of the objections pleaded, when the
grounds thereof do not appear from the petition.” In the matter before us, the
grounds for the exception of prematurity do not appear on the face of the petition,
and Mr. Fonseca introduced no evidence in support of his exception. As stated in
In re Melancon, 05-1702, p. 7 (La. 7/10/06), 935 So.2d 661, 666, “[a]rguments and
7 pleadings are not evidence.” We find no error in the trial court’s rejection of Mr.
Fonseca’s exception of prematurity.
Dilatory Exception of Unauthorized Use of Summary Process
We further find no merit in Mr. Fonseca’s argument that summary process is
not an appropriate procedure to address the cancellation issue. Louisiana Revised
Statutes 44:114(B) provides that the action provided for in La.R.S. 44:114(A)(3)
“may be instituted by writ of mandamus directed to the recorder in his official
capacity[,]” and La.Code Civ.P. art. 2592(6) (emphasis added) provides that
“[s]ummary proceedings may be used for trial or disposition of the following
matters only: . . . (6) A habeas corpus, mandamus, or quo warranto proceeding.”
Thus, the trial court did not err in rejecting Mr. Fonseca’s argument that Mr.
Hollier could not seek relief in this matter through summary procedure.
Peremptory Exception of No Cause of Action
We next turn to the peremptory exception of no cause of action filed against
both Mr. Hollier’s petition and the intervention. In both cases, Mr. Fonseca
couched his argument on this exception as it might relate to the Lafayette Parish
Clerk of Court. Specifically, in his response to both Mr. Hollier’s petition and the
intervention, he asserted the following:
Defendant pleads the exception of no cause of action. Briefly, Louisiana Code of Civil Procedure Article 3863[] provides a writ of mandamus may be directed to a public officer to compel the performance of a ministerial duty, so clear and specific that no element of discretion can be exercised in its performance. Such an extraordinary remedy shall not be issued in doubtful cases. Naquin v. Lafayette Public Utilities Authority, 07-42, p. 4 (La.App. 3 Cir. 7/5/07), 963 So.2d 1045, 1048.
In brief to the trial court as well as at oral argument, he argued only this position
with regard to this exception.
8 The function of the peremptory exception of no cause of action as authorized
by La.Code Civ.P. art. 927(A)(5) is to test the legal sufficiency of the petition by
determining whether the law affords a remedy on the facts that are alleged in the
petition. Everything on Wheels Subaru, Inc. v. Subaru S., Inc., 616 So.2d 1234
(La.1993). “No evidence may be introduced at any time to support or controvert
the objection that the petition fails to state a cause of action.” La.Code Civ.P. art.
931. As stated in Industrial Companies, Inc. v. Durbin, 02-665, pp. 6-7 (La.
1/28/03), 837 So.2d 1207, 1213, “[e]very reasonable interpretation must be
accorded the language of the petition in favor of maintaining its sufficiency and
affording the plaintiff the opportunity of presenting evidence at trial.”
In his petition, Mr. Hollier asserted that the Notice of Lis Pendens at issue
“falsely asserted the existence of a lien and claim in favor of R. J. Fonseca, Jr.
against the title of certain immovable property owned by Robert Hollier, as
described in the Notice of Lis Pendens.” It further describes the underlying suit
giving rise to the Notice of Lis Pendens as one to cancel a buy/sell agreement and
not to assert a lien, privilege, mortgage, or other security interest against his
property.
Accepting the assertions of Mr. Hollier’s petition to be true, and considering
only the assertion raised by Mr. Fonseca that the petition does not state a cause of
action against the Lafayette Parish Clerk of Court, we find no error in the trial
court’s determination on this point.
Other Issues Raised On Our Own Motion
While we have resolved the issues ruled on by the trial court in favor of Mr.
Hollier, our inquiry on appeal does not end with those findings. We are left with
Mr. Fonseca’s argument that he should not have been assessed with costs of court,
9 and the problem we must recognize in addressing this argument lies not in the
assertions of the underlying facts, but in the parties called to answer the request for
relief.
As previously stated, La.Code Civ.P. art. 3752 (emphasis added) provides
that the notice of lis pendens “shall be . . . signed by the plaintiff, defendant, or
other party to the action or proceeding who desires to have the notice recorded, or
by a counsel of record for such party[.]” This Article makes it clear that when a
counsel of record signs a notice of lis pendens, he or she is doing so on behalf of
the client and not in an individual capacity. In fact, the language of the Notice of
Lis Pendens filed in this case makes it clear that Mr. Fonseca was acting on behalf
of his client. Mr. McIntosh, the client, was never named as a party in any capacity
in this litigation.
With regard to the joinder of parties who are needed for a just adjudication
of an issue, La.Code Civ.P. art. 641 (emphasis added) provides:
A person shall be joined as a party in the action when either:
(1) In his absence complete relief cannot be accorded among those already parties.
(2) He claims an interest relating to the subject matter of the action and is so situated that the adjudication of the action in his absence may either:
(a) As a practical matter, impair or impede his ability to protect that interest.
(b) Leave any of the persons already parties subject to a substantial risk of incurring multiple or inconsistent obligations.
Additionally, “[i]t is well settled that the lack of an indispensable party to a
proceeding in the trial court is fatal to any adjudication of the dispute.” Shamieh v.
Liquid Trans. Corp., 07-1282, p. 6 (La.App. 3 Cir. 1/30/08), 975 So.2d 161, 164
10 (emphasis added). See also Avoyelles Parish Sch. Bd. v. Bordelon, 11-126
(La.App. 3 Cir. 10/5/11), 77 So.3d 985.
While mandamus relief as provided for in La.Code Civ.P. art. 3863 is
“directed to a public officer to compel the performance of a ministerial duty
required by law,” the party who recorded or caused the recordation of a notice of
lis pendens is a necessary party to the action to have it cancelled. See La.Code
Civ.P. art. 641. Nonjoinder of a party is a peremptory exception which may be
raised for the first time on appeal by the appellate court on its own motion.
La.Code Civ.P. art. 927. In this case, Mr. McIntosh is the party who caused his
attorney to record the notice of lis pendens.
Louisiana Code of Civil Procedure Article 927(B) provides that this court
may notice the peremptory exceptions of no cause of action and non joinder of a
party on our own motion. Naming Mr. McIntosh’s counsel of record as a
defendant does not equate to naming Mr. McIntosh personally; nor does it cause
the counsel of record to be personally responsible for his client’s actions or
inactions. That being the case, we must recognize on our own motion that neither
Mr. Hollier’s petition nor the intervention of Mr. and Mrs. Chamas states a cause
of action against Mr. Fonseca. La.Code Civ.P. art. 927(A)(5) and (B).
We further recognize on our on motion the failure on the part of Mr. Hollier
to name Mr. McIntosh as a necessary party to this litigation. La.Code Civ.P. art.
927(A)(4) and (B). As pointed out in Stephenson v. Nations Credit Financial
Services Corp., 98-1688, 98-1689, p. 10 (La.App. 1 Cir. 9/24/99), 754 So.2d 1011,
1019, “an adjudication made without making a person described in Article 641 a
party to the litigation is an absolute nullity.” We find that the April 5, 2013
11 judgment to be an absolute nullity, set it aside, and remand the matter to the trial
court for further proceedings.
With regard to the court cost issue, we would normally assess all costs to the
losing party or parties. In this case, those parties would be Mr. Hollier and Mr. and
Mrs. Chamas. However, given the unique background of this litigation and the
fact that this court had to raise both the cause of action and the nonjoinder issue on
our own motion, we assert our authority under La.Code Civ.P. art. 2164 to “render
any judgment which is just, legal, and proper upon the record of appeal” and assess
one-third of the court costs, both at trial and on appeal, to Mr. Hollier, one-third to
Mr. and Mrs. Chamas, and one-third to Mr. Fonseca.
Answers to Appeal
Mr. Hollier and Mr. and Mrs. Chamas have answered the appeal seeking
awards of attorney fees for frivolous appeal. For the reasons previously stated, we
decline to recognize the appeal as frivolous.
DISPOSITION
For the foregoing reasons, we find that neither the petition filed by Robert
Hollier nor the intervention filed by Kevin Justo Chamas and Alison Jane Davis
Chamas state a cause of action against R. J. Fonseca, Jr., and dismiss him as a
party defendant to the litigation. We further find that because neither Robert
Hollier nor Kevin Justo Chamas and Alison Jane Davis Chamas joined Richard
McIntosh as a necessary party to these proceedings, the trial court judgment is
reversed as a nullity. Finally, we decline to find that R.J. Fonseca, Jr.’s appeal is
frivolous, and deny the requests for attorney fee awards filed by Robert Hollier and
Kevin Justo Chamas and Alison Jane Davis Chamas. We remand the matter to the
trial court for further proceedings consistent with this opinion. We assess one-third
12 of the court costs at both the trial level and on appeal to Robert Hollier; one-third
to Kevin Justo Chamas and Alison Jane Davis Chamas; and one-third to R. J.
Fonseca, Jr.
This opinion is NOT DESIGNATED FOR PUBLICATION. Uniform Rules—Courts of Appeal, Rule 2-16.3.