Riley v. Heritage Products, Inc.

803 N.E.2d 1185, 2004 Ind. App. LEXIS 292, 2004 WL 351883
CourtIndiana Court of Appeals
DecidedFebruary 26, 2004
Docket54A04-0306-CV-303
StatusPublished
Cited by2 cases

This text of 803 N.E.2d 1185 (Riley v. Heritage Products, Inc.) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Riley v. Heritage Products, Inc., 803 N.E.2d 1185, 2004 Ind. App. LEXIS 292, 2004 WL 351883 (Ind. Ct. App. 2004).

Opinion

OPINION

MATHIAS, Judge.

The worker's compensation claim of Sally Riley ("Riley") is currently pending before the Worker's Compensation Board. After her employer, Heritage Products, Inc. (Heritage"), attempted to obtain her employment records from her former employer, Riley filed a motion for protective order in the Montgomery Superior Court. Heritage filed a motion to dismiss Riley's motion for lack of subject matter jurisdiction. The trial court granted Heritage's motion to dismiss. Riley appeals and argues that the trial court had jurisdiction to determine whether her former employer was required to produce the requested documents. Concluding that the trial court lacked the requisite subject matter jurisdiction, we affirm.

Facts and Procedural History

On January 31, 2002, Riley filed an application for adjustment of claim with the Worker's Compensation Board ("the *1187 Board") alleging that she sustained an injury to her lower back, right hip and leg within the course of her employment at Heritage. Riley filed a second application for adjustment of claim approximately two weeks later alleging a separate injury to her back.

On July 8, 2002, Heritage notified Riley that it intended to serve non-party requests for production of documents on two of Riley's former employers: Masterguard Corporation and SPI Bonding Company ("SPI"). 1 Heritage did not receive an objection from Riley. Therefore, on July 28, 2002, Heritage sent a request for production of documents to SPI and requested all of Riley's employment records, wage statements, personnel files, W-2 forms, and worker's compensation files maintained by SPI. 2 Appellee's App. p. 27. On August 9, 2002, SPI sent a letter to Heritage stating that there were no documents in Riley's files concerning Riley's back, right hip, or right leg, and that "[all documents are personal and private in nature and providing them would be an invasion of Ms. Riley's privacy." Appellee's App. p. 30. Shortly thereafter, Heritage sent letters to both SPI and Riley stating that Riley's employment records were subject to discovery and that Heritage would file a motion to compel with the Board if the documents were not received by August 30, 2002. 3 Appellee's App. pp. 81-82.

On October 28, 2002, Rfley filed a motion for protective order in the Montgomery Superior Court. On November 13, 2002, Heritage filed a motion to dismiss Riley's motion for lack of subject matter jurisdiction, and Heritage requested fees and costs. A hearing was held on the motion and on February 4, 20083, the trial court dismissed Riley's motion for protective order for lack of subject matter jurisdiction and awarded costs and fees to Heritage. Riley then filed a motion for reconsideration. On April 30, 2008, the trial court granted Riley's motion for reconsideration in part by entering an order «upholding its dismissal of Riley's motion for protective order, but denying Heritage's request for costs and fees. Riley now appeals.

Discussion and Decision

A motion to dismiss for lack of subject matter jurisdiction presents a threshold question concerning a court's power to act. Cmty. Hosp. v. Avant, 790 N.E.2d 585, 586 (Ind.Ct.App.2003). When the facts before the trial court are not in dispute, the question of subject matter jurisdiction is, purely one of law. GKN Co. v. Magness, 744 N.E.2d 397, 401 (Ind.2001). Under those circumstances no deference is afforded the trial court's judgment because "appellate courts independently, and without the slightest deference to trial court determinations, evaluate those issues they deem to be questions of law." Id. (citation omitted). In this case, the relevant facts presented to the trial *1188 court were not in dispute, and therefore, we review the trial court's decision de novo.

Recovery for personal injury or death by accident arising out of and in the course of employment can be sought exclusively under the Worker's Compensation Act, and such actions are cognizable only by the Worker's Compensation Board. Perry v. Stitzer Buick GMC, Inc., 637 N.E.2d 1282, 1285 (Ind.1994) (citation omitted); Ind.Code § 22-3-2-6 (1991 & Supp.2003). "The legislature intended the board's jurisdiction in such cases to be original and exclusive, and resort may not be had to the courts until the administrative process has been completely exhausted." Perry, 637 N.E.2d at 1285. Further,

[uJnder Indiana law, a claimant with an available administrative remedy must pursue that remedy before being allowed access to the courts. If a party fails to exhaust administrative remedies, the trial court lacks subject matter jurisdiction. By requiring a party to first pursue all available administrative remedies before allowing access to the courts, premature litigation may be avoided, an adequate record for judicial review may be compiled, and agencies retain the opportunity and autonomy to correct their own errors.

Lake County Sheriff's Corr. Merit Bd. v. Peron, 756 N.E.2d 1025, 1028 (Ind.Ct.App.2001) (internal citations omitted).

As Riley correctly notes, the Board, although not bound by technical rules of practice, has expressly adopted Trial Rules 26 through 37. See Ind. Admin. Code tit. 631, r. 1-1-3 (1988). Riley argues that by adopting the discovery trial rules, the Board "accepted and recognized that jurisdiction of some such disputes should be within the realm of the civil courts." Br. of Appellant at 16. Specifically, Riley argues that a party or non-party "under Indiana law and in accordance with Trial Rule 34, is entitled to go to a Court in the county where production is sought to seek protection from improperly requested production. That is the proper forum to resolve TR. 34 non-party production disputes." Id. at 17. In urging this interpretation, Riley relies on the use of the term "court" in Rule 34(C), the rule addressing production of documents by non-parties, and Rule 37, the rule addressing motions for orders compelling discovery and sanctions. Further, although Riley concedes that the Board has jurisdiction to address motions to compel discovery, she contends that courts of general jurisdiction have "jurisdiction to issue a protective order to prevent the coercive compulsion of discovery from a non-party[.]" Reply Br. of Appellant at 8-4.

In making these arguments, Riley ignores the discovery procedures described in Rule 28(F), which provides:

Whenever an adjudicatory hearing, including any hearing in any proceeding subject to judicial review, is held by or before an administrative agency, any party to that adjudicatory hearing shall be entitled to use the discovery provisions of Rules 26 through 37 of the Indiana Rules of Trial Procedure.

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803 N.E.2d 1185, 2004 Ind. App. LEXIS 292, 2004 WL 351883, Counsel Stack Legal Research, https://law.counselstack.com/opinion/riley-v-heritage-products-inc-indctapp-2004.