Riggs National Bank of Washington v. Summerlin

445 F.2d 201, 144 U.S. App. D.C. 131, 1971 U.S. App. LEXIS 11653
CourtCourt of Appeals for the D.C. Circuit
DecidedFebruary 26, 1971
DocketNo. 23437
StatusPublished
Cited by4 cases

This text of 445 F.2d 201 (Riggs National Bank of Washington v. Summerlin) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Riggs National Bank of Washington v. Summerlin, 445 F.2d 201, 144 U.S. App. D.C. 131, 1971 U.S. App. LEXIS 11653 (D.C. Cir. 1971).

Opinions

WILKEY, Circuit Judge.

This appeal is taken from summary judgment of the District Court that ap-pellee, Dolores Summerlin Kelchner, an adopted child, is entitled as a matter of law to take under a trust created in the will of her adoptive father’s grandmother, as “issue” of the father. Appellants are the two natural children of the adopting father. The Bank as Trustee is a stakeholder.

I. The Will

On 22 March 1929 Henrietta Johnston executed a will containing the following paragraph:

Seventh. All the rest, residue and remainder of my estate of every kind and description, real and personal, wheresoever and howsoever situated, now possessed or that may hereafter be acquired by me, including any lapsed legacy, bequest or devise here-inbefore made or given, I give, devise and bequeath, absolutely and in fee simple, unto the said The Washington Loan and Trust Company, in and upon the trusts, nevertheless that is to say:
In Trust, to take charge of, manage, control, invest and reinvest the same, * * * and the net income therefrom to pay in monthly or quarterly installments, as follows:
******
(d) One-fourth (%) thereof unto my said grandson, JOHN VANDER-GRIFT SUMMERLIN, for and during the term of his natural life, and upon his death, to pay such portion of such net income and any other share of the net income from such trust fund to which he would have been entitled if living, among his ISSUE, per stirpes and not per capita, unless he should be survived by a widow, in which event she shall be entitled, during the term of her natural life, to one-third (%) of such portion of such net income and any other share of the net income from such trust fund to which my said grandson would have been entitled if living, unless she should remarry, in which event until the date of such remarriage; subject, however, to the further condition that should my said grandson die without issue him surviving, to distribute such share of the net income from my said trust fund to which he would have been entitled if living, equally among my said husband, JOHN A. JOHNSTON, should he be then living, my said daughter VIRGINIA L. SPENCER, should she be then living, and my said grandson, GEORGE THOMAS SUM-MERLIN, JR., should he be then living, and in the event that the said GEORGE THOMAS SUMMERLIN, JR. be then dead, unto his issue, such issue to be entitled thereto, per stirpes and not per capita, subject, however, to the share of the income of his widow ; and
IN FURTHER TRUST, upon the death of the survivor of my said husband, JOHN A. JOHNSTON, my said daughter, VIRGINIA L. SPENCER, [203]*203my said grandson, GEORGE THOMAS SUMMERLIN, JR., and my said grandson, JOHN VANDERGRIFT SUMMERLIN, and any of the ISSUE of my said grandsons living at the time of my death, the corpus of said trust fund shall be distributed per stirpes and not per capita, absolutely and in fee simple, among the issue of my said grandsons; * * *. (Emphasis added.)

Mrs. Johnston died on 28 March 1930, leaving her will, with the above provisions setting up a testamentary residuary trust, in full force and effect.

Trust provisions (a) through (d) described the manner of distribution of the trust benefits to four different beneficiaries, all of whom were of the blood line of the testatrix, and the last provision marked the duration of the trust. Since the present controversy revolves around the meaning of the portion of provision (d) directing the distribution of John Vandergrift Summerlin’s share to his “issue” upon his death, that provision has been reproduced “in toto” above, as has been the last provision for reasons apparent later in this opinion.

II. Background to this Appeal

John Vandergrift Summerlin, grandson of the testatrix, fathered two children by his first marriage, John V. Summerlin, Jr., and Harriott Summerlin Humphrey, appellants herein. This marriage ended in divorce, and in 1941 after a second unsuccessful marriage, he wedded one Elna Barrett, who had a child, Dolores, appellee herein, by a previous marriage. In 1942, when Dolores was 7 years old, John Vandergrift Sum-merlin formally adopted her. Nine months later he died.

In 1943 the trustee, under the above paragraph of Mrs. Johnston’s will, began to pay y3 of the income from the deceased’s share of the residuary trust to his widow, Elna Barrett Summerlin, and split the remaining % between John V. Summerlin, Jr., and Harriott Summerlin Humphrey as Summerlin’s “issue.” However, in 1969 the trustee filed suit in the District Court for construction of the will, feeling the recent decision of this court in Johns v. Cobb 1 made such action necessary. In pressing her claim to be his “issue” within the terms of the’ will setting up the trust, Dolores also sought to share in the eventual distribution of the corpus upon termination of the trust.

According to the last provision of the Seventh paragraph, the latter event will now occur upon the death of the survivor of the “issue” living at the time of the testatrix’s death, i. e., the “issue” of either John Vandergrift Summerlin or Mrs. Johnston’s other grandson, George Thomas Summerlin, Jr., since the two grandsons, her husband, and her daughter have all died. It is uncontested on appeal that the “issue” who were alive at Mrs. Johnston’s death are Virginia Summerlin Wilcox, the surviving daughter of the other grandson, and Harriott Summerlin Humphrey, who was “en ventre sa mere” when the testatrix died. Both are natural children of the grandsons. At the time of Mrs. Johnston’s death neither grandson had adopted any children.

In its decision the District Court found that there was nothing within the [204]*204four corners of the Johnston will that pointed to a preference on the part of the testatrix regarding adopted children, and relying on our recent decision in Johns v. Cobb in regard to such situations, concluded that “public policy” required that Dolores be considered to be “issue” within the terms of the will.

On appeal, both sides have argued extensively on the applicability of the Johns rationale to the case at bar. Since, in our view, the language of the will, read in light of the surrounding circumstances, establishes that the testatrix’s use of the word “issue” was not intended to include children adopted by the grandsons, we do not find it necessary as a last resort to look at “public policy” to determine the testatrix’s intent, as we did in Johns.

III. Interpretation of the Will

A. Legal Meaning of “Issue” Previously Established

In searching for the intent of the testatrix in using the word “issue” to define the beneficiaries of the trust, since this will was drawn up by the principal trust officer of the Washington Loan and Trust Company, a competent draftsman undoubtedly familiar with the estate law of the District of Columbia, logically we should turn first to the established legal meaning, if any, of the word “issue” at the time of the will’s execution in March 1929.

The draftsman had before him only one precedent in this circuit, Allen v. Reed,2 decided in 1927.

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Bluebook (online)
445 F.2d 201, 144 U.S. App. D.C. 131, 1971 U.S. App. LEXIS 11653, Counsel Stack Legal Research, https://law.counselstack.com/opinion/riggs-national-bank-of-washington-v-summerlin-cadc-1971.