Rittiman v. P.U.C.

CourtCalifornia Court of Appeal
DecidedJune 17, 2022
DocketA162842
StatusPublished

This text of Rittiman v. P.U.C. (Rittiman v. P.U.C.) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rittiman v. P.U.C., (Cal. Ct. App. 2022).

Opinion

Filed 6/17/22 CERTIFIED FOR PUBLICATION

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FIRST APPELLATE DISTRICT

DIVISION ONE

BRANDON RITTIMAN et al., Petitioners, A162842 v. PUBLIC UTILITIES COMMISSION, (Public Utilities Commission Nos. Respondent. 20597, 20598, 20599 & 20600)

This original mandamus proceeding brought under the Public Records Act (PRA) (Gov. Code, §§ 6251 et seq.) presents three questions: (1) Was petitioner1 required to fully exhaust the administrative remedies set forth in the Public Utilities Code and in California Public Utilities Commission (CPUC) General Order 66-D in order to judicially challenge the commission’s denial of his PRA requests? (2) Has the CPUC’s action on petitioner’s administrative appeal rendered this writ proceeding moot? (3) Did the commission properly deny petitioner’s PRA requests on the basis of the “Governor’s correspondence” exemption (Gov. Code, § 6254 subd. (l)) and/or the “deliberative process” privilege (id., §§ 6254 subd. (k), 6255, subd. (a))? We conclude the answer to the first two questions is “no,” and the answer to

1Although there are two named petitioners, Brandon Rittiman and Tegna, Inc., we use the singular since Rittiman made the PRA requests at issue and for ease of reference.

1 the third, is “yes.” We therefore sustain the CPUC’s return by way of demurrer without leave to amend and dismiss this original proceeding.

I. BACKGROUND In mid-November 2020, petitioner made four PRA requests seeking “all communications between” CPUC President Marybel Batjer and/or her “principal executive staff,” and members of the Governor’s staff, since the date of Batjer’s appointment in mid-August 2019. The requested records included “all documents, emails, or texts whether made on state-issued or personal devices.” Consistent with Government Code section 6253, subdivision (c),2 the CPUC, on November 30, notified petitioner of its “determination” that the requested records were statutorily exempt from disclosure under Government Code section 6254, subdivision (l)—the Governor’s correspondence exemption3—and would not be made available. On December 4, in accordance with CPUC General Order 66-D, enacted pursuant to Government Code section 6253.4, subdivisions (a) and (b)(28),4

2 Government Code section 6253, subdivision (c), provides in pertinent part: “Each agency, upon a request for a copy of records, shall, within 10 days from the receipt of the request, determine whether the request, in whole or in part, seeks copies of disclosable public records in the possession of the agency and shall promptly notify the person making the request of the determination and the reasons therefore.” 3 Government Code section 6254 excludes from disclosure “any of the following records: [¶] . . . [¶] (l) “Correspondence of and to the Governor or employees of the Governor’s office or in the custody of or maintained by the Governor’s Legal Affairs Secretary.” (Gov. Code, § 6254, subd. (l).) 4 Government Code section 6253.4, subdivision (a) states: “Every agency may adopt regulations stating the procedures to be followed when making its records available in accordance with this section.” Subdivision (b)(28) sets forth a list of government entities, including the CPUC, that must also “establish written guidelines for accessibility of records,” which must be 2 petitioner sent an e-mail to a CPUC Legal Division attorney appealing the determination that the requested records are statutorily exempt from disclosure. His stated ground for appeal was that “correspondence,” as the term is used in the exemption, must be “narrowly . . . ‘confined to communications by letter,’ ” citing Times Mirror Co. v. Superior Court (1991) 53 Cal.3d 1325, 1337 (Times Mirror Co.). (Underscoring omitted.) He therefore requested that the commission provide “all text messages, emails, and calendar entries.” Although petitioner’s e-mail did not comply with the commission’s procedural rules for such appeals, the commission acknowledged receipt of his appeal. The next step in the CPUC’s internal appeal process requires its legal division to prepare a draft “Resolution” responding to the issue(s) raised by the requestor’s appeal. (Gen. Ord. 66-D § 6.1.) As the resolution subsequently adopted by the commission in this case illustrates, such resolutions are in the nature of a detailed legal disposition that summarizes the facts of the particular PRA request and discusses and applies what the CPUC determines is the applicable law. Draft resolutions are made available for public review and comment, and acted on by the commission at the next scheduled board meeting. (Gen. Ord. 66-D § 6.1.) General Order 66-D does not set forth deadlines for completing and posting of draft resolutions, or for commission action on a draft resolution. As of mid-April 2021, the CPUC had not posted a draft resolution on petitioner’s appeal, and petitioner notified the commission by letter that if a draft was not before it on April 22, he would deem its lack of action “a

posted and copies of which must be available on request. (Id., § 6253.4, subd. (b)(28).)

3 constructive denial” of his appeal “and seek judicial review” in the appellate courts. In his letter, petitioner advanced a new reason why the Governor’s correspondence exemption assertedly did not apply. He maintained a “California’s Court of Appeals has held that [Government Code] section 6254(l) provides confidentiality to a small subset of ‘letters’ and other correspondence received by the Governor’s Office: it applies only to those communications sent from individuals, companies, and/or groups who are outside of the government,” citing to California First Amendment Coalition v. Superior Court (1998) 67 Cal.App.4th 159, 168 (First Amendment Coalition). A CPUC attorney responded by letter five days later, apologizing for the delay in the draft resolution, citing “workload issues.” She anticipated the draft resolution would be prepared and posted on May 21, for action at the commission’s June 24 board meeting. Not seeing a draft resolution on May 21, petitioner e-mailed the same CPUC attorney on May 24 and 25. The attorney again apologized and stated the draft would be circulated by July 2 for the commission’s August 4 board meeting. Two weeks later, on June 14, petitioner filed the instant mandamus proceeding. He alleged, given the passage of seven months since the filing of his administrative appeal, his appeal had been “constructively denied.” He further maintained the Governor’s correspondence exemption applies solely to correspondence from private parties and therefore is inapplicable to his requests for communications between the Commission President and/or her principle executive staff, and the Governor’s staff. He requested immediate access to the disputed records.

4 We summarily denied the petition, indicating petitioner had not exhausted his administrative remedies. The Supreme Court granted review and transferred the matter back to us with directions to vacate our denial order and issue an order to show cause (OSC) to the trial court. The high court corrected its order on November 22, directing that we issue an OSC to the CPUC. We did so on December 1. In the meantime, on November 18, the commission adopted Resolution No. L-612, an 11-page, single-spaced decision, denying petitioner’s administrative appeal, principally on the basis of the Governor’s correspondence exemption (Gov. Code, § 6254, subd. (l)), and “deliberative process” privilege (id., §§ 6254, subd. (k), 62555).

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Rittiman v. P.U.C., Counsel Stack Legal Research, https://law.counselstack.com/opinion/rittiman-v-puc-calctapp-2022.