Rivers v. Methodist Hospitals, Inc.

654 N.E.2d 811, 1995 Ind. App. LEXIS 1004, 1995 WL 475569
CourtIndiana Court of Appeals
DecidedAugust 14, 1995
Docket75A03-9404-CV-155
StatusPublished
Cited by23 cases

This text of 654 N.E.2d 811 (Rivers v. Methodist Hospitals, Inc.) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rivers v. Methodist Hospitals, Inc., 654 N.E.2d 811, 1995 Ind. App. LEXIS 1004, 1995 WL 475569 (Ind. Ct. App. 1995).

Opinion

OPINION

HOFFMAN, Judge.

Appellant-respondent Dorothy M. Rivers, personally and as administratrix of the Estate of James A. Rivers, deceased, appeals from a dismissal of appellees-petitioners The Methodist Hospitals, Inc. ("Hospital"); Sak-da Suwan, M.D.; Benjamin Tang, M.D.; Ko-sin Thupvong, M.D.; and Lake County Cardiovascular, Inc. (collectively "the Doctors") (when necessary to refer to both Hospital and the Doctors the term "Appellees" will be used) in a medical malpractice action.

On June 25, 1990, Rivers filed a proposed medical malpractice complaint against the Appellees with the Department of Insurance alleging that her husband's death was the result of Appellees' negligent care and treatment. On July 6, 1990, the Hospital served interrogatories and a request for production upon Rivers. The Doctors served their interrogatories on July 20, 1990. Hospital sent letters to Rivers on September 17 and November 8, 1990, asking Rivers to provide answers to its interrogatories and a response to its request for production, which were sent to Rivers in July. Rivers failed to respond. On July 20, 1990, the Doctors requested that Rivers sign a waiver of the physician-patient privilege relating to pertinent medical records to prepare for a defense. Rivers did not reply. Thereafter, the Doctors wrote Rivers and requested that she nominate a panel chairman and provide answers to their interrogatories of July 13, 1990. On the same day, the Doctors formally requested the creation of a Medical Review Panel. On October 29, 1990, the Doctors asked Rivers *813 whether she would agree to a panel chairman and if her answers to their interrogatories could be expected by November 15, 1990. Again, there was no reply from Rivers.

On February 19, 1991, Hospital filed its motion to compel discovery specifically requesting the imposition of sanctions. After a change of venue, Hospital filed a motion to compel discovery in Starke County. The Doctors filed a cross-motion to compel discovery on August 29, 1991. The court set a hearing on the pending motions for December 6, 1991.

On October 16, 1991, Hospital served its first request for admissions. The request was designed to show a pattern of abuse and misconduct by Rivers' counsel in refusing to provide discovery information. Rivers objected to the request. Hospital again filed a motion for an order compelling answers to its request for admissions, which was also set for hearing on December 6, 1991. On November 5, 1991, sixteen months after the interrogatories and request for production were served, Rivers filed her response. After the December 6, 1991 hearing, the trial court continued the matter of sanctions for further evidence at a later date. The court ordered Rivers to provide attachments omitted from answers to interrogatories within seven days and to answer interrogatories and admissions promptly.

Hospital served Rivers with a second request for admissions in January of 1992. On March 25, 19983, Hospital filed another motion requesting dismissal for Rivers' noncompliance with the discovery process. After a second hearing, the court found that Rivers' discovery responses were "incomplete, evasive and inadequate" and that Rivers failed to respond promptly as set out in the court's December 6, 1991 order. The court deemed admitted all of Hospital's first request for admissions and admissions Nos. 2-12 of the second request. The court further warned Rivers that "any further failure ... to timely answer or to completely answer discovery ... will result in an order of dismissal...."

On September 10, 1998, the Doctors filed a eross-motion for preliminary determination and to dismiss Rivers' claim for failure to prosecute. Four days later, Hospital filed its third motion for sanctions. Rivers in turn filed a motion to compel and for sanctions alleging Hospital and the Doctors' noncompliance with discovery. After a hearing, the trial court denied Rivers' motion to compel as to Hospital and the Doctors. The court ordered the dismissal of the Doctors for Rivers' failure to prosecute, failure to participate in meaningful discovery, and failure to participate in the formation of a Medical Review Panel. The court further entered a dismissal as to Hospital for Rivers' failure to prosecute and her pattern of bad faith and abusive resistance to discovery requests. Rivers now appeals.

Consolidated the issues presented for review are:

(1) whether the trial court abused its discretion in dismissing Rivers' claim against the Hospital pursuant to Chapter 11 of the Indiana Medical Malpractice Act 1 and Ind.Trial Rule 37 for failing to obey the court's discovery orders; and
(2) whether the trial court abused its discretion in dismissing Rivers' claim against the Doctors for failure to prosecute her claim.

The Indiana Medical Malpractice Act provides that a court having jurisdiction over the subject matter and the parties of a proposed medical malpractice complaint has the authority to compel discovery in accordance with the Indiana Rules of Procedure. IND.CODE § 26-12-11-l(a)(1). The rules of discovery are designed to allow a liberal discovery process, the purposes of which are to provide parties with information essential to litigation of the issues, to eliminate surprise, and to promote settlement. Canfield v. Sandock (1990), Ind., 563 N.E.2d 526, 528; Marshall v. Woodruff (1994), Ind.App., 631 N.E.2d 3, 5. Discovery is designed to be self-executing with little, if any, supervision of the court. Canfield, 563 N.E.2d at 528.

*814 Rivers contends that the court should have first imposed a lesser sanction prior to dismissal of her claim. Rivers' reliance on Chrysler Corp. v. Reeves (1980), Ind.App., 404 N.E.2d 1147, trans. denied, and other cases decided under the predecessor to current TR. 37(B)(2) is unfounded as the rule has been substantially rewritten. See Burns v. St. Mary Medical Center (1987), Ind.App., 504 N.E.2d 1038, 1039. The decision to impose the ultimate sanction of dismissal or default is within the trial court's discretion. Nesses v. Specialty Conmmectors Co., Inc. (1990), Ind.App., 564 N.E.2d 822, 327, trans. denied. A court need not necessarily impose a lesser sanction before dismissal or default judgment. Id.

The trial court is vested with broad disceretion in ruling on discovery issues. Ind.Trial Rule 37(B) provides a trial court with sance-tions it may impose upon litigants for failure to comply with discovery orders. Nesses, 564 N.E.2d at 326. If a party fails to obey an order to provide discovery, the court "may make such orders in regard to the failure as are just[.] ..." TR. 87(B)(@Q). Included within such sanctions is an order striking out pleadings, staying actions until the order is obeyed, dismissing the action, or rendering a default judgment against the disobedient party. Marshall, 681 N.E2d at 5; TR. 87(B)(2)(c). As explained in Nesses:

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Bluebook (online)
654 N.E.2d 811, 1995 Ind. App. LEXIS 1004, 1995 WL 475569, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rivers-v-methodist-hospitals-inc-indctapp-1995.