Roark v. Kidder, Peabody & Co., Inc.

959 F. Supp. 379, 1997 U.S. Dist. LEXIS 8537, 1997 WL 189131
CourtDistrict Court, N.D. Texas
DecidedApril 9, 1997
Docket3:96-cv-02089
StatusPublished
Cited by3 cases

This text of 959 F. Supp. 379 (Roark v. Kidder, Peabody & Co., Inc.) is published on Counsel Stack Legal Research, covering District Court, N.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roark v. Kidder, Peabody & Co., Inc., 959 F. Supp. 379, 1997 U.S. Dist. LEXIS 8537, 1997 WL 189131 (N.D. Tex. 1997).

Opinion

*380 MEMORANDUM OPINION AND ORDER

SOLIS, District Judge.

Now before the Court are:

1. Motion of Defendant Kidder, Peabody & Co., Inc. for Summary Judgment, filed January 31,1997;

2. Plaintiffs Response in Opposition to Defendant’s Motion for Summary Judgment, filed February 20,1997;

3. Reply of Defendant to Plaintiffs Response, filed March 7,1997; and

4. Defendant’s Objections and Motion to Strike Plaintiffs Summary Judgment Evidence, filed March 7,1997.

Having considered the complaint, the record, the memoranda of the parties and the applicable law, the motion for summary judgment is GRANTED on the claims of intentional infliction of emotional distress and hostile work environment and DENIED as to the retaliation claim for reasons set forth below.

I. BACKGROUND

This is a suit by Plaintiff, Candice Roark, against her former employer, Defendant, Kidder, Peabody & Co. (“Kidder”), for unlawful sexual discrimination pursuant to Tex. Labor Code Chapter 21, based on theories of a hostile work environment and retaliation. There is also a common law claim for intentional infliction of emotional distress.

The Plaintiffs complaint is based on the following events. In February of 1994, Candice Roark began working at Kidder’s Dallas office as an unregistered, securities sales assistant. On two separate occasions in the Spring of 1994, Pat McLochlin, the branch manager of the Dallas office, hugged the Plaintiff. (Plaintiff Depo. at 270.) Plaintiff describes the hugs as non-sexual and says she was not offended when they occurred. (Plaintiff Depo. at 274-76.) In October of 1994, McLochlin remarked to a temporary worker that “Gloria and Candi (Plaintiff) are great people if you can keep them sober.” (Plaintiff Depo. at 217.) A few days later McLochlin said to Plaintiff in *381 regard to her attire that, “Those boots have 1-900 numbers written all over them. Now I know how you really make your money with your brokers.” (Plaintiff Depo. at 205.) This comment was made in the presence of co-workers and a client. (Plaintiff Aff. ¶ 11.) Plaintiff felt “severely humiliated and embarrassed.” (Plaintiff Aff. ¶ 11.) These are the only offensive statements alleged to have been made by McLochlin. (Plaintiff Depo. at 228-29.) McLochlin claims that both his statements were mere jokes. (McLochlin Depo. at 58.) Plaintiff also claims that she began to feel intimidated in the office due to a series of alleged conversations between Plaintiff and co-worker Kathy Davis. (Plaintiff’s Brief at 3-4.) Davis allegedly told Plaintiff that McLochlin frequently forced her to engage in “unwanted hugs.” (Plaintiff Aff. ¶ 9.) However, Davis testifies that she told Plaintiff that she had “never been sexually harassed by Mr. McLochlin and ... [she] did not find Mr. MeLochlin’s actions toward her offensive or inappropriate.” (Davis Aff. ¶7.) Davis further testifies that the hugs between her and McLochlin “were merely an expression of friendship.” (Davis Aff. ¶8.)

Shortly after the “boots” incident in October of 1994, Plaintiff told McLochlin that she was offended by his conduct and wanted him to refrain from making offensive comments about her. Plaintiff cannot recall if McLoeh-lin apologized or made any meaningful response. (Plaintiff Aff. ¶ 12.) However, Plaintiff acknowledges that McLochlin never hugged her or made any statements of a sexual nature to her after this conversation. (See Plaintiff Depo. at 494.)

Plaintiff claims that from that day forward McLochlin engaged in a campaign of retaliation against her. (Plaintiff Aff. ¶ 14.) On approximately four occasions, Plaintiff placed trade correction documents, in need of a supervisor’s authorization, on McLochlin’s desk. (Plaintiff Depo. at 231.) On each occasion, McLochlin went home for the day without signing the documents. The Plaintiff retrieved the forms and had them signed by the assistant manager. (Plaintiff Depo. at 234.) Plaintiff asserts that McLoehlin’s failure to promptly sign the documents demonstrates that she was singled out for unfavorable treatment. (Plaintiff Aff. ¶ 15.) However, Plaintiff is unable to specify any instance when McLochlin treated any other worker differently in regard to his signing of trade corrections. (Plaintiff Depo. at 238.) The Plaintiff was also reprimanded for making an error on a trade ticket. (Plaintiff Aff. ¶ 15.) Kidder claims that on this instance, Plaintiff took a trade order despite her unregistered status, which is a violation of company policy and a possible violation of SEC regulations. The trade was also improperly placed and resulted in a $500 loss for Kidder. (Defendant’s Brief at 8.) Plaintiff asserts that co-workers commonly make this mistake without being subject to reprimand. (Plaintiff Aff. ¶ 15.) However, Plaintiff does not produce any evidence or corroborating testimony to support this allegation. Plaintiff additionally claims that on some occasion or occasions (Plaintiff does not specify), McLochlin walked toward her while she was speaking to co-workers. McLochlin addressed the co-workers by name and ignored the Plaintiff. (Plaintiff Aff. ¶ 14.)

On Thursday, October 27th, Plaintiff contacted Patricia Carday, Senior Vice President of Kidder’s Human Resources department in New York. (Plaintiff Aff. ¶ 17.) Plaintiff complained to Carday about McLochlin’s behavior, including the two hugs, the two offensive comments and the reprimand for the erroneous trade order. (Carday Aff. ¶¶ 5, 7.) Carday claims that she subsequently conducted an investigation which included speaking to McLochlin, Alexis Kebrdle (Plaintiffs immediate supervisor), and Steve Goddard (McLochlin’s supervisor). (Carday Aff. ¶¶ 8,11.) Carday testifies that McLoeh-lin assured her that he would not make any offensive comments in the future. Additionally, Carday reminded McLochlin to be conscious of even the perception of offensiveness. ■ (Carday Aff. ¶¶ 9,10.)

On Friday, October 28th, McLochlin called the Plaintiff into his office. Alexis Kebrdle was also present at this meeting. McLochlin and Plaintiff discussed the sexual harassment allegations. Plaintiff claims that McLochlin became very angry and yelled and screamed at her and called her selfish. Plaintiff was *382 frightened and upset, and began crying. Plaintiff felt nauseated and feared that her heart would fail (Plaintiff wears a pacemaker; a fact of which McLochlin was aware.). (Plaintiff Aff. ¶ 5.) While still crying, Plaintiff ran out of McLochlin’s office. (Plaintiff Aff. ¶¶ 18,19.)

After leaving McLochlin’s office, Plaintiff immediately ran down 39 flights of stairs and telephoned a Kidder Human Resources representative. (Plaintiff Depo. at 280-82.) When the phone conversation was over, Plaintiff exited the building and fainted. After she regained consciousness, an ambulance arrived and took her to the hospital. (Plaintiff Depo. at 289.) Plaintiff was released from the hospital the same day. (Plaintiff Aff. ¶ 20.)

On Monday, October 31st, Plaintiff claims she returned to work and discovered that McLochlin had been spreading untrue and vengeful rumors about her. (Plaintiff Aff. ¶¶ 21, 22.) These rumors were allegedly told to co-workers Kevin Dickey, Larry Wright and Troy Randolph.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Burrell v. Crown Central Petroleum, Inc.
121 F. Supp. 2d 1076 (E.D. Texas, 2000)
Scribner v. Waffle House, Inc.
993 F. Supp. 976 (N.D. Texas, 1998)
Lupo v. Wyeth-Ayerst Laboratories
4 F. Supp. 2d 628 (E.D. Texas, 1997)

Cite This Page — Counsel Stack

Bluebook (online)
959 F. Supp. 379, 1997 U.S. Dist. LEXIS 8537, 1997 WL 189131, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roark-v-kidder-peabody-co-inc-txnd-1997.