Richardson v. The UPS Store, Inc.

CourtMassachusetts Supreme Judicial Court
DecidedOctober 28, 2020
DocketSJC 12769
StatusPublished

This text of Richardson v. The UPS Store, Inc. (Richardson v. The UPS Store, Inc.) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Richardson v. The UPS Store, Inc., (Mass. 2020).

Opinion

NOTICE: All slip opinions and orders are subject to formal revision and are superseded by the advance sheets and bound volumes of the Official Reports. If you find a typographical error or other formal error, please notify the Reporter of Decisions, Supreme Judicial Court, John Adams Courthouse, 1 Pemberton Square, Suite 2500, Boston, MA, 02108-1750; (617) 557- 1030; SJCReporter@sjc.state.ma.us

SJC-12769

KEVIN RICHARDSON, SECOND1 vs. THE UPS STORE, INC., & another.2

Suffolk. April 9, 2020. - October 28, 2020.

Present: Gants, C.J., Lenk, Gaziano, Lowy, Budd, Cypher, & Kafker, JJ.3

Notary Public. Statute, Construction.

Certification of a question of law to the Supreme Judicial Court by the United States District Court for the District of Massachusetts.

Orestes G. Brown for the plaintiff. Joseph R. Palmore, of the District of Columbia, for the defendants. Michael Walsh, for Walsh & Walsh LLP, amicus curiae, submitted a brief.

1 Individually and on behalf of all others similarly situated.

2 J&V Logistics LLC.

3 Chief Justice Gants participated in the deliberation on this case prior to his death. 2

BUDD, J. In this case we have been asked by the United

States District Court for the District of Massachusetts whether

G. L. c. 262, §§ 41 and 43, Executive Order Nos. 455 (03-13) and

455 (04-04), or the codification of such orders within G. L.

c. 222, limit the fees that a notary public may charge for any

and all notarial acts to no more than $1.25. The question

arises in connection with a lawsuit brought by the plaintiff,

Kevin Richardson, II, alleging that the defendants, The UPS

Store, Inc., and J&V Logistics LLC, the franchise owner,

overcharged him for notary services. We conclude that the $1.25

fee cap set forth in G. L. c. 262, § 41, applies only to a

particular notarial act known as "noting," i.e., a step in the

process of protesting a dishonored negotiable instrument, and

that the meaning of that section has not been expanded, either

by statute or executive order, to include all notarial acts.4

And aside from § 41 there currently are no statutes or executive

orders that cap fees for any other notarial act.

Background. We recite the undisputed facts relevant to the

certified question. The plaintiff used the services of a notary

public at the subject UPS store to notarize documents signed by

the plaintiff or his wife various times between 2012 and 2016.

On at least three occasions, the plaintiff was charged a total

4 We acknowledge the amicus brief submitted by Walsh & Walsh LLP. 3

of ten dollars per service, including $1.25 for the notarization

and $8.75 for clerical fees.

In August 2016, the plaintiff filed suit against the

defendants in the Superior Court, alleging violations of G. L.

c. 262, § 41, and G. L. c. 93A. The defendants removed the case

to the United States District Court for the District of

Massachusetts under the Federal Class Action Fairness Act of

2005, where the plaintiff moved for class certification of

present and former purchasers of notarization services from the

defendants for the period between August 30, 2012, to the date

of judgment, and alleging $5.9 million in damages. The

defendants opposed class certification and moved to certify to

this court the question whether § 41 applies to all notarial

acts as the plaintiff contends. The District Court certified

the question regarding the scope of § 41, and denied the

plaintiff's motion for class certification with leave to renew

within fourteen days of our opinion on this matter.

The certified question5 put to this court asks:

"Does [G. L. c. 262, § 41 or 43,] proscribe fees in excess of $1.25 for notarization of a document where the notarial act at issue is unrelated to the protest of a bill of exchange, order, draft or check for non-acceptance or non- payment, or of a promissory note for non-payment and what, if any, impact do Executive Order Nos. 455 (03-13) and 455 (04-04) and the codification of Executive Order No. 455

5 The original certified question, which made reference only to G. L. c. 262, §§ 41 and 43, was expanded to include Executive Order No. 455 and G. L. c. 222 in the inquiry. 4

(04-04) as [G. L. c. 222] in 2016 have on the question of whether [G. L. c. 262, § 41 or 43,] proscribe such fees?"

For reasons explained infra, we answer the question "no," G. L.

c. 262, §§ 41 and 43, do not proscribe fees for acts unrelated

to the protest of a negotiable instrument, and neither Executive

Order Nos. 455 (03-13) and 455 (04-04) nor G. L. c. 222 has any

impact on our interpretation of §§ 41 and 43.

Discussion. 1. Scope of G. L. c. 262, § 41. In

determining the scope of § 41, "[o]ur analysis begins with the

statutory language, the principal source of insight into

[l]egislative purpose" (quotation and citation omitted). Dental

Serv. of Mass., Inc. v. Commissioner of Revenue, 479 Mass. 304,

306 (2018). Section 41 provides:

"The fees of notaries public shall be as follows: For the protest of a bill of exchange, order, draft or check for non-acceptance or non-payment, or of a promissory note for non-payment, if the amount thereof is [$500] or more, one dollar; if it is less than [$500], fifty cents; for recording the same, fifty cents; for noting the non- acceptance or non-payment of a bill of exchange, order, draft or check or the non-payment of a promissory note, seventy-five cents; and for each notice of the non- acceptance or non-payment of a bill, order, draft, check or note, given to a party liable for the payment thereof, twenty-five cents; but the whole cost of protest, including necessary notices and the record, if the bill, order, draft, check or note is of the amount of [$500] or more, shall not exceed two dollars, and if it is less than [$500], shall not exceed one dollar and fifty cents; and the whole cost of noting, including recording and notices, shall in no case exceed one dollar and twenty-five cents" (emphasis added). 5

The plaintiff contends that § 41 limits the fees that notaries

public are permitted to charge for any notarial act to $1.25.

In support of this interpretation, he points to the last

sentence in § 41, which states: "[T]he whole cost of

noting . . . shall in no case exceed one dollar and twenty-five

cents." We are not convinced.

By its plain language, § 41 applies to fees charged by

notaries public in connection with the act of "protesting" the

nonpayment of a negotiable instrument. A protest is a series of

notarial acts in which a notary public prepares a certificate of

dishonor verifying that a negotiable instrument, such as a check

or promissory note, was dishonored by nonacceptance or

nonpayment. See G. L. c. 106, § 3-505 (b). The certificate is

used to recover the money owed. See G. L. c. 106, §§ 3-503 (a),

3-505 (b). Although this process rarely is used in modern

times, it was a common procedure in 1836, when the law was first

passed. R.S. (1836), c. 122, § 16.6 Section 41 enumerates a

6 General Laws c. 262, § 41, is the current codification of a statute that was originally enacted in 1836 as R.S. (1836), c. 122, § 16. Since its enactment in 1836, the statute has undergone multiple revisions as the Legislature periodically recompiled its statutes. See R.S. (1836), c. 122, § 16; G.S. (1860), c. 157, § 13; P.S. (1882), c. 199, § 21; R.L. (1902), c. 204, § 31; G. L. c. 262, c. 41 (1921).

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