Roach v. Commonwealth

313 S.W.3d 101, 2010 Ky. LEXIS 123, 2010 WL 2016851
CourtKentucky Supreme Court
DecidedMay 20, 2010
Docket2009-SC-000058-MR
StatusPublished
Cited by10 cases

This text of 313 S.W.3d 101 (Roach v. Commonwealth) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roach v. Commonwealth, 313 S.W.3d 101, 2010 Ky. LEXIS 123, 2010 WL 2016851 (Ky. 2010).

Opinion

Opinion of the Court by

Chief Justice

MINTON.

I. INTRODUCTION.

A circuit court jury convicted Caryn Renee Roach of adult exploitation, three counts of second-degree criminal possession of a forged instrument, and being a second-degree persistent felony offender (PFO 2). In accordance with the jury’s recommendation, the trial court sentenced Roach to twenty years’ imprisonment and entered judgment accordingly. Roach now appeals this judgment as a matter of right. 1

Roach contends that the trial court erred by (1) failing to direct a verdict of acquittal on the adult exploitation charge because the evidence at trial showed that the alleged victim had no mental or physical impairment requiring the alleged victim to need assistance with managing her affairs, (2) allowing introduction of the testimony of the lead detective opining that several checks written on the alleged victim’s account likely had not been signed by the alleged victim, and (3) allowing witnesses to testify to statements made by the alleged victim before her death. Roach further urges reversal based upon alleged palpable error arising in the trial proceeding as a result of (1) the lead detective’s vouching for other witnesses and bolstering his own investigation, (2) the prosecutor improperly citing law in his closing argument, and (3) the cumulative effect of all alleged errors.

We find no reversible error and affirm the judgment of the trial court.

II. FACTS.

This case arose when the family of 90-year-old Eba Wilson 2 suspected that several checks written on her account had been forged. Although no one disputed that Eba remained mentally alert until her death, Eba’s eyesight had deteriorated to the point that she often had family members or her caretaker, Roach, fill in her checks, which she then signed.

In addition to the loss of eyesight, Eba also suffered from significant hearing loss, knee problems, and diabetes. Despite her physical frailties and advanced age, Eba strove to maintain her independence as much as possible. She exercised control over her finances by having her monthly checking account statements read to her by her son, Wendell Wilson, or Wendell’s wife, Jean, and by remaining aware of her checkbook balance and her expenditures. Wendell remembered Eba as being frugal with her money and closely tracking her expenses because she was aware that her financial resources were limited, and she intended to make these limited resources last.

*105 Several months before her death, Eba and Wendell both suffered health setbacks that forced a deviation from their routine review of Eba’s checking account statements, which customarily happened soon after each statement arrived in the mail. Wendell was hospitalized for about a month and was unable to review Eba’s checking account statement for the preceding month with her. Later, he testified at trial to never having seen the statement missed because of his hospitalization.

A month later, Eba passed out at home; and Roach, who had been working for several months as Eba’s live-in caretaker, called an ambulance. Eba was then taken to a hospital where she remained for two or three days before being released to a nursing home. Because Eba never returned home after being taken to the hospital, Roach’s employment as Eba’s caretaker ceased.

After Eba was placed in the nursing home, her checking account statements were redirected to Wendell’s home address. Wendell had obtained power of attorney to handle financial matters for Eba and had also been designated as a signatory on her checking account. Wendell became alarmed when he noticed several large checks totaling $6,000 written out to Roach and to Roach’s daughter, Chasity Goatee.

After Wendell went to his mother’s bank to sign affidavits of forgery on several suspicious checks, 3 the police and the Cabinet for Health and Family Services (CHFS) Adult Protective Unit commenced investigations, including separate interviews with Wendell, Jean, Eba, Roach, and Goatee. Ultimately, the authorities charged Roach with adult exploitation and three counts of second-degree criminal possession of a forged instrument. 4

Lead detective Robert Duvall and Lisa Loftus of the CHFS Adult Protective Unit both testified at trial about their investigations. Both noted that Roach denied writing the allegedly forged checks and indicated that Roach asserted that Eba had loaned her money through some of these checks.

The jury found Roach guilty of adult exploitation, three counts of second-degree criminal possession of a forged instrument, and PFO 2. It recommended a total sentence of twenty years’ imprisonment. 5 The trial court entered judgment in accordance with the jury’s recommendations and also ordered Roach to make restitution for the forged checks to the victim’s family.

III. ANALYSIS.

A. Trial Court Properly Denied Directed Verdict Motion.

Roach contends that the trial court erred in denying her motion for a directed verdict on the adult exploitation charge because of an alleged lack of evidence that *106 Eba was unable to manage her own affairs as required to invoke the protection of Kentucky Revised Statutes (KRS) Chapter 209, the Kentucky Adult Protection Act. 6 Roach points to a lack of evidence that Eba suffered any mental dysfunction and argues that Eba’s physical infirmities did not rise to the level of physical dysfunction to render her unable to manage her own affairs, pointing out that Eba was aware of her financial situation. We are unaware of any other Kentucky appellate opinions that directly construe the requirements for a conviction of adult exploitation under KRS 209.990(5), so this appears to be a matter of first impression. 7

The controlling statutes allow for finding adult exploitation if the adult victim suffers from either mental or physical limitations

preventing that adult from managing her own affairs. 8 So, despite the undisputed fact that Eba suffered no mental impairment, the evidence at trial was sufficient to show that Eba’s physical limitations forced her to seek assistance in managing her affairs. For example, ample testimony proved that Eba’s limited vision required her to call on others to fill in checks, which she signed herself. And her customary awareness of her checking account balance stemmed largely from Wendell’s or Jean’s oral review of the bank statements with Eba. In other words, Eba was able to keep track of her finances but only with assistance.

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Cite This Page — Counsel Stack

Bluebook (online)
313 S.W.3d 101, 2010 Ky. LEXIS 123, 2010 WL 2016851, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roach-v-commonwealth-ky-2010.