Rittenberg v. Barrett

114 Misc. 167
CourtCity of New York Municipal Court
DecidedJanuary 15, 1921
StatusPublished

This text of 114 Misc. 167 (Rittenberg v. Barrett) is published on Counsel Stack Legal Research, covering City of New York Municipal Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rittenberg v. Barrett, 114 Misc. 167 (N.Y. Super. Ct. 1921).

Opinion

Callahan, J.

This action is brought by plaintiff against “ William B. Barrett, as president of the Adams Express Company.” The defendant, by not denying, admits that the Adams Express Company is a joint stock corporation of which the defendant is the president. Plaintiff has secured an order for the examination before trial of William M. Barrett, as president of the Adams Express Company, the defendant herein,” or any other officer of said Adams Express Company, respecting certain matters alleged to be necessary and material for plaintiff to prove upon trial. Defendant moves to vacate this order upon several grounds, to wit: (1) That the affidavit upon which the order is based is insufficient; (2) that the order for the examination of William M. Barrett, as president of the Adams Express Company,” is unauthorized by the Code, and (3) that the direction for the examination of “ any other officer ” is improper. The first objection is, in my opinion, without merit, as the affidavit clearly sets forth such facts and circumstances as show the materiality and necessity of the testimony sought to be elicited. As to the second ground urged the defendant contends that William M. Barrett, as president of Adams Express Company,” is not an adverse party within the mean[169]*169ing of sections 870 and 872 of the Code of Civil Procedure, and, therefore, as the order is directed to him as such president and does not direct the examination of the joint stock corporation by one of its officers, the same is without authority of law and must be vacated. It is true that in cases where a corporation is party defendant the order should direct the examination of the corporation as the adverse party and then provide that the information sought be elicited by the examination of its officers (Educational Films Corp. v. Lincoln & P. Co., Inc., 192 App. Div. 621, and cases cited), and the defendant claims that by analogy the same rule is applicable in the case of a joint stock corporation upon the theory that the association and not the officer against whom the suit is brought is the party to the action within the meaning of the Code sections above cited. In view of this contention it is incumbent upon the court to determine what is meant by the words 1 ‘ party to an action ’ ’ as contained in section 870' of the Code, and whether in the instant case the association or the officer sued representing it is such party. In Woods v. De Figaniere, 1 Robt. 607, 610, the defendant, as in this case, was sued in his representative capacity as president of a joint stock corporation. There, also, as here, the answer was verified by him as such defendant. The court in holding that the president of the company was the party defendant, and as such might be required to submit to examination before trial, said: What does the Code here mean by the words, ‘ a party to an action ’ 1 Clearly it means any and every person, who, throughout its provisions, is described as a party to an action. A party to an action is one who is named as plaintiff or defendant, and appears on the record as such, and no other is meant. The title ‘ parties to civil actions ’ prescribes who may sue as plain[170]*170tiffs and who may be sued as defendants. By section 134, the summons is to be served on the defendant personally, except when served on a corporation, or a minor under the age of fourteen years, or the person named in subdivision three of that section. Pleadings, when verified, must be verified by the party, except in the ease of a corporation, or where they are verified by an agent on a sufficient excuse being shown therefor. * * * All the provisions of the Code, as a general rule, when treating of parties to the action, mean only the parties to the record, whether nominal parties, or the actual parties in interest. And when a plaintiff or defendant is but a mere nominal party, and has no interest in the event, and his property cannot be touched by the judgment, he alone is included in the description of a party to the action; and the person for whose immediate benefit the suit is prosecuted or defended is not included in the description. * * De Figaniere is the only party defendant in this action. He is the nominal party and is so named in the statute by force of which he is sued. He is as much a party as an executor, or any other party named in section 375 of the Code. They have no actual interest in the result, and their property cannot be touched on a judgment against them, not even for the costs of the action, unless charged with them personally for mismanagement or bad faith. * * * The joint stock company is not a party to the action: it is not a legal entity, and as such cannot sue or be sued. The individual associates, as such, are not the parties. The-action is defended for the immediate benefit of the joint stock company, but that is not a party, and cannot be made one. It has no capacity to sue or be sued, as such, and therefore cannot appear on the record, as a party. De Figaniere is the nominal party defend[171]*171ant, and the only person named as a party defendant; and to claim immunity from the statute compelling a party to submit to be examined, he must show that some parties, when nominal parties only, are exempt, and that he comes within the class of exempt parties. This has not been shown. On the contrary, the Code includes all parties to the action, whether nominal or the actual parties in interest; and he is, therefore, liable to be examined the same as any other party.” The reasoning in the above case is approved by the Court of Appeals in People v. Mutual Gas Light Co., 74 N. Y. 434, 436, where it is said: Upon the construction of a similar provision of the former Code the New York Superior Court, after an elaborate and careful examination of the question in Woods v. De Figaniere, 1 Robt. 610, arrived at the same conclusion upon reasoning which meets our approval.” In McGuffin v. Dinsmore, 4 Abb. N. C. 241, the court, upholding the right of plaintiff to an order for the examination of William B. Dinsmore as president of the Adams Express Company, a joint stock corporation, before trial, said: William B. Dinsmore is the only ‘ party ’ defendant in this action, notwithstanding that he is s-ued in his representative capacity as president of an association consisting of numerous individuals (Wood v. De Figaniere, 1 Robt. 607). * * * I am of opinion that neither the Adams Express Company by its- officers, nor its individual members, other than such one or more of them as are or may be made parties to the record, can be examined as parties before trial, under section 870. The plaintiff was not obliged to avail himself of the privilege accorded to him by the statute of 1849, of suing the association in the name of its president. He might have proceeded at his option, in the first instance, against the persons constituting such association, by [172]*172making them parties to the record, in which case each and all of them would have been liable to examination. * * * The association is not a corporation and. cannot be examined in this suit as a party by its officers, or otherwise than through the particular individual who, by virtue of the statute and for the purposes of action represents it, as the party of record. Its officers, other than such individual, can only be examined as witnesses in the same manner as if they sustained no official relation to it.” In Brooks v. Dinsmore,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. . Mutual Gas Light Company
74 N.Y. 434 (New York Court of Appeals, 1878)
Educational Films Corp. v. Lincoln & Parker Co.
192 A.D. 621 (Appellate Division of the Supreme Court of New York, 1920)
Fargo v. McVicker
55 Barb. 437 (New York Supreme Court, 1869)
Bacon v. Dinsmore
42 How. Pr. 368 (New York Supreme Court, 1872)
Brooks v. Dinsmore
8 N.Y.S. 103 (New York Court of Common Pleas, 1889)
McGuffin v. Dinsmore
4 Abb. N. Cas. 241 (The Superior Court of New York City, 1878)

Cite This Page — Counsel Stack

Bluebook (online)
114 Misc. 167, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rittenberg-v-barrett-nynyccityct-1921.