Riley v. Commonwealth

91 S.W.3d 560, 2002 Ky. LEXIS 250, 2002 WL 31887071
CourtKentucky Supreme Court
DecidedDecember 19, 2002
Docket2001-SC-0859-MR
StatusPublished
Cited by16 cases

This text of 91 S.W.3d 560 (Riley v. Commonwealth) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Riley v. Commonwealth, 91 S.W.3d 560, 2002 Ky. LEXIS 250, 2002 WL 31887071 (Ky. 2002).

Opinion

JOHNSTONE, Justice.

Appellant, Clifton Edward Riley, Jr., was convicted, by a McCracken County jury of three counts of first-degree burglary, one count of second-degree burglary, and second-degree persistent felony of *561 fender. He received a sentence of twenty years’ imprisonment and he appeals to this Court as a matter of right. We affirm.

In early November 2000, a spate of trailer-home burglaries baffled the McCracken County police. But on November 16, the police got a break in the investigation when Jay Massie reported that he interrupted a burglary in progress at his home. Massie was able to identify the perpetrator because he was an acquaintance. Two days later the police arrested Appellant and charged him with the four unsolved burglaries.

At trial, evidence linked Appellant to each of the crimes. In addition to Mas-sie’s eyewitness testimony, the three other victims testified that items were stolen from their homes. Several witnesses testified that Appellant sold them used items (e.g., shotgun, microwave, and police scanner) that were later identified as property stolen in each of the burglaries. A lab technician from the Kentucky State Police crime lab testified that forced-entry marks from two of the burglaries could have been caused by screwdrivers found in Appellant’s possession. Another lab tech testified that a shoeprint from one of the crime scenes matched the type of shoe worn by Appellant. And finally, three witnesses testified that- they saw Appellant walking away from the Massie home shortly after that burglary occurred. Appellant did not testify in his defense, nor did anyone else; based on the evidence presented, the jury convicted Riley.

On appeal, Riley claims the trial court erred when it failed to inquire whether he was voluntarily waiving his right to testify. Appellant also claims he was entitled to a directed verdict on two counts of first-degree burglary and one count of second-degree burglary because the evidence did not support the convictions. He argues that the evidence only supported convictions for receiving stolen property.

Waiver of the Right to Testify

Prior to trial, Appellant filed a pro se motion to act as co-counsel. At a pretrial hearing, the court questioned Appellant about the motion and Appellant expressed his dissatisfaction with the representation he had received from his attorney, a public defender. After a lengthy discussion, the trial court denied Appellant’s motion, but clarified that Appellant had the right to have his attorney ask any proper questions. The court also reminded Riley that he had the right to testify. By the end of the discussion Appellant reluctantly agreed to permit his attorney to continue to represent him. At trial, after the Commonwealth closed its case, defense counsel approached the bench and informed the court that though Appellant had originally planned to testify, he had later changed his mind and no longer wished to testify. The trial judge did not question Appellant about his decision. After the bench conference, the defense closed its case.

On appeal, Riley claims that the trial court was aware of a dispute between himself and his counsel. Thus, he argues, the court should have affirmatively inquired whether Riley was making a knowing and intelligent waiver of his constitutional right to testify. We note that Appellant nowhere claims on appeal that defense counsel misrepresented Riley’s position to the trial court. That is, Appellant does not expressly claim that he did, in fact, want to testify when the proper time arose. Consequently, it appears that his argument is a procedural one, not a substantive one: Riley argues that regardless of whether he actually wanted to testify, the trial court erred because it did not inquire of him personally whether he waived his right.

*562 The right of a criminal defendant to testify on his own behalf is firmly established. See Kentucky Constitution § 11; Rock v. Arkansas, 483 U.S. 44, 107 S.Ct. 2704, 97 L.Ed.2d 37 (1987) (discussing U.S. constitutional moorings for the right to testify). Only the defendant can waive this right, not counsel. See Jones v. Barnes, 463 U.S. 745, 103 S.Ct. 3308, 77 L.Ed.2d 987 (1983). A defendant’s waiver of the right to testify must be knowing and intelligent. See Rock, supra. While courts in some jurisdictions are either required or encouraged to make a formal determination that the defendant has waived this right, “[m]ost courts ... that have addressed the issue have taken the view that the trial judge has no duty to advise a defendant of the right to testify or to ascertain on the record whether the defendant’s waiver of that right is voluntary, knowing, and intentional.” 72 A.L.R. 5th 403, 418 (1999) (emphasis added). Numerous courts hold that the defendant’s silence constitutes a waiver. See e.g., United States v. Edwards, 897 F.2d 445 (9th Cir.1990). Indeed, several courts have concluded that the trial court’s inquiry is inappropriate because, among other reasons, such inquiry might influence the defendant and affect trial strategy or might cause confusion and delay. See id; see also Siciliano v. Vose, 834 F.2d 29, 30 (1st Cir.1987) (inquiry could influence defendant’s decision to testify); Underwood v. Clark, 939 F.2d 473, 476 (7th Cir.1991) (inquiry could produce confusion or delay). There are no Kentucky cases directly addressing the issue.

Appellant concedes that trial courts typically are not required to inquire, but argues that when the court knows of a conflict between defendant and defense counsel, such an inquiry is required. Appellant extrapolates this notion from language in United States v. Pennycooke, 65 F.3d 9, 13 (3d Cir.1995): “Where the trial court has no reason to believe that the defendant’s- own attorney is frustrating his or her desire to testify, a trial court has no affirmative duty to advise the defendant of the right to testify or to obtain an on-the-record waiver of such right.” Accord United States v. Thompson, 944 F.2d 1331 (7th Cir.1991). Appellant points to his motion to act as co-counsel and his expressed dissatisfaction with his attorney as an indication of a conflict of which the court was aware. We agree that the trial court was aware of a conflict between Appellant and his counsel but, unfortunately, Pennycooke does not support Appellant’s claim. That case suggests that a trial court has a duty to question the defendant not merely if the defendant is dissatisfied with the quality of his representation, but if the court has reason to believe the defendant’s attorney is “frustrating his desire to testify.”

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Cite This Page — Counsel Stack

Bluebook (online)
91 S.W.3d 560, 2002 Ky. LEXIS 250, 2002 WL 31887071, Counsel Stack Legal Research, https://law.counselstack.com/opinion/riley-v-commonwealth-ky-2002.