Richter v. Romero

District Court, D. Arizona·Decided January 18, 2024·No. 2:19-cv-05513·Unknown

Opinion

WO

Fernando Hernandez Richter, NO. CV-19-5513-PHX-DGC

Plaintiff, ORDER

v. Christopher Romero, et al.,

Defendants.

Plaintiff Fernando Hernandez Richter, who is currently confined in the Arizona State Prison Complex and is represented by counsel, brought this civil rights action pursuant to 42 U.S.C. § 1983. Plaintiff alleges that on October 26, 2017, he was severely assaulted by one or more prisoners. He asserts an Eighth Amendment failure-to-protect claim against Defendants Christopher Romero and Julie Bowers. He alleges that Defendants knew of and disregarded an excessive risk to his safety, resulting in his assault. Doc. 31 at 11-12, 16- 17. A five-day jury trial will begin on January 29, 2024. Doc. 152. The parties have filed various motions in limine. This order will rule on most of the motions and identify issues to be addressed at the Final Pretrial Conference. A. Plaintiff’s Motion in Limine (Doc. 155) and Defendants’ Motion in Limine No. 1 (Doc. 157). Plaintiff’s motion in limine asks the Court to preclude (1) evidence that the State will pay for his future medical costs, and (2) evidence of his criminal history. Doc. 155. Defendants’ first motion in limine overlaps with Plaintiff’s second request and asks the Court to rule that Plaintiff’s child abuse convictions are admissible. Doc. 157. 1. Payment for Future Medical Costs. Invoking the collateral source rule, Plaintiff asks the Court to exclude evidence that his housing and medical care will be paid for by the State throughout the remainder of his life (because his present sentence does not expire until 2071). Doc. 155 at 3-4. Defendants respond by stating that they “do not dispute that the collateral source rule prohibits them from arguing or having [witnesses] testify that the State, rather than Plaintiff, will pay for Plaintiff’s medical expenses and life care plan. Defendants do not intend to elicit such testimony or make such arguments at trial.” Doc. 170 at 4-5. The Court accordingly will grant the portion of Plaintiff’s motion invoking the collateral source rule. 2. Plaintiff’s Criminal History. Plaintiff asks the Court to preclude evidence of his criminal history, but he does not clearly identify that criminal history. He appears to be focusing on the child abuse convictions that led to his present incarceration, but even those convictions are not clearly identified. Plaintiff does not disclose the specific crimes for which he was convicted or the dates of his convictions, but refers only to “convictions for child abuse and other related offenses.” Doc. 155 at 3. Plaintiff attaches three pages of a presentence report that describe horrific child abuse committed by Plaintiff and his former wife against the wife’s three daughters – Plaintiff’s step-daughters. Doc. 156-1. The Court assumes these child abuse convictions are the focus of his motion. If Plaintiff has other criminal history, it is not addressed in this order. Plaintiff argues that the child abuse convictions should be precluded from evidence under Rule 401. He argues that they are not relevant because the sole issues in this case are whether Defendants acted with deliberate indifference and the extent and nature of his damages. He also asserts that Rule 403 bars their admission because any probative value of his child abuse convictions would be substantially outweighed by the unfair prejudice he would suffer if the jury learned the nature of his crimes. Defendants ask the Court to rule that Plaintiff’s child abuse convictions are admissible at trial. Defendants argue that Plaintiff’s expert, Carl Toersbijns, relied on these convictions to support his opinion that Plaintiff faced assault risks Defendants should have been aware of, but Plaintiff specifically states that he will not elicit this testimony from his expert at trial. Doc. 155 at 3. Defendants argue that “Plaintiff used the nature of facts of his crime against Defendants as a sword” in his summary judgment briefing, and “cannot now stand behind the crimes using Rule 403 as a shield.” Doc. 157 at 3. But the fact that Plaintiff used the expert opinion to oppose summary judgment will not be known to the jury and therefore does not “open the door” before the jury as Defendants contend.1 Nor does the fact that Defendants asked Plaintiff’s expert about conviction-related issues in his deposition open the door as Defendants contend. See Doc. 189 at 33. The Court must decide what information will be heard by the jury, and Plaintiff avows that he will not use the convictions as a sword before the jury. He therefore is not inconsistently seeking to shield them from the jury. Defendants’ argument that Plaintiff has opened the door to admission of his child abuse convictions is not persuasive. Defendants also argue that their theory of the case at trial will be that Plaintiff’s attack was arranged by his former brother-in-law. Defendants argue that the brother-in-law assaulted Plaintiff, or arranged to have him assaulted, because Plaintiff’s abuse of the step- daughters resulted in the brother-in-law’s sister (Plaintiff’s former wife and the mother of the girls) being sentenced to 20 years in prison – a motive for a potential assault not known to Defendants. Doc. 157 at 4. Plaintiff responds that this theory of the case is speculative and based on inadmissible hearsay. Doc. 171 at 4. The statement cited by Defendants in support of their theory does appear to be hearsay: “Inmate Richter claims his ex-wife told him he was assaulted by her brother, inmate Richter claims he was assaulted by seven inmates but was unable to identify. My mother said I was assaulted because of my case and it was on the news.” Doc. 170-2 at 5. The Court must hear additional argument from the parties on this issue. At the Final Pretrial Conference, Defendants should be prepared to provide the Court with admissible evidence that will enable them to assert their theory of the case at trial. Only then will the Court be able to determine whether Defendants’ theory 1 The Court also notes that it did not rely on the nature of Plaintiff’s convictions in denying Defendants’ motion for summary judgment. See Doc. 133 at 8-9, 11-13. of the case makes Plaintiff’s child abuse conviction admissible, and, if so, the extent of their admissibility. B. Defendants’ Motion in Limine No. 2 (Doc. 158). Defendants move to exclude any reference to prior reprimands, suspensions, or disciplinary violations by Defendant Romero and witnesses Gerald Thompson, Vivian Baltierra, and David Madsen. Doc. 158. Plaintiff responds that he does not seek to admit any of this evidence except a prior conviction of Defendant Romero. Doc. 172 at 2. In 2010, Defendant Romero was suspended from the Department of Corrections for 40 hours after falsely telling police officers that he was driving a vehicle involved in an accident, when in fact a family member was driving. Doc. 158-2 at 4-5. Plaintiff asserts that Romero was convicted of a crime for this conduct, but the only evidence Plaintiff cites for the crime is Romero’s cryptic deposition testimony that he “received . . . tickets, paid my fines.” See Doc. 172-1 at 6. Plaintiff presents no evidence that these tickets were criminal violations, or, if criminal, the nature of the offenses. If Romero was not convicted of a crime, then impeachment under Federal Rule of Evidence 609 is not available as Plaintiff argues. Even if Romero was convicted of a crime and it included a dishonest act, as Plaintiff contends, it is beyond the ten-year time period established by Rule 609(b). The conviction would be admissible, therefore, only if the Court finds that “its probative value, supported by specific facts and circumstances, substantially outweighs its prejudicial effect.” Fe

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Richter v. Romero, (D. Ariz. 2024).

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