Ritch, Adm. v. A M Gen. Corp. CV-93-451-SD 03/28/96 P UNITED STATES DISTRICT COURT FOR THE
DISTRICT OF NEW HAMPSHIRE
Manton Ritch, as Administrator of the Estate of Todd Ritch
v. Civil No. 93-451-SD
A M General Corporation
O R D E R
Manton Ritch, administrator of the estate of Todd Ritch,
brings this wrongful death action against A M General
Corporation, the manufacturer of a vehicle in which plaintiff's
decedent was a passenger while on active duty with the National
Guard in Saudi Arabia. The complaint contains two counts,
sounding in strict liability and negligence, both premised on the
defendant's alleged inadeguate warnings regarding the vehicle's
safety.
Presently before the court are (1) defendant's motion for
summary judgment (document 13) based on the government contractor
defense, to which plaintiff objects, and (2) plaintiff's cross
motion for summary judgment (document 22) striking the government
contractor defense, to which defendant objects. Background
On February 20, 1991, Todd Ritch was killed in the desert of
Saudi Arabia while a passenger in a vehicle known as a M998
HMMWV, also known as a "Hummer" or "Humvee". Amended Complaint
55 8, 9; Defendant's Memorandum at 1. Ritch, a member of the New
Hampshire Army National Guard, was on active duty in Operation
Desert Storm at the time. Amended Complaint 5 7.
The driver of the Humvee and Ritch were discovered at the
accident scene beneath the vehicle, which had overturned. Army
Investigative File (attached as Exhibit J to Defendant's
Memorandum); Statement by Dr. Jay Brodie (attached as Exhibit 1
to Plaintiff's Memorandum). Ritch's chest was pinned under the
passenger door of the vehicle. Brodie Statement. The Humvee's
roll-over protective devices, referred to by the parties as A and
B pillars, were apparently not in place at the time of the
accident. Plaintiff's Memorandum at 3; Defendant's Memorandum at
3. The A pillar is the windshield frame; the B pillar is a
multi-piece bar assembled in several sections and bolted to the
vehicle. Id. Plaintiff's theory of the case is that Ritch's
death could have been avoided had the defendant provided a
warning against operating the vehicle without first securing the
roll-over structures. Amended Complaint 55 20, 25.
2 The Humvee's lineage can be traced back to July of 1979,
when the Army, through the Tank & Automotive Command (TACOM)
first solicited private industry to develop and sell to the Army
a high mobility multi-purpose wheeled vehicle. Affidavit of
Robert J. Gula 5 3, dated July 28, 1995 ("Gula 1 Aff.") (attached
as Exhibit 1 to Defendant's Memorandum in Support of Motion for
Summary Judgment). From the initial phase of the project, when
the government first accepted bids to build prototypes of the
vehicle, through the last stages of development, the government
provided A M General with detailed specifications for the
manufacture of the Humvee. Affidavit of John D. Weaver 55 2, 3
("Weaver Aff.") (attached as Exhibit H to Defendant's
Memorandum); Affidavit of Robert J. Gula, dated July 12, 1995, 5
2 ("Gula 2 Aff.") (attached as Exhibit AA to Defendant's
Memorandum). The specifications included safety features such as
the roll-over protection devices. Gula 2 Aff. 55 14, 15. The
government's specifications also indirectly affected the design
of safety features. For example, to comply with the Army's
packaging and shipping restrictions, the B pillar was designed to
be removed during shipment. Id.; Gula 1 Aff. 55 14, 15.
Through periodic tests and inspections, the Army
continuously monitored the manufacture of the Humvee to determine
whether the vehicle conformed to such specifications. Weaver
3 Aff. 5 3; Gula 2 Aff. 55 2, 16. For example, in phase one of the
project, prototype development contracts were awarded to three
manufacturers, including A M General; the prototype vehicles were
then tested to determine whether they conformed to government
specifications. Gula 2 Aff. 5 2.
Before A M General was awarded the production contract, the
government and all bidders, including A M General, participated
in a guestion and answer period entitled Errors, Omissions and
Clarifications (EOCs). Gula 1 Aff. 5 7. The government asked A
M General about whether its proposed vehicle would provide
"suitable roll over protection." Id. In response, A M General
stated that the roll-over protection of the Humvee would be
superior to that of other vehicles and that, in any event, the
vehicle would meet federal regulations regarding safety standards
for motor vehicles. Id. at 55 8, 9. AM General further
provided TACOM with detailed diagrams of the pillar system and a
proposal for how A M General expected to meet the roll-over
protection reguirement. Id. at 5 10.
A M General was subseguently awarded the production
contract. Id. at 5 6. The next phase of the project involved
final acceptance and approval by the Army of the vehicle. Id. at
5 10. During such phase, the government performed tests and
4 inspections designed to evaluate the production vehicles against
the reguirements of the contract. Id.
Discussion
1. Summary Judgment Standard
Summary judgment is appropriate when there is no genuine
issue of material fact and the moving party is entitled to a
judgment as a matter of law. Rule 56(c), Fed. R. Civ. P.; Lehman
v. Prudential Ins. Co. of Am., 74 F.3d 323, 327 (1st Cir. 1996) .
Since the purpose of summary judgment is issue finding, not issue
determination, the court's function at this stage "'is not [] to
weigh the evidence and determine the truth of the matter but to
determine whether there is a genuine issue for trial.'" Stone &
Michaud Ins., Inc. v. Bank Five for Savings, 785 F. Supp. 1065,
1068 (D.N.H. 1992) (guoting Anderson v. Liberty Lobby, Inc., 477
U.S. 242, 249 (1986) ) .
When the non-moving party bears the burden of persuasion at
trial, to avoid summary judgment he must make a "showing
sufficient to establish the existence of [the] element[s]
essential to [his] case." Celotex Corp. v. Catrett,, 477 U.S.
317, 322-23 (1986). It is not sufficient to "'rest upon mere
allegation[s] or denials of his pleading.'" LeBlanc v. Great Am.
Ins. C o ., 6 F.3d 836, 841 (1st Cir. 1993) (guoting Anderson,
5 supra, 477 U.S. at 256), cert, denied, ___ U.S. , 114 S. C t .
1398 (1994). Rather, to establish a trial-worthy issue, there
must be enough competent evidence "to enable a finding favorable
to the non-moving party." Id. at 842 (citations omitted).
In determining whether summary judgment is appropriate, the
court construes the evidence and draws all justifiable inferences
in the non-moving party's favor. Anderson, supra, 477 U.S. at
255.
2. The Government Contractor Defense
Defendant's claim has its genesis in Boyle v. United
Technologies Corp., 487 U.S. 500 (1988), which embellished
federal common law in order to recognize the so-called government
contractor defense. Boyle held that a government contractor
cannot be subject to liability under state law for design defects
in military eguipment when
(1) the United States approved reasonably precise specifications; (2) the eguipment conformed to those specifications; and (3) the supplier warned the United States about the dangers in the use of the eguipment that were known to the supplier but not to the United States.
Id. at 512. This standard was formulated to ensure that the
federal policy protecting the government in its exercise of
discretionary functions is not thwarted by the application of
6 state tort law.1 Id. at 511-12. The first two conditions were
devised to determine whether the government's discretionary
functions have been implicated in the suit. "[T]hey assure that
the design feature in guestion was considered by the Government
officer, and not merely by the contractor itself." Id. at 512.
The third condition was adopted to encourage manufacturers to
pass along their knowledge of any risks, thereby increasing the
flow of information available to the government in making its
discretionary decisions. Id. at 512-13.
Presently in contention is the interpretation of Boyle's
first condition in the context of a failure-to-warn claim. As a
general matter, courts tend to distinguish between failure-to-
warn claims and design defect claims in determining the
discretionary function guestion. The government's exercise of
discretion in choosing a product's design does not by itself
establish that the government also exercised discretion in the
selection of accompanying warnings. See Tate v. Boeing
1The Federal Tort Claims Act subjects the federal government to suits arising from the negligent or wrongful conduct of government employees. Boyle, supra, 487 U.S. at 511 (citing 28 U.S.C. § 134 6(b)). The FTCA exempts the government from claims arising from the performance of a discretionary function, whether or not such discretion was abused. Id. (citing 28 U.S.C. § 2680(a)). The FTCA does not expressly mention whether such exemption extends beyond the government to those entities that contract with the government.
7 Helicopters, 55 F.3d 1150, 1156 (6th Cir. 1995); In re Hawaii
Federal Asbestos Cases, 960 F.2d 806, 812-13 (9th Cir. 1992);
Dorse v. Eagle-Picher Indus., 898 F.2d 1487, 1489-90 (11th Cir.
1990); In re Joint Eastern & Southern Dist. N.Y. Asbestos Litiq.,
897 F.2d 626, 630-32 (2d Cir. 1990). The possibility remains
that while the government contract may focus on the content and
design of the product, the issue of warnings was left to the
contractor's discretion. In re New York Asbestos, supra, 897
F .2d at 631.
There is less agreement, however, as to how to determine
whether the government exercised the level of discretion reguired
by Boyle's first condition in approving the subject warnings.
The generally accepted approach is to focus on whether the
contractor could have complied with both its state law duty to
warn and its duty under the military contract. See Dorse, supra,
898 F.2d at 1489-90; In re New York Asbestos, supra, 897 F.2d at
630-32. Such decisions have found that if the contract does not
prohibit or otherwise conflict with defendant's ability to place
safety warnings on the product, the federal contractual duty does
not displace the defendant's duty to warn imposed by state law.
In re Hawaii, supra, 960 F.2d at 812; Dorse, supra, 898 F.2d at
1489-90. The reasoning is as follows. "Stripped to its essentials, the military contractor's defense under Boyle is to claim, 'The Government made me do it.' Boyle displaces state law only when the Government, making a discretionary, safety-related military procurement decision contrary to the requirements of state law, incorporates this decision into a military contractor's contractual obligations, thereby limiting the contractor's ability to accommodate safety in a different fashion."
In reHawaii, supra, 960 F.2d at 813 (quoting In re New York
Asbestos, supra, 897 F.2d at 632).
In addition, Boyle's first condition can be satisfied by
evidence that the government meaningfully and substantively
approved and evaluated warnings proposed by the contractors.
Tate, supra, 55 F.3d at 1157; Oliver v. Oshkosh Truck Corp., 911
F. Supp. 1161, 1183 (E.D. Wis. 1996)(agreeing with Tate that
requiring defendant to establish government dictation or
prohibition of warnings "seems too onerous a burden in light of
the reasoning of the Boyle Court"). Such approval must transcend
rubber-stamping, see Tate, supra, 55 F.3d at 1157, so that it can
be fairly said that the warning ultimately selected "reflect[s] a
significant policy judgment by Government officials." Boyle,
supra, 487 U.S. at 513.
The First Circuit has addressed the issue of when the
government's failure to warn can be a "discretionary function"
within the meaning of the FTCA, 28 U.S.C. § 2680(a)--although it has not yet reached the issue of when a government contractor
enjoys like protection for its failure to warn. To be
discretionary, the government's conduct must include the making
of a policy judgment or choice. Dube v. Pittsburgh Corning, 870
F.2d 790, 796 (1st Cir. 1989) (citing Berkovitz v. U.S., 486 U.S.
531, 536 (1988)); see also Aver v. United States, 902 F.2d 1038,
1044 (1st Cir. 1990) (a discretionary function "'often involves
not merely engineering analysis but judgment as to the balancing
of many technical, military, and even social considerations,
including specifically the trade-off between greater safety and
greater combat effectiveness'") (guoting Boyle, supra, 487 U.S.
at 511). The mere failure to consider whether or not a warning
should be given does not support the idea that the government
exercised discretion. Id. at 796-97. Rather, it is critical
that the government's failure to warn represented an affirmative
decision, including consideration of whether the risks posed by a
product justify a warning. Compare id. (Navy's failure to warn
domestic bystanders of asbestos hazards was not policy choice
where Navy had never considered or adopted a policy to forego
such warning) with Barnson v. United States, 816 F.2d 549, 553
(10th Cir.) (discretionary function exception covered federal
official's affirmative decision not to warn of risks of radiation
exposure, where government produced factors influencing its
10 decision), cert, denied, 484 U.S. 896 (1987) and Ford v. American
Motors Corp., 770 F.2d 465, 467 (5th Cir. 1985) (affirmative
decision of postal service not to warn buyers of surplus vehicles
of risk of roll-overs was policy choice within meaning of
discretionary function exception).
Against the above basic legal principles, the court will now
examine the merits of the parties' respective motions for summary
judgment.
Defendant first argues that it is entitled to summary
judgment because the "totality of the procurement process"
establishes that the government issued and approved reasonably
detailed specifications for the Humvee's design, including that
of the vehicle's roll-over protection system. Defendant's
Memorandum at 18. AM General contends that because the complete
development of the vehicle was dictated by the Army, the court
can determine as a matter of law that the decision regarding
warnings was solely within the government's discretion.
Defendant further relies on conversations between the Army and A
M General regarding the safety of the A and B pillars, but such
communications do not appear to concern the issue of warnings.
Thus defendant here attempts to establish the government's
discretion regarding warnings by showing the extent to which the
government was involved in other aspects of the vehicle's
11 design.2 To support such position, defendant understandably
relies on a strain of cases holding that Boyle's first criteria
is satisfied by evidence of the government's continuous
participation at various stages in the design and development of
the offending military eguipment. Stout v. Borg-Warner Corp.,
933 F.2d 331 336 (5th Cir.) (governmental review and critigues of
detailed drawings of air conditioning unit during design stages
and testing and evaluation of prototype models amounted to
approval of reasonably precise specifications), cert, denied, 940
502 U.S. 981 (1991); Harduvel v. General Dynamics Corp., 87 8 F.2d
1311, 1320 (11th Cir. 1989) (extensive analysis and review by
government of fighter aircraft's electrical system establishes
governmental approval), cert, denied, 494 U.S. 1030 (1990); Smith
v . Xerox Corp., 866 F.2d 135, 137-38 (5th Cir. 1989) (Boyle's
first element established by government's initial supply of
relevant specifications for shoulder-mounted weapon which were
incorporated into production contract, and government's
subseguent review and approval of contractor's final drawings and
specifications).
2Defendant also asserts that it is entitled to summary judgment because of the government's involvement in the provision of warnings. The court addresses such argument infra at p. 18 n. 3.
12 Defendant's position is problematic for several reasons.
First, and obviously, defendant's basic premise--that the
government's involvement in the provision of warnings can be
inferred by its participation in the design--is flawed. See,
e.g., Tate, supra, 55 F.3d at 1156 ("Simply because the
government exercises discretion in approving a design does not
mean that the government considered the appropriate warnings, if
any, that should accompany the product."). See also Bailey v.
McDonnell Douglas Corp., 989 F.2d 794, 799 (5th Cir. 1993)
("Boyle makes clear that the reguirements of 'reasonably precise
specifications' and conformity with them refer to the particular
feature of the product claimed to be defective." (guoting Boyle,
supra, 487 U.S. at 512)) (emphasis in Bailey) . Second, the cases
relied upon by defendant are distinguishable from the case at bar
in that they primarily address design defect claims and do not
offer meaningful discussion regarding a failure-to-warn claim.
See, e.g. Harduvel, supra, 878 F.2d at 1316, 1322; Smith, supra,
866 F.2d at 137; c f . Stout, supra, 933 F.2d at 337 n.2 (noting
that Smith potentially conflicts with In re New York Asbestos,
but declining to reconcile the conflict). Indeed, in one case
analyzing a design defect claim, the court explicitly declined to
decide whether its reasoning is transferable to a failure-to-warn
claim. Stout, supra, 933 F.2d at 337 n.2.
13 Defendant next asserts that because the government contract
required that the B pillar be disassembled and packed flat, the
government assumed responsibility for the final assembly of the B
pillar. However, such evidence does not support, as a matter of
law, that the government also assumed the responsibility to
purvey warnings about the importance of securing the B pillar.
Again, the court "do[es] not see how a federal contract
specification requiring a certain product design conflicts with
state law requiring a certain set of warnings incident to use of
that product or design." In re New York Asbestos, supra, 897
F .2d at 630 .
The remaining arguments within defendant's motion for
summary judgment relate to Boyle's second and third criteria.
Having found that defendant has not met the first condition
necessary to establish the government contractor defense against
a failure-to-warn claim, the court need go no further.
Accordingly, the court finds and herewith rules that the
defendant is not entitled to summary judgment.
The court now turns to plaintiff's cross-motion for summary
judgment. Plaintiff contends that defendant's government
contractor defense should be stricken because defendant fails to
offer evidence that the government provided reasonably precise
specifications concerning warnings. The court will now examine
14 the evidence in a light most favorable to the nonmovant, which in
this case is the defendant.
Relying on the following, plaintiff argues that the
responsibility for providing warnings in the operators' and
maintenance manuals for the Humvee rested with A M General:
"Prior to the deployment of the first HMMWV, and as part of the R034 contract reguirements, AM General worked with the Government to prepare documentation on the use and maintenance of the HMMWV. In particular, AM General provided an operators manual and maintenance manuals on the HMMWV. These manuals set forth detailed information concerning the maintenance and service of the HMMWV. These manuals also include warnings on the operation of the HMMWV."
Plaintiff's Memorandum in Support of Cross-Motion for Summary
Judgment at 5-6 (guoting Gula 2 Aff. 5 18).
"Warnings may come from many sources. The Government may direct the warning, AM General may initiate the warning or other similar vehicle system literature may be the source of the warning. No record is maintained as to the origin of all of the warnings. In all cases, the Government has final approval authority for all warnings."
Id. at 6 (guoting Defendant's Responses to Plaintiff's Fourth Set
of Interrogatories (attached as Exhibit 6 to Plaintiff's Cross-
Motion Memorandum)).
"The contractor shall prepare, validate and deliver technical manuals in accordance with Contract Data Reguirements List, DD Form 1423, Data Item DI-M-6153 (MOD) inclusive of all addendums thereto. The Government's right to
15 inspect, reject and require revision to the contractor's validation schedule shall be exercised within 30 days following receipt by the Government of contractor's submittal to the Government."
Id. (quoting Defendant's Response to Plaintiff's Sixth Request
for Production, at 22 (attached as "Exhibit 7" to Plaintiff's
Cross-Motion Memorandum)).
"Technical manuals are the official medium for providing technical information, instruction, and safety procedures, pertaining to the operation, installation, maintenance, and modification of equipment[] and materials . . . . Publications will be prepared in accordance with the current specifications and instructions listed on the addenda to this data item description."
Id. (quoting Exhibit 7, at 2) .
Plaintiff further observes that the primary focus of the
production contract is to dictate the format of the technical
manuals. With the exception of requiring the manual to contain a
warning concerning the use of compressed air, the contract
appears to leave the development of additional warnings to the
contractor's discretion, subject to final approval by the
government. Finally, plaintiff claims that the "vast majority"
of the warnings within the operators' manual were prepared by A M
General, without significant involvement of the Army. See
Plaintiff's Reply Memorandum at 3 (and attachments).
16 According to defendant, however, there is sufficient
evidence to support its position that the government cooperated
with A M General in the development of the warnings contained in
the operators' manual. Defendant attaches to its objection
certain government documents which it claims "demonstrate an
exchange between the contractor and the military as to various
suggested warnings or changes in the specifications."
Defendant's Memorandum at 3. Defendant relies upon assorted
documents, the first of which is entitled "Inclusion of 'Warning'
on Transporting Personnel in the High Mobility Multipurpose
Wheeled Vehicle (HMMWV) Manual." See documents attached to
Defendant's Memorandum as Exhibit B. In said documents, the
government records its "concern about the lack of rollover
protection on [Humvee] troop seats" and reguests that a "caution
note" be added to the operators' manual. Exhibit B at 5. The
documents further indicate that the government reviewed in detail
and possibly proposed that the following warning be included in
the Humvee operators' manual:
WARNING
Extreme caution shall be taken when transporting personnel. Rollover protection is available for the crew area only and is not provided in the troop/cargo area. Failure to use basic safe driving skills may result in injury or death to personnel and damage to eguipment.
17 a. Exercise extreme caution when transporting personnel. Rollover protection is available for the crew area only and is not provided in the troop/cargo area. Although certain design characteristics of the vehicle, such as vehicle width, ground clearance, independent suspension, etc. provide improved capabilities, accidents can still happen. b. Operators are reminded to observe basic safe driving technigues/skills when operating the vehicle, especially when transporting personnel. Vehicle speed must be reduced consistent with weather and road/terrain conditions. Obstacles such as stumps and boulders must be avoided. Failure to use basic safe driving technigues/ skills may result in injury or death to personnel and damage to eguipment.
Exhibit B at 1.
The court is persuaded that it would not be appropriate to
strike the government contractor defense in its totality at
present, as defendant has established the existence of a genuine
issue of fact.3 See In re New York Asbestos, supra, 897 F.2d at
632. The record raises conflicting inferences as to whether the
warnings within the operators' manual "reflect a significant
policy judgment by Government officials," see Boyle, supra, 487
U.S. at 513, and as to whether the government controlled or
significantly limited A M General's ability to provide a warning.
3Defendant avers that the evidence it has submitted in support of its objection provides further fodder to support its motion for summary judgment. However, the existence of a genuine issue of fact precludes entry of summary judgment in defendant's favor.
18 see, e.g.. In re New York Asbestos, supra, 897 F.2d at 632.
Plaintiff's submissions indicate, in part, that A M General had
the power to select which warnings were to be included in the
manual. However, defendant's evidence, and portions of
plaintiff's own submissions, call that inference into question,
as there is evidence that the manual was a joint effort between A
M General and the government, that the manual had to comply with
government specifications, and that the government dictated or
controlled the content of at least one warning concerning the
safety of the roll-over protection system. It thus appears that
the government may have made a reasoned, policy-based judgment as
to how the manual would describe the dangers of the roll-over
protection system. Therefore, the question of the extent to
which A M General had discretion to warn of other dangers of the
roll-over protection system is best left to the trier of fact.
Plaintiff also maintains that A M General had the discretion
to provide a warning on the vehicle itself in the form of a
sticker or decal. Defendant responds with a battalion of
evidence that it believes contradicts plaintiff's assertion. For
example, defendant submits government specifications which
provide for the nature of the painted finish of the vehicle. See
Specifications (attached as Exhibit A to Defendant's Objection
Memorandum). In addition, defendant proffers an affidavit of the
19 vice president and general counsel of A M General Corp., who
states that under its contract with the government, A M General
is not free to make unilateral changes and that "[a]ny changes to
the vehicle, including the posting of decals, placards, or other
such warning labels on the vehicle would reguire the specific
approval and direction of . . . TACOM." Affidavit of Thomas R.
MacDougall 5 7 (attached to Defendant's Motion for Leave to File
Reply Memorandum Affidavit).
As an example of how the approval process takes place,
defendant describes the procedure by which a warning decal
relating to the use of the vehicle's hand throttle came into
being. First, A M General wrote a letter to the Army stating its
concern about the danger of the hand throttle and recommending
that a warning decal be affixed to the dashboard. See Letter
dated May 13, 1986 (attached as "Exhibit C" to Defendant's
Objection Memorandum). The military subseguently reviewed A M
General's recommendation and then incorporated in the vehicle's
specifications a specific section entitled "Hand Throttle Decal".
See Specification 3.4.1.14 (attached as Exhibit A to Defendant's
Objection Memorandum) and Exhibit C. Defendant contends that
such process shows that the government approved reasonably
precise specifications, within the meaning of Boyle, and thus
20 defendant would not have had the discretion to provide other such
labels.
Defendant's submissions arguably show that the government
"approved reasonably precise specifications" regarding the paint
finish and hand throttle warning label; they also show that
before defendant could provide any additional warning labels A M
General would have to go through government channels. However,
such evidence does not shed light on whether the government even
considered the possibility of adding a label to the Humvee
concerning the general safety features of the roll-over
protection device, much less a more specific warning to secure
the A and B Pillars before operation. Because no reasoned,
affirmative decision by the government was made to forego warning
of such risk, it does not appear that the government exercised
discretion. See Dube, supra, 870 F.2d at 796-801 (before failure
to warn can constitute discretionary function, government must
make affirmative decision, based on policy concerns). Nor does
it appear that the government prohibited or significantly limited
A M General's ability to provide a warning label of the kind
desired by plaintiff, or that the government itself "dictated"
the contents of such warnings. Indeed, the evidence suggests
just the opposite, as the evidence submitted by A M General shows
that A M General could have made changes to the warning labels,
21 albeit subject to the government's approval. Accordingly, the
court must grant plaintiff's motion for summary judgment insofar
as plaintiff seeks to strike the defense regarding the provision
of warning stickers.
Conclusion
For the reasons set forth herein, the court denies
defendant's motion for summary judgment (document 13) and grants,
in part, plaintiff's cross-motion for summary judgment striking
the government contractor defense (document 22).
SO ORDERED.
Shane Devine, Senior Judge United States District Court
March 28, 1996
cc: Stephen R. Fine, Esg. Robert G. Whaland, Esg.