R.M. v. D.S.

Court of Appeals of Iowa·Decided October 6, 2021·No. 20-1375·Published

Opinion

IN THE COURT OF APPEALS OF IOWA

No. 20-1375

Filed October 6, 2021

R.M., Petitioner-Appellee,

vs.

D.S., Respondent-Appellant.

Appeal from the Iowa District Court for Buchanan County, Linnea M.N.

Nicol, District Associate Judge.

D.S. appeals the imposition of a protective order under Iowa Code chapter 236A (2020). AFFIRMED.

Nina Forcier of Forcier Law Office, PLLC, Waterloo, for appellant.

Sonci Kingery of Iowa Coalition Against Sexual Assault, Des Moines, for appellee.

Heard by Tabor, P.J., and Greer, and Badding, JJ.

TABOR, Presiding Judge, Teenager D.S. appeals the imposition of a protective order for relief from sexual abuse under Iowa Code chapter 236A (2020). H.M., the teenage protected person, did not testify at the hearing. So D.S. argues the evidence provided by H.M.’s mother, R.M., and a nurse practitioner was hearsay and improper vouching. D.S. also argues the juvenile court admitted a Snapchat message without proper foundation. And he argues petitioner R.M. did not present enough evidence to justify the protective order.

We find the court properly admitted the nurse practitioner’s testimony and the Snapchat exhibit. And with that proof, R.M. satisfied the preponderance-of- the-evidence standard for obtaining a protective order. So we affirm. I. Facts and Prior Proceedings On August 4, 2020, R.M. filed a chapter 236A petition for relief from sexual abuse against D.S. on behalf of her minor daughter H.M. According to the petition, D.S. “forced” H.M. “to have sexual intercourse” at his home around 12:30 a.m. the day before. The petition alleged H.M. “asked him to stop, tried to push him off and was not able to.” R.M. took her daughter to the emergency room later that morning, where medical staff referred them to a child protective services (CPC) clinic. There, a nurse practitioner examined and treated H.M.

Under chapter 236A, the court must hold a hearing “[n]ot less than five and not more than fifteen days after” the petition is filed.1 Iowa Code § 236A.6(1). The

1The court also may enter a temporary order before the hearing “upon good cause shown in an ex parte proceeding.” Iowa Code § 236A.6(2). Here, the court entered a temporary protective order on August 4, the day the petition was filed.

juvenile court set a hearing for August 10.2 The court then continued the hearing until August 17 at D.S.’s request. Self-represented R.M. moved to continue the hearing beyond that date, stating counsel was not available to her and she needed more time to “gather medical documentation and witness statements.” But citing the statutory time constraint, the court denied R.M.’s motion.

At the hearing, R.M. appeared on her own. She explained H.M. would not be testifying, based on medical advice concerning her physical and mental health. R.M. planned to testify and offer several unsworn statements from others. The court explained it could not accept those hearsay statements and reminded R.M. that she had the burden of proof. R.M. confessed, “I’ll be honest. I don’t know what I’m allowed to present and not present based on what you just kind of mentioned with having any kind of statements. I can’t use them if they can’t be spoken to or cross-referenced. I’m not sure what I’m allowed to present.”

The court responded, “Well, I’m going to let you present—because you’re a pro se person, I’m going to let you present whatever you want to present.” But the court gave this warning:

[T]he rules of evidence do apply. I don’t know if you have witnesses, but because you don’t know the difference between direct evidence and hearsay, I’m going to let you say whatever you want to say. But what I can tell you is that if everything you have to say is hearsay, that’s not going to get us to a preponderance of the evidence.

The court clarified it would rule later whether R.M.’s evidence was admissible.

2 Because of D.S.’s age, the district court waived the case to juvenile court. See Iowa Code § 236A.3(4) (“If the person against whom relief from sexual abuse is being sought is seventeen years of age or younger, the district court shall waive its jurisdiction over the action to the juvenile court.”).

R.M. then testified to events outside her personal knowledge that were conveyed to her by others, including her husband and H.M. She also testified about the existence of a medical report following the sexual abuse but did not want to offer it into evidence because of an ongoing criminal investigation. D.S. objected at several points that R.M.’s evidence was hearsay. The court “noted” these objections but did not give an immediate ruling. At the close of R.M.’s testimony, the court explained that it could not consider R.M’s hearsay testimony.3 The court then recessed to give R.M. time to subpoena a witness. R.M. was able to subpoena the nurse practitioner who examined H.M.

Appearing by telephone, nurse practitioner Elizabeth Heying recounted what H.M. told her about the assault and her medical condition afterward. D.S. objected on hearsay grounds, but the court allowed it under Iowa Rule of Evidence 5.803(4), the exception for statements made for the purpose of medical diagnosis and treatment.4 During Heying’s testimony, the mother asked whether bruises on H.M. were consistent with H.M.’s report that she was forced into the sex acts. D.S. objected that Heying’s affirmative response was impermissible vouching for H.M.’s truthfulness. The court sustained that objection. When Heying testified H.M. identified her assailant as D.S., counsel for D.S. did not object.

3 While the court was not explicit in sustaining D.S.’s hearsay objections, it discussed the out-of-court statements that R.M. wished to offer: “So because they are hearsay and there’s no one here to testify, I don’t have any—I don’t have a lot of options here.” 4 Counsel for D.S. argued H.M’s statements about the events leading up to the

assault were “not relevant to medical treatment.” The court then allowed the nurse to testify: “I need to know where this happened and I need to know who did this so that I can determine treatment and make sure she’s safe.”

After Heying testified, R.M had one final piece of evidence. She offered a printout of a photograph she took with her phone of an incoming message to H.M.’s phone on the social media application Snapchat. The message came from an account labeled with D.S.’s first name and read, “So why u telling people I forced u too?” The time on H.M.’s phone read “7:31.” R.M. testified: “[H.M.] was in the hospital when this message came through. I had taken her phone so that she couldn’t talk to anyone.”

D.S. objected that R.M. had not laid an appropriate foundation for the photograph establishing who sent the message or the date it was sent. After additional testimony and a second photographic exhibit from R.M., the court admitted the electronic evidence.

D.S. presented no evidence. Based on Heying’s account, the court found R.M. met her burden and issued a protective order: “[T]he petitioner provided evidence, through the testimony of Elisabeth Heying, nurse practitioner that a sexual assault occurred between H.M., who is a fourteen-year-old child, and the respondent, who is a sixteen-year-old child, against the will of H.M. This conduct constitutes sexual abuse under Iowa Code section 709.4(1)(a).” D.S. appeals. II. Scope and Standards of Review5 D.S. and R.M. debate the applicable standard of review. Our supreme court has not interpreted chapter 236A. So we have analogized it to the provisions for

5 “Scope of review” and “standard of review” are often used interchangeably. But the two terms carry distinct meanings. “Scope of review” means the range of district court actions (or “what”) an appellate court is permitted to examine. See B. John Burns, Theory of Appellate Practice, 4A Ia. Prac., Criminal Procedure § 32:1 (2021 ed.). By contrast, “standard of review” refers to our level of deference (or “how”) we conduct that examination. Id.

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