1 2 3 4 5 UNITED STATES DISTRICT COURT AT SEATTLE 7 CYNTHIA R., 8 Plaintiff, Case No. C20-5499 RAJ 9 v. ORDER AFFIRMING THE 10 COMMISSIONER’S FINAL 11 COMMISSIONER OF SOCIAL DECISION AND DISMISSING SECURITY, THE CASE WITH PREJUDICE 12 Defendant. 13 Plaintiff appeals denial of her application for Disability Insurance Benefits. 14 Plaintiff contends the ALJ erred by finding migraines and mental health impairments 15 non-severe and by discounting her testimony and a medical opinion. Dkt. 12. As 16 discussed below, the Court AFFIRMS the Commissioner’s final decision and 17 DISMISSES the case with prejudice. 18 20 Plaintiff is 49 years old, has a high school education, and has worked as a welder 21 and a pipe fitter. Dkt. 10, Admin. Transcript (Tr.) 25. Plaintiff applied for benefits in 22 August 2017, alleging disability as of March 6, 2014. Tr. 78. After the ALJ conducted a 23 ORDER AFFIRMING THE 1 hearing in February 2019, the ALJ issued a decision finding Plaintiff not disabled. Tr. 2 35-76, 15-27. Based on Plaintiff’s severe impairment of cervical and lumbar 3 degenerative disc disease, status post fusion, the ALJ found Plaintiff had the Residual 4 Functional Capacity to perform sedentary work, standing and walking two hours per day. 5 Tr. 17, 20. 6 DISCUSSION 7 This Court may set aside the Commissioner’s denial of Social Security benefits 8 only if the ALJ’s decision is based on legal error or not supported by substantial evidence 9 in the record as a whole. Trevizo v. Berryhill, 871 F.3d 664, 674 (9th Cir. 2017). 10 A. Step Two Severe Impairments 11 Plaintiff contends the ALJ erred by finding her migraines and mental impairments 12 13 non-severe. A non-severe impairment “does not significantly limit [a claimant’s] 14 physical or mental ability to do basic work activities.” 20 C.F.R. § 404.1522(a). Plaintiff 15 contends the opinion of April DeLira, M.D., of “fair” persistence and pace, which the 16 ALJ found well-supported, establishes that her mental impairments clear the de minimus 17 threshold for a severe impairment. Dkt. 12 at 7. 18 However, an ALJ’s failure to properly consider an impairment at step two may be 19 harmless where the ALJ considered the functional limitations caused by that impairment 20 later in the decision. Lewis v. Astrue, 498 F.3d 909, 911 (9th Cir. 2007). Because the 21 ALJ considered Plaintiff’s migraines and mental health symptoms when determining 22 Plaintiff’s RFC, any error at step two is harmless. 23 ORDER AFFIRMING THE 1 B. Plaintiff’s Testimony 2 The ALJ could only discount Plaintiff’s testimony as to symptom severity by 3 providing “specific, clear, and convincing” reasons supported by substantial evidence. 4 Trevizo, 871 F.3d at 678. The ALJ discounted Plaintiff’s testimony on migraines and 5 mental impairments based on lack of treatment, normal clinical findings, and her 6 activities. Tr. 21-22. 7 Plaintiff testified that about four times a week she gets migraines that incapacitate 8 her for about six hours. Tr. 55. Yet Plaintiff only sought care for this allegedly disabling 9 symptom twice during the relevant period. In January 2016 Plaintiff presented for 10 treatment of a headache, and was given medication “with complete resolution of 11 presenting symptoms” within 45 minutes. Tr. 633. In December 2018 Plaintiff reported 12 13 migraines four to five times a week and was prescribed medication. Tr. 1042-43. The 14 record shows Plaintiff sought no further care and, as the ALJ noted, no provider referred 15 her to a specialist such as a neurologist. Tr. 21. Plaintiff cites other records showing 16 reports of headaches, or migraines listed among Plaintiff’s diagnoses or past medical 17 history, but these are not evidence of actively seeking treatment. Dkt. #12 at 4. The ALJ 18 did not err by discounting Plaintiff’s migraine testimony based on failure to seek more 19 treatment for such an allegedly debilitating impairment. See Fair v. Bowen, 885 F.2d 20 597, 603 (9th Cir. 1989) (“an unexplained, or inadequately explained, failure to seek 21 treatment or follow a prescribed course of treatment” is sufficient reason to discount a 22 claimant’s symptom testimony). 23 ORDER AFFIRMING THE 1 The ALJ discounted Plaintiff’s testimony of depression and difficulty interacting 2 with people because her treatment providers regularly found completely normal mental 3 status examination results. Tr. 57, 21. Plaintiff argues physical treatment providers “are 4 not focused on the patient’s mental health.” Dkt. 12 at 7. Contrary to Plaintiff’s 5 assertion, the providers performed quite extensive mental health examinations, 6 documenting several detailed clinical findings. These are not cursory screenings. For 7 example, in an August 2017 appointment addressing chronic pain and opioid therapy, the 8 provider assessed judgment, insight, orientation, recent and remote memory, and mood 9 and affect, determining there was no depression, anxiety, or agitation. Tr. 311-12. 10 Moreover, Plaintiff herself denied depression and anxiety. Tr. 310. In her reply brief 11 12 Plaintiff argues clinical findings “do not give an indication of a Plaintiff’s condition 13 outside of the provider’s office….” Dkt. 14 at 4. But an ALJ reasonably infers that 14 observations providers make for treatment purposes have relevance to a patient’s 15 functioning in the real world, not just the providers’ offices. Based on treatment notes 16 documenting providers’ clinical observations and Plaintiff’s reports, the ALJ reasonably 17 concluded the medical evidence contradicted Plaintiff’s claims of disabling mental 18 impairments. 19 Although the ALJ included erroneous reasons, such inclusion was harmless error. 20 See Carmickle v. Comm’r, Soc. Sec. Admin., 533 F.3d 1155, 1163 (9th Cir. 2008) (as long 21 as remaining reasons are valid, providing improper reasons is harmless error). The ALJ 22 discounted migraine testimony based on a normal CT scan. However, this was a scan of 23 ORDER AFFIRMING THE 1 Plaintiff’s spine, and the only reference to Plaintiff’s head is a note that the “visible 2 portions of the skull base and intracranial anatomy are normal.” Tr. 857. This is not 3 substantial evidence showing Plaintiff’s entire intracranial anatomy was normal. The 4 ALJ also discounted Plaintiff’s testimony based on activities but failed to explain how 5 activities such as folding clothes and helping her children with homework contradicted 6 her testimony. 7 The Court concludes the ALJ did not err by discounting Plaintiff’s testimony. 8 C. Morgan McCormick, Psy.D. 9 Dr. McCormick examined Plaintiff in January 2019 and diagnosed her with 10 recurrent moderate major depressive disorder, unspecified trauma disorder, and 11 unspecified anxiety disorder. Tr. 1062. Dr. McCormick opined Plaintiff would have 12 13 marked limitations in several work-related abilities, particularly in sustaining 14 concentration and persistence. Tr. 1063-65. 15 The ALJ found Dr. McCormick’s opinions unsupported by the record because 16 they conflicted with observations by Plaintiff’s treating providers and because Plaintiff 17 had not sought “any psychological or behavioral health evaluation” until Dr. 18 McCormick’s evaluation. Tr. 24-25. Conflict with the medical evidence was a sufficient 19 reason to discount Dr. McCormick’s opinions. See Batson v. Comm’r of Soc. Sec. 20 Admin., 359 F.3d 1190, 1195 (9th Cir.
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1 2 3 4 5 UNITED STATES DISTRICT COURT AT SEATTLE 7 CYNTHIA R., 8 Plaintiff, Case No. C20-5499 RAJ 9 v. ORDER AFFIRMING THE 10 COMMISSIONER’S FINAL 11 COMMISSIONER OF SOCIAL DECISION AND DISMISSING SECURITY, THE CASE WITH PREJUDICE 12 Defendant. 13 Plaintiff appeals denial of her application for Disability Insurance Benefits. 14 Plaintiff contends the ALJ erred by finding migraines and mental health impairments 15 non-severe and by discounting her testimony and a medical opinion. Dkt. 12. As 16 discussed below, the Court AFFIRMS the Commissioner’s final decision and 17 DISMISSES the case with prejudice. 18 20 Plaintiff is 49 years old, has a high school education, and has worked as a welder 21 and a pipe fitter. Dkt. 10, Admin. Transcript (Tr.) 25. Plaintiff applied for benefits in 22 August 2017, alleging disability as of March 6, 2014. Tr. 78. After the ALJ conducted a 23 ORDER AFFIRMING THE 1 hearing in February 2019, the ALJ issued a decision finding Plaintiff not disabled. Tr. 2 35-76, 15-27. Based on Plaintiff’s severe impairment of cervical and lumbar 3 degenerative disc disease, status post fusion, the ALJ found Plaintiff had the Residual 4 Functional Capacity to perform sedentary work, standing and walking two hours per day. 5 Tr. 17, 20. 6 DISCUSSION 7 This Court may set aside the Commissioner’s denial of Social Security benefits 8 only if the ALJ’s decision is based on legal error or not supported by substantial evidence 9 in the record as a whole. Trevizo v. Berryhill, 871 F.3d 664, 674 (9th Cir. 2017). 10 A. Step Two Severe Impairments 11 Plaintiff contends the ALJ erred by finding her migraines and mental impairments 12 13 non-severe. A non-severe impairment “does not significantly limit [a claimant’s] 14 physical or mental ability to do basic work activities.” 20 C.F.R. § 404.1522(a). Plaintiff 15 contends the opinion of April DeLira, M.D., of “fair” persistence and pace, which the 16 ALJ found well-supported, establishes that her mental impairments clear the de minimus 17 threshold for a severe impairment. Dkt. 12 at 7. 18 However, an ALJ’s failure to properly consider an impairment at step two may be 19 harmless where the ALJ considered the functional limitations caused by that impairment 20 later in the decision. Lewis v. Astrue, 498 F.3d 909, 911 (9th Cir. 2007). Because the 21 ALJ considered Plaintiff’s migraines and mental health symptoms when determining 22 Plaintiff’s RFC, any error at step two is harmless. 23 ORDER AFFIRMING THE 1 B. Plaintiff’s Testimony 2 The ALJ could only discount Plaintiff’s testimony as to symptom severity by 3 providing “specific, clear, and convincing” reasons supported by substantial evidence. 4 Trevizo, 871 F.3d at 678. The ALJ discounted Plaintiff’s testimony on migraines and 5 mental impairments based on lack of treatment, normal clinical findings, and her 6 activities. Tr. 21-22. 7 Plaintiff testified that about four times a week she gets migraines that incapacitate 8 her for about six hours. Tr. 55. Yet Plaintiff only sought care for this allegedly disabling 9 symptom twice during the relevant period. In January 2016 Plaintiff presented for 10 treatment of a headache, and was given medication “with complete resolution of 11 presenting symptoms” within 45 minutes. Tr. 633. In December 2018 Plaintiff reported 12 13 migraines four to five times a week and was prescribed medication. Tr. 1042-43. The 14 record shows Plaintiff sought no further care and, as the ALJ noted, no provider referred 15 her to a specialist such as a neurologist. Tr. 21. Plaintiff cites other records showing 16 reports of headaches, or migraines listed among Plaintiff’s diagnoses or past medical 17 history, but these are not evidence of actively seeking treatment. Dkt. #12 at 4. The ALJ 18 did not err by discounting Plaintiff’s migraine testimony based on failure to seek more 19 treatment for such an allegedly debilitating impairment. See Fair v. Bowen, 885 F.2d 20 597, 603 (9th Cir. 1989) (“an unexplained, or inadequately explained, failure to seek 21 treatment or follow a prescribed course of treatment” is sufficient reason to discount a 22 claimant’s symptom testimony). 23 ORDER AFFIRMING THE 1 The ALJ discounted Plaintiff’s testimony of depression and difficulty interacting 2 with people because her treatment providers regularly found completely normal mental 3 status examination results. Tr. 57, 21. Plaintiff argues physical treatment providers “are 4 not focused on the patient’s mental health.” Dkt. 12 at 7. Contrary to Plaintiff’s 5 assertion, the providers performed quite extensive mental health examinations, 6 documenting several detailed clinical findings. These are not cursory screenings. For 7 example, in an August 2017 appointment addressing chronic pain and opioid therapy, the 8 provider assessed judgment, insight, orientation, recent and remote memory, and mood 9 and affect, determining there was no depression, anxiety, or agitation. Tr. 311-12. 10 Moreover, Plaintiff herself denied depression and anxiety. Tr. 310. In her reply brief 11 12 Plaintiff argues clinical findings “do not give an indication of a Plaintiff’s condition 13 outside of the provider’s office….” Dkt. 14 at 4. But an ALJ reasonably infers that 14 observations providers make for treatment purposes have relevance to a patient’s 15 functioning in the real world, not just the providers’ offices. Based on treatment notes 16 documenting providers’ clinical observations and Plaintiff’s reports, the ALJ reasonably 17 concluded the medical evidence contradicted Plaintiff’s claims of disabling mental 18 impairments. 19 Although the ALJ included erroneous reasons, such inclusion was harmless error. 20 See Carmickle v. Comm’r, Soc. Sec. Admin., 533 F.3d 1155, 1163 (9th Cir. 2008) (as long 21 as remaining reasons are valid, providing improper reasons is harmless error). The ALJ 22 discounted migraine testimony based on a normal CT scan. However, this was a scan of 23 ORDER AFFIRMING THE 1 Plaintiff’s spine, and the only reference to Plaintiff’s head is a note that the “visible 2 portions of the skull base and intracranial anatomy are normal.” Tr. 857. This is not 3 substantial evidence showing Plaintiff’s entire intracranial anatomy was normal. The 4 ALJ also discounted Plaintiff’s testimony based on activities but failed to explain how 5 activities such as folding clothes and helping her children with homework contradicted 6 her testimony. 7 The Court concludes the ALJ did not err by discounting Plaintiff’s testimony. 8 C. Morgan McCormick, Psy.D. 9 Dr. McCormick examined Plaintiff in January 2019 and diagnosed her with 10 recurrent moderate major depressive disorder, unspecified trauma disorder, and 11 unspecified anxiety disorder. Tr. 1062. Dr. McCormick opined Plaintiff would have 12 13 marked limitations in several work-related abilities, particularly in sustaining 14 concentration and persistence. Tr. 1063-65. 15 The ALJ found Dr. McCormick’s opinions unsupported by the record because 16 they conflicted with observations by Plaintiff’s treating providers and because Plaintiff 17 had not sought “any psychological or behavioral health evaluation” until Dr. 18 McCormick’s evaluation. Tr. 24-25. Conflict with the medical evidence was a sufficient 19 reason to discount Dr. McCormick’s opinions. See Batson v. Comm’r of Soc. Sec. 20 Admin., 359 F.3d 1190, 1195 (9th Cir. 2004) (that opinions were “contradicted by other 21 statements and assessments of [claimant’s] medical conditions” and “conflict[ed] with the 22 results of a consultative medical evaluation” were specific and legitimate reasons to 23 ORDER AFFIRMING THE 1 discount the opinions). As discussed above, Plaintiff’s providers documented multiple 2 mental status examinations with entirely normal results. Although Plaintiff’s chief 3 complaints were physical impairments, the providers made detailed mental findings as 4 well. See, e.g., Tr. 1020 (normal judgment, insight, orientation, recent and remote 5 memory, mood, and affect). And, again, Plaintiff denied anxiety and depression. See, 6 e.g., Tr. 1042. 7 The Court concludes the ALJ did not err by discounting Dr. McCormick’s 8 opinions. Inclusion of any erroneous reasons was harmless. See Molina v. Astrue, 674 9 F.3d 1104, 1117 (9th Cir. 2012) (error harmless if “inconsequential to the ultimate 10 disability determination”). 11 13 For the foregoing reasons, the Commissioner’s final decision is AFFIRMED and 14 this case is DISMISSED with prejudice. 15 DATED this 16th day of November, 2020.
A 17
18 The Honorable Richard A. Jones 19 United States District Judge
20 21 22 23 ORDER AFFIRMING THE