Rios v. Municipality of Guaynabo

938 F. Supp. 2d 235, 2013 WL 1497287, 2013 U.S. Dist. LEXIS 53360
CourtDistrict Court, D. Puerto Rico
DecidedApril 12, 2013
DocketCivil No. 10-1293 (SEC)
StatusPublished
Cited by11 cases

This text of 938 F. Supp. 2d 235 (Rios v. Municipality of Guaynabo) is published on Counsel Stack Legal Research, covering District Court, D. Puerto Rico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rios v. Municipality of Guaynabo, 938 F. Supp. 2d 235, 2013 WL 1497287, 2013 U.S. Dist. LEXIS 53360 (prd 2013).

Opinion

OPINION AND ORDER

SALVADOR E. CASELLAS, Senior District Judge.

Before the Court are the defendants’ motions for summary judgment (Dockets # 169 & 172), the plaintiffs oppositions thereto (Dockets # 197 & 210), and the parties’ respective replies (Dockets #220 & 238). After reviewing the filings and the applicable law, the motions are GRANTED in part and DENIED in part.

Factual and Procedural Background

This case raises an issue of public import: The proper standard for determining when a high level official of a municipality is its proxy or alter ego for purposes of potential automatic employer liability for sexual harassment under Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e et seq. It also presents the opportunity to address whether the First Circuit’s decision in Fantini v. Salem State Coll., 557 F.3d 22 (1st Cir.2009) tacitly overruled a putative exception to the no-individual-liability rule under Title VII: The so-called alter ego doctrine, as construed by some cases in this district.

The procedural history of this case has been neither straightforward nor laconic, and the facts are voluminous. In order to properly set the stage for the analysis, a comprehensive and specific recount of the procedural details in this case is indispensable. Maribel Montalvo Rios filed this federal question suit against the Municipality of Guaynabo (the “Municipality”) and its then-police chief Carmelo Correa under Title VII, alleging sexual harassment and retaliation. Montalvo also invoked supplementary jurisdiction under (1) Law 100, P.R. Laws. Ann. tit. 29, §§ 146-151; (2) Laws 17 and 69, P.R. Laws Ann. tit. 29, §§ 155 1321; (3) Law 115, P.R. Laws Ann. tit. 29, § 194a; and (4) Articles 1802 and 1803 of the Puerto Rico Civil Code, P.R. Laws Ann. tit. 31, §§ 5141 5142.

The following relevant material facts, drawn from the deposition testimony, affidavits, relevant statutes, and other documentary evidence, are outlined in a light most favorable to the non-movant, Montalvo. See Pérez-Cordero v. Wal-Mart Puerto Rico, Inc., 656 F.3d 19, 20 (1st Cir.2011).1

[239]*239Just like its sister municipalities, the Municipality “is the juridical entity of local government, subordinated to the Constitution of the Commonwealth of Puerto Rico and to its laws, whose purpose is the local common welfare and within it, primarily, the handling of the affairs, problems and collective needs of the inhabitants thereof. P.R. Laws Ann. tit. 21 § 4003. “From a[ ] historical point of view,” the Supreme Court of Puerto Rico has explained, “municipalities have existed as government autonomous entities with the purpose of facilitating the effective achievement of their politico-administrative ends. It has also been said that municipalities exist with the purpose of enforcing a state power that could be exercised by the government but not as conveniently as by the municipal entity.” Colon v. Municipio de Guayama, 14 P.R. Offic. Trans. 249, 256-57 (1983) (citation omitted). At its core, the Municipality is “governed by a local government composed of a Legislative Power and an Executive Power.” P.R. Laws Ann. tit. 21, § 4001(u).

The mayor, of course, is the highest authority of the executive branch of the municipal government, and as such, is charged with the direction, administration, and supervision of the operations of the municipality.” Id. § 4109. At the times material hereto, Héctor O’Neill is the Municipality’s mayor (the “Mayor”). As may- or, he has the power to “appoint all officials and employees and dismiss them from their positions when necessary for the good of the service....” Id. § 4109(o).

Montalvo began working for the Municipality in 1992 as an Office Assistant. Docket # 244-1. A year later, the Municipal Assembly enacted Ordinance No. 84 of November 9, 1993 to establish a “Public Policy Manual on [Sjexual [Hjarassment.” Docket # 253-1, p. I.2 The ordinance also established an internal complaint procedure under which “[a]ny municipal employee may file a complaint for sexual harassment,” with “their immediate supervisor.” Id., p. 3 (bold omitted). This so-called “initial claim” could be verbal or in writing. Id.

While the Municipality is composed of various administrative units, the Municipality is the only entity that can sue and be sued. P.R. Laws Ann, tit. 21, § 4051(b).3 The relevant events occurred at the Municipality’s Police Department [240]*240(the “Department”). Although municipalities are not statutorily-required to establish a police department, see P.R. Laws Ann. tit. 21 § 4251, Puerto Rico law allows municipalities to “establish a public vigilance and protection corps,” P.R. Laws Ann. tit. 21 § 1063.

The Department is in charge of

compelling obedience to the ordinances and regulations promulgated by the corresponding municipality, provisions on illegal parking of vehicles, and to prevent, discover and investigate crimes of domestic violence ..., breaking and entering, battery, and unlawful possession crimes as well as misdemeanors included pursuant to the Penal Code of Puerto Rico, and to persecute crimes committed in its presence, and within its jurisdiction or outside of them whenever it is necessary to conclude an intervention initiated in the municipality of its jurisdiction. Id.

The Department is in turn divided in two major areas: The civilian employees and the “employees in uniform” (e.g., police officers) who follow the “rank system.” Docket # 189-1, p. 22:23-24. In 2005, the Municipality’s Mayor appointed Correa as Police Commissioner. Docket #227-14. As Commissioner, Correa was in command of the Municipal Police and of its divisions, Docket #227-9 p. 52:8-21, although the Mayor was his “immediate boss.” Docket # 185-1, p. 48:l-4.4 Puerto Rico law requires that the Department be “constituted into a unified organization system,” whereby Correa was empowered “to determine the best use of human resources ...” P.R. Laws Ann. tit. 21 § 1067(g).

While the Mayor had the ultimate authority to fire an employee, in practice it was Correa who recommended termination to Human Resources, although “they did not necessarily always have to follow .. [his] instructions.” Docket # 185-1, 42:15-17. By law, furthermore, Correa had to “propose” the appointments of “the members of the Municipal Police and the civilian personnel- of the Corps,” and then the Mayor would actually “make” the appointment. P.R. Laws Ann. tit. 21, § 1067(a). Regarding disciplinary actions, Correa was “empowered to set aside or confirm the punishment, or impose any other that he may deem reasonable.... ” Id. § 1069.

Correa also “participate^] in the process of creating public policy.” Docket # 185-1, p. 52:19-21, insofar as he “made press statements” on behalf of the Municipality without prior approval from the Mayor. Id., pp. 52-53. He also had the power to “prepare[ ] and administer[ ] the expense budget of the Municipal Police” and “manage[] administrative complaints filed by citizens against Municipal Police personnel.” Docket # 189-2, p. 2.

On July 1, 2006, Montalvo was transferred to the Department, becoming an “Executive Officer I” of its Purchases and Supplies Division, a civilian position that she presently holds.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Sheridan v. Centerra Group LLC
D. Puerto Rico, 2022
Aldrich v. Burwell
197 F. Supp. 3d 124 (District of Columbia, 2016)
Williams v. Guilford Technical Community College Board of Trustees
117 F. Supp. 3d 708 (M.D. North Carolina, 2015)
Fontanillas-Lopez v. Morel Bauza Cartagena & Dapena LLC
995 F. Supp. 2d 21 (D. Puerto Rico, 2014)
Levine-Diaz v. Humana Health Care
990 F. Supp. 2d 133 (D. Puerto Rico, 2014)

Cite This Page — Counsel Stack

Bluebook (online)
938 F. Supp. 2d 235, 2013 WL 1497287, 2013 U.S. Dist. LEXIS 53360, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rios-v-municipality-of-guaynabo-prd-2013.