Rivera v. Heintz

575 A.2d 1052, 21 Conn. App. 678, 1990 Conn. App. LEXIS 187
CourtConnecticut Appellate Court
DecidedJune 5, 1990
Docket8081
StatusPublished
Cited by2 cases

This text of 575 A.2d 1052 (Rivera v. Heintz) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rivera v. Heintz, 575 A.2d 1052, 21 Conn. App. 678, 1990 Conn. App. LEXIS 187 (Colo. Ct. App. 1990).

Opinion

Lavery, J.

This appeal presents the question whether § 2515.05 of the department of income maintenance (DIM) uniform policy manual,1 which concerns the eligibility of applicants for benefits under the aid to families with dependent children (AFDC) program, is contrary to federal law.

The DIM denied the plaintiffs application for benefits based on her alleged failure to show, in strict accordance with § 2515.05, that the child within her care, Jason Muniz, is her half-brother. She appealed [680]*680that decision to the DIM fair hearing officer, who upheld the denial of her application.

She then appealed to the Superior Court, which granted her motion for a remand to the hearing officer to present additional evidence. On remand, the stipulation of the parties directed the hearing officer to state whether he understood DIM policy to allow proof of the familial relationship other than by documentary evidence. In the decision after the remand, the hearing officer stated: “I must make my decision based on those conditions spelled out in the policy. If there was no legal documentation that a particular male is the father of a child (#1, 2 and 3 of 2515.05) or a signed statement by a male that he is the father (#4 of 2515.05) then relationship has not been established.” The hearing officer again denied the application and a second appeal to the Superior Court was taken.

The Superior Court held that the hearing officer’s denial of the application was not an abuse of discretion under General Statutes § 4-183 and therefore upheld the decision. The Superior Court did not consider the plaintiff’s argument, which was presented to the hearing officer, that § 2515.05, which limited proof of the familial relationship to documentary evidence, was contrary to federal law.

The hearing officer found the following facts, among others. The plaintiff’s father, Jose Luis Torres, and Marisol Muniz lived together in New York, where the plaintiff and her sister would often visit the couple. Muniz and Torres separated and, a few months after the separation, Muniz telephoned the plaintiff to say that she was pregnant with Torres’ child. Jason Muniz was then bom. The New York welfare department took custody of Jason from Muniz on the grounds that her boyfriend at the time was abusing the child. Upon sub[681]*681mission of affidavits by Jason’s mother, the plaintiff and the plaintiff’s sister, the New York State Surrogate Court (Bronx) was satisfied that the plaintiff is the half-sister of Jason, and therefore granted the plaintiff guardianship of Jason.

The DIM policy of which the plaintiff complains is § 2515.05 of the DIM uniform policy manual.2 Subsec-tion B of that section provides: “The Department con[682]*682siders a male to be the father of the child if: 1. legal marriage existed between the male and the natural mother of the child at time of the child’s birth and this fact is not contested by the natural mother; or 2. he has legally adopted the child; or 3. he has been adjudged to be the father by the court; or 4. he has signed a statement recognizing that he is the natural father of the child. This statement need not be notarized or witnessed.” The DIM denied the plaintiff’s application because the evidence she presented did not fit into any of these four categories. Moreover, the hearing officer refused to take the plaintiff’s evidence into consideration.

The plaintiff contends that her evidence was sufficient to prove her relationship with Jason, by a preponderance of the evidence, and that the DIM’s policy of considering only evidence that falls within one of the four categories of § 2515.05 contravenes federal law in that it places an unduly strict burden of proof upon her. The plaintiff would have this court rule that the DIM must consider all relevant evidence in determining whether an applicant is a relative of a dependent child, and that the applicant must prove the familial relationship by only a preponderance of the evidence. [683]*683We go further, however, and hold that it is contrary to federal law to place the burden of proving a familial relationship upon the applicant.

The AFDC program is established by part IV of the Social Security Act, 42 U.S.C. §§ 601-609. “The category singled out for welfare assistance by AFDC is the ‘dependent child,’ who is defined [at 42 U.S.C. § 606 (a)] as an age-qualified ‘needy child . . . who has been deprived of parental support or care by reason of the death, continued absence from the home, or physical or mental incapacity of a parent and who is living with’ any one of several listed relatives.” King v. Smith, 392 U.S. 309, 313, 88 S. Ct. 2128, 20 L. Ed. 2d 1118 (1968).

“The AFDC program is based on a scheme of cooperative federalism. . . . States are not required to participate in the program, but those which desire to take advantage of the substantial federal funds available for distribution to needy children are required to submit an AFDC plan for the approval of [the secretary of health and human services]. . . . One of the statutory requirements is that ‘aid to families with dependent children . . . shall be furnished with reasonable promptness to all eligible individuals.’ [42 U.S.C. § 602 (a) (10) (A)].” Id., 316-17. “Thus, King v. Smith establishes that, at least in the absence of congressional authorization for [an] exclusion clearly evidenced from the Social Security Act or its legislative history, a state eligibility standard that excludes persons eligible for assistance under federal AFDC standards violates the Social Security Act and is therefore invalid under the Supremacy clause.” Townsend v. Swank, 404 U.S. 282, 286, 92 S. Ct. 502, 30 L. Ed. 2d 448 (1971). What is dispositive of this appeal, therefore, is our determination that § 2515.05 of the DIM policy manual excludes persons eligible under federal AFDC standards.

[684]*684Section 2515.05 must be examined closely to determine who exactly is excluded. In this regard, only the effect of the regulation is relevant and it is immaterial whether that effect is intended or not. See Buckner v. Maher, 424 F. Sup. 366, 373 (D. Conn. 1976), aff'd, 434 U.S. 898, 98 S. Ct. 290, 54 L. Ed. 2d 184 (1977). (“This court finds that the Connecticut rule has the effect, if not the avowed intent, of presuming that transferred assets are still available to the transferor.”)

Section 2515.05 has the effect of denying AFDC benefits to dependent children who reside with paternal relatives. Rarely will a child residing with a maternal relative be denied benefits under § 2515.05 (C) because if the child is born in a hospital, the mother’s name will appear on the child’s birth certificate, and the maternal relatives will be able to establish their familial relationship to the satisfaction of the DIM. A child abandoned by his father and residing with paternal relatives, as in the present case, will rarely receive benefits because the requirements of § 2515.05 (B) are much more difficult to meet.

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Bluebook (online)
575 A.2d 1052, 21 Conn. App. 678, 1990 Conn. App. LEXIS 187, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rivera-v-heintz-connappct-1990.