Rick Bertrand v. Rick Mullin and the Iowa Democratic Party

846 N.W.2d 884, 42 Media L. Rep. (BNA) 1940, 2014 WL 1998529, 2014 Iowa Sup. LEXIS 54
CourtSupreme Court of Iowa
DecidedMay 16, 2014
Docket12–0649
StatusPublished
Cited by12 cases

This text of 846 N.W.2d 884 (Rick Bertrand v. Rick Mullin and the Iowa Democratic Party) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rick Bertrand v. Rick Mullin and the Iowa Democratic Party, 846 N.W.2d 884, 42 Media L. Rep. (BNA) 1940, 2014 WL 1998529, 2014 Iowa Sup. LEXIS 54 (iowa 2014).

Opinion

CADY, Chief Justice.

In this appeal and cross-appeal, we must decide whether a political campaign advertisement aired on television constituted actionable defamation. The district court overruled a motion for directed verdict at trial, and a jury returned a verdict for the plaintiff. Both parties appealed and raised a variety of claims of error. On our review, we conclude the verdict cannot stand because the action was not supported by sufficient evidence of actual malice. We reverse the judgment of the district court and dismiss the case.

I. Background Facts and Prior Proceedings.

Rick Bertrand and Rick Mullin were candidates for the Iowa Senate from Sioux City and Woodbury County in the 2010 general election. Bertrand ran as a Republican, and Mullin ran as a Democrat. Mullin was a former chair of the Wood-bury County Democratic Party.

Bertrand owned a number of businesses and real estate in the Pearl Street district of Sioux City. From 1999 until 2009, however, he worked as a salesperson and later as district manager for Takeda Pharmaceuticals (Takeda), a large multinational pharmaceutical company. Bertrand worked in the metabolic division of the company, which produced and marketed the diabetes drug Actos. Bertrand did not own stock in Takeda, and his local business interests were unrelated to the pharmaceutical industry.

Another division of Takeda sold a tablet called Rozerem, a prescription sleep aid. Bertrand, however, never personally sold the drug.

In October 2010, Bertrand ran a campaign advertisement on television called “Running from the Past.” The advertisement focused on certain current policy positions of Mullin and compared them to positions Mullin took as Woodbury County Democratic Chair. The advertisement made Mullin angry and offended him. Additionally, his internal polling revealed the advertisement was causing him to lose support. His campaign manager told him: “Bertrand hit you hard. Hit him back harder.”

Opposition research conducted on behalf of Mullin revealed a Los Angeles Times article about the disclosure by a consumer group of a Food and Drug Administration (FDA) report that expressed concern over the sale of Actos by Takeda. The article *889 reported the FDA had found 388 patients were hospitalized for heart failure after taking Actos. Research also revealed the FDA had criticized the marketing of Roz-erem by Takeda, particularly an advertisement that made it appear that Rozerem was being marketed to children. Finally, research uncovered an article from the Morning Herald in Sydney, Australia, which reported a consumer advocacy group had declared Takeda “the most unethical drug company in the world.”

This research was used as the basis for a television advertisement ultimately run by Mullin in response to the “Running from the Past” advertisement by Bertrand. Mullin and several Iowa Democratic Party staff members discussed the themes and content of the advertisement between October 15 and 17. Mullin initially had significant misgivings about the script. He disliked the proposed tone of the script and found it to be at odds with the positive tenor he believed characterized his campaign. Mullin said:

I really don’t like this new ad at all— it isn’t me and it is totally inconsistent with the beautiful print pieces we’ve been mailing out by the thousands. It also devalues the great TV spot we are already running.
Can’t we find a way to be derisive/dismissive of Bertrand’s negative attack and then pivot to our positive message? I really don’t like the positioning of me in this, and it buys into Bertrand’s frame. Let’s bust out of his frame and keep positive.

In a later email, Mullin introduced a rewrite of the script as being “less vile.” Eventually, Mullin approved the script.

The advertisement — titled “Secrets”— formed the basis for this lawsuit. It first aired on television on October 17. The audio portion of “Secrets” contained the following statements:

Rick Bertrand said he would run a positive campaign but now he is falsely attacking Rick Mullin. Why?
Because Bertrand doesn’t want you to know he put his profits ahead of children’s health.
Bertrand was a sales agent for a big drug company that was rated the most unethical company in the world. The FDA singled out Bertrand’s company for marketing a dangerous sleep drug to children.
Rick Bertrand. Broken promises. A record of deceit.

At the bottom of the screen during one shot was a written image, which stated in bold capital letters, “BERTRAND’S COMPANY MARKETED SLEEP DRUG TO CHILDREN.”

The statements in the advertisement cited to newspaper articles, which also flashed across the television screen. The sources cited for the statements made in the advertisement focused on Takeda. There was no mention of the local companies owned by Bertrand. Mullin admitted he did not know if Bertrand had ever sold Rozerem or marketed dangerous drugs to children at the time the advertisement aired. When he approved the script, he said he liked the “‘profiting at the expense of children’ line.” A friend of Mul-lin confided in a later email to the Iowa Democratic Party staff, “I guess I thought Bertrand had at least sold the drug in question” and acknowledged “Secrets” was a “pretty flimsy attack.”

Bertrand and Mullin engaged in a public debate at a forum sponsored by the Home Builders Association on October 21. At the debate, Bertrand called the “Secrets” advertisement false and demanded Mullin stop airing it. The next day, on October 22, Bertrand filed a lawsuit against Mullin in district court seeking injunctive relief *890 and monetary damages based on defamation. Mullin viewed the lawsuit as a political tactic by Bertrand and did not stop airing the commercial. Mullin last ran the advertisement on October 31, two days before the election on November 2. Bertrand won the election by 222 votes.

The defamation action proceeded to trial. Bertrand identified ten statements in the advertisement he considered defamatory. These statements included nearly every spoken statement from the advertisement and one written statement, as well as statements from the advertisement that were repeated in mailed advertising. Bertrand alleged a broad array of damages, including emotional distress from harassing phone calls, vandalism of a construction site of one of his businesses, ill-treatment on the campaign trail, and economic losses.

The trial court refused to submit Bertrand’s claim for punitive damages to the jury. It found he failed to present clear and convincing evidence that Mullin intentionally acted unreasonably.

At the same time, Mullin claimed Bertrand failed to introduce clear and convincing evidence the allegedly defamatory statements were false and made with actual malice. The trial court found eight of the ten allegedly defamatory statements were not defamatory as a matter of law. However, the court submitted two statements from the advertisement to the jury under the claim for defamation.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Shock v. Kettman
Court of Appeals of Iowa, 2025
Malin v. Lee Enterprises, Inc.
Court of Appeals of Iowa, 2024
Swanson v. Oldenburger
Court of Appeals of Iowa, 2022
Devin Nunes v. Ryan Lizza
12 F.4th 890 (Eighth Circuit, 2021)
Chandler v. Advance N.M. Now PAC
2021 NMCA 017 (New Mexico Court of Appeals, 2021)
Nunes v. Lizza
N.D. Iowa, 2020
Andrew Duyvejonck v. Debra Clydesdale
Court of Appeals of Iowa, 2020
Goodman v. Performance Contractors, Inc.
363 F. Supp. 3d 946 (N.D. Iowa, 2019)
Nelle v. Who Television, LLC
342 F. Supp. 3d 879 (S.D. Iowa, 2018)
Daniel B. Eisenstein v. WTVF-TV
Court of Appeals of Tennessee, 2016

Cite This Page — Counsel Stack

Bluebook (online)
846 N.W.2d 884, 42 Media L. Rep. (BNA) 1940, 2014 WL 1998529, 2014 Iowa Sup. LEXIS 54, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rick-bertrand-v-rick-mullin-and-the-iowa-democratic-party-iowa-2014.