Robert Allen Waucaush v. United States

380 F.3d 251, 2004 U.S. App. LEXIS 18137, 2004 WL 1899924
CourtCourt of Appeals for the Sixth Circuit
DecidedAugust 26, 2004
Docket03-1072
StatusPublished
Cited by33 cases

This text of 380 F.3d 251 (Robert Allen Waucaush v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Robert Allen Waucaush v. United States, 380 F.3d 251, 2004 U.S. App. LEXIS 18137, 2004 WL 1899924 (6th Cir. 2004).

Opinions

COLE, J., delivered the opinion of the court, in which GILMAN, J., joined. SCHWARZER, District Judge, (pp. 263-66), delivered a separate dissenting opinion.

OPINION

COLE, Circuit Judge.

This case reminds us that names can be deceiving. We must determine whether, under the Racketeer Influenced Corrupt Organizations Act (“RICO”), 18 U.S.C. § 1962, the activities of a Detroit-area street gang known as the Cash Flow Posse (“CFP”) had a substantial effect on the nation’s cash flow. Petitioner Robert Waucaush challenges, via 28 U.S.C. § 2255, his conviction and sentence resulting from his pleading guilty to conspiring to violate RICO. He argues that in light of Congress’s limited authority under the Commerce Clause, the conduct underlying his convictions fell short of RICO’s requirement that the regulated enterprise “affect interstate or foreign commerce.” The district court disagreed and denied his petition; we REVERSE.

I. BACKGROUND

On July 16, 1997, federal prosecutors unveiled an indictment against seven members of the CFP, including Waucaush, charging in relevant part that they violated and conspired to violate RICO. Said statute prohibits “any person employed by or associated with any enterprise engaged in, or activities of which affect, interstate or foreign commerce, to conduct or participate, directly or indirectly, in the conduct of such enterprise’s affairs through a pattern of racketeering activity[.]” The indictment alleged that, to protect their turf, Waucaush and his colleagues murdered, conspired to murder, and (during less successful outings) assaulted, with intent to murder, members of two rival gangs that sought to expand their operations in Detroit. On April 16, 1998, Waucaush moved to dismiss the indictment. He argued that, within the meaning of the statute and the Constitution, those acts did not affect interstate commerce. The district court denied the motion five days later, and, on May 7, 1998, Waucaush pled guilty to RICO conspiracy. Waucaush later had second thoughts. On June 9, 1998, acting as his own lawyer, he moved to withdraw his plea, claiming that it was unknowing and involuntary. Disagreeing, the district [254]*254court denied his motion, and on March 9, 1999, sentenced Waucaush to prison for life. With new counsel, Waucaush appealed, and in an unpublished opinion, see United States v. Waucaush, 2000 WL 1478361 (6th Cir. Sept.27, 2000), we affirmed.

In May 2000, the Supreme Court decided two cases (further discussed below) that articulated additional restrictions on the scope of the Commerce Clause. See United States v. Morrison, 529 U.S. 598, 120 S.Ct. 1740, 146 L.Ed.2d 658 (2000); Jones v. United States, 529 U.S. 848, 120 S.Ct. 1904, 146 L.Ed.2d 902 (2000). Following these decisions, charges against one of Waucaush’s co-defendants, whom the district court had yet to sentence, were dismissed. But Waucaush-who on September 27, 2001, pursuant to 28 U.S.C. § 2255, collaterally challenged his conviction, relying on the same commerce arguments as did his co-defendant — did not fare as well. On December 9, 2002, the district court denied his petition. Receiving a certificate of appealability from the district court on all of his claims, Waucaush timely appealed.

II. ANALYSIS

Waucaush argues that his plea was unintelligent, and thus void, due to his and the district court’s misunderstanding of the reach of RICO’s commerce element. At the time of his plea, the scope of Congress’s commerce power was controlled by United States v. Lopez, 514 U.S. 549, 115 S.Ct. 1624, 131 L.Ed.2d 626 (1995). Following his plea, the Supreme Court, in Morrison and Jones, further restricted the reach of the Commerce Clause. And in Bousley v. United States, 523 U.S. 614, 620, 118 S.Ct. 1604, 140 L.Ed.2d 828 (1998), the Court held that a constitutional challenge to a guilty plea may invoke subsequent “decisions of [the Supreme Court] holding that a substantive federal criminal statute does not reach certain conduct.”

A. Procedural Default

Waucaush, however, did not challenge the intelligence of his plea on direct appeal, and the Court held in Bousley that “even the voluntariness and intelligence of a guilty plea can be attacked on collateral review only if first challenged on direct review.” Id. at 621, 118 S.Ct. 1604. Although Waucaush would normally have lost his chance to challenge the plea, Bousley detailed two circumstances that would excuse a defendant’s failure to raise such a claim on direct appeal: (1) there was both “cause” for the default and “prejudice” that would result from failing to consider the challenge; or (2) the defendant was “actually innocent” of the crime to which he pled. Id. at 622, 118 S.Ct. 1604.

We first consider the exception for actual innocence. “To establish actual innocence, [Waucaush] must demonstrate that in light of all the evidence, it is more likely than not that no reasonable juror would have convicted him.” Id. (internal quotations omitted). In other words, we must look at all the evidence in the record, and determine whether — as a matter of law — the Government could establish that Waucaush violated the RICO statute.

Actual innocence does not mean that Waucaush must be innocent of all bad deeds. The question before us is whether Waucaush is actually innocent of violating RICO. Put another way, the inquiry is whether the record contains evidence that the CFP, the enterprise in question, affected commerce within the meaning of RICO. In rebutting the claim of actual innocence, “the Government [is] permitted to present any admissible evidence of [Waucaush’s] guilt even if that evidence was not presented during [Waucaush’s] plea colloquy and [255]*255would not normally have been offered before [the Supreme Court’s decisions in Morrison and Jones.]” Id. at 624, 118 S.Ct. 1604. We look not just at the facts to which Waucaush admitted when he pled guilty, but also at any other evidence of his guilt that the Government has marshaled. Waucaush is actually innocent, and therefore entitled to bring the otherwise defaulted challenge to his plea, only if the entire record before us fails to demonstrate that he violated RICO.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Faulkner v. United States
M.D. Tennessee, 2025
Acosta v. Bracy
N.D. Ohio, 2025
United States v. Gennell
N.D. Illinois, 2024
Whitaker v. Hepp
E.D. Wisconsin, 2024
Elliott v. United States
D. Wyoming, 2022
Terry v. Fowle
E.D. New York, 2021
Kevin Obi v. United States
Sixth Circuit, 2019
United States v. Mills
378 F. Supp. 3d 563 (E.D. Michigan, 2019)
United States v. Bogucki
316 F. Supp. 3d 1177 (N.D. California, 2018)
United States v. William Frazier
878 F.3d 508 (Sixth Circuit, 2017)
United States v. Conley
290 F. Supp. 3d 647 (E.D. Kentucky, 2017)
Daniel Carr v. United States
660 F. App'x 329 (Sixth Circuit, 2016)
United States v. Garcia
793 F.3d 1194 (Tenth Circuit, 2015)
United States v. Jorge Cornell
780 F.3d 616 (Fourth Circuit, 2015)
Gregory Phillips v. United States
734 F.3d 573 (Sixth Circuit, 2013)

Cite This Page — Counsel Stack

Bluebook (online)
380 F.3d 251, 2004 U.S. App. LEXIS 18137, 2004 WL 1899924, Counsel Stack Legal Research, https://law.counselstack.com/opinion/robert-allen-waucaush-v-united-states-ca6-2004.