Richardson v. Head

236 S.W.3d 17, 2007 WL 1378483
CourtCourt of Appeals of Kentucky
DecidedJune 8, 2007
Docket2006-CA-001217-MR
StatusPublished
Cited by3 cases

This text of 236 S.W.3d 17 (Richardson v. Head) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Richardson v. Head, 236 S.W.3d 17, 2007 WL 1378483 (Ky. Ct. App. 2007).

Opinion

OPINION

WINE, Judge.

The Appellants have appealed from the May 30, 2006 order of the Monroe Circuit Court denying their motions to set aside a judgment pursuant to CR 60.02(b) 2 , 3 and for a new trial. For the reasons set out below, we affirm the trial court.

Edward Head (Edward), a single person with no children, who resided in Monroe County, Kentucky, died on March 18, 2003. He suffered a number of years from multi-system atrophy, similar to Parkinson’s disease. During a trial held starting February 1, 2006, Dr. Anthony Carter described several symptoms of this progressive disease, which include rigidity of muscles, loss of control and inability to swallow.

Shortly after his death, a will dated January 24, 2001, and a codicil to said will dated October 3, 2002, each purported to have been signed by Edward, were both *19 admitted to probate in the Monroe District Court. Appellees, Jackie Head (Jackie) and Tommy Head (Tommy), brothers of Edward, had been included in the will. However, in the codicil, Jackie and Tommy and their families were all excluded as beneficiaries. While Mark Head was a co-executor under both instruments, in the codicil, the Appellant, Isa Helen Richardson, was substituted for Sue Frazier Brown as co-executor. There were other changes as well, including a $10,000 executor fee under the codicil as opposed to $1,000 allowed under the will.

On September 18, 2003, the Appellees filed suit in Monroe Circuit Court challenging the authenticity of Edward’s signature on the codicil. After discovery was either exchanged or made available for review, the trial, which had been continued several times on motions of both parties, was finally commenced on February 1, 2006. Numerous witnesses were called by the Appellees, each testifying that Edward’s ability to speak or write was either greatly impaired or non-existent on or before October 3, 2002, the date he purportedly signed the codicil. The Appellees’ handwriting expert, Steve Slyter, testified he did not believe either the signature on the will or codicil was authentic, having been “traced.” Dennis Flickinger (Flick-inger), an occupational therapist who visited with Edward for several months before and subsequently after October 3, 2002, testified Edward had great difficulty in communicating orally or in writing. He further testified as of October 3, 2002, Edward could not grip a pen in order to write.

Witnesses on behalf of the Appellants gave an opposing opinion that, not only did Edward know what he was doing, he was able to communicate orally and he was also able to write as late as January 2003. Dr. Anthony Carter testified that on November 22, 2002, although unable to clearly talk, Edward could write notes. Attorney Douglas Carter and his secretary, Derlin-da (“DeeDee”) White, testified they witnessed Edward sign the will as well as the codicil to the will in their presence. Clarke Mercer, the Appellants’ handwriting expert, testified Edward signed both documents.

The case was submitted to the jury with a simple interrogatory, “Did Edward affix his signature to the Codicil to his Last Will & Testament?” Ten of twelve jurors answered in the negative. A final judgment in favor of the Appellees was entered on March 6, 2006.

The Appellants did not move for a new trial pui'suant to CR 50.02 challenging the sufficiency of the evidence. However, on April 13, 2006, they filed a motion to set aside judgment pursuant to CR 60.02(b) and for a new trial based on alleged perjured testimony of Flickinger. Included with the motion were four photos of Edward, one depicting him using a walker, one using a pen, and two showing him holding eyeglasses and a t.v. remote control. There was also a videotape of Edward and Richardson, the co-executrix, as they talked in his bedroom. Because neither the video nor the photos were electronically dated, affidavits from Richardson and Eva Bryant detailed the circumstances surrounding the discovery of the items as well as the dates the video and photos were generated. The affidavits were both signed April 11, 2006. Although the affidavits do not detail when the items were found, presumably it was more than ten days after the trial, but on or before April 11, 2006. Richardson admits the items were in her possession pri- or to trial.

Also attached to the motions were records from the Monroe County Medical Center Home Health Agency dated Janu *20 ary 13, 2002 to January 30, 2003. These records were in the possession of the clinic and were produced to the Appellants on April 7, 2006.

The Appellees filed a response and on May 17, 2006, the trial court entertained oral arguments. Apparently, no testimony was taken. On May 30, an order was entered summarily denying the relief sought pursuant to CR 60.02.

Neither party designated the hearing of May 17, 2006, for consideration by this Court, nor did the trial court make any specific findings of fact. Therefore, we will assume the trial judge only considered the written arguments of counsel, the four photos, the video, the affidavits, and medical records all attached to the motion to vacate.

While the Appellants seek relief under CR 60.02(c), it is necessary to consider relief allowed under CR 60.02(b) as the Appellants claim information which impeaches Flickinger was only “uncovered” after the trial.

CR 60.02 is a “safety valve, error correcting device for trial courts.” Kurtsinger v. Board of Trustees of Kentucky, 90 S.W.3d 454, 456 (Ky.2002). The rule is designed to allow trial courts a measure of flexibility to achieve just results and thereby “provides the trial court with extensive power to correct a judgment!.]” Fortney v. Mahan, 302 S.W.2d 842, 843 (Ky.1957). The trial court enjoys a great deal of discretion in ruling on matters brought subject to CR 60.02, which we do not disturb, absent an abuse of that discretion. Barnett v. Commonwealth, 979 S.W.2d 98, 102 (Ky.1998); Brown v. Commonwealth, 932 S.W.2d 359, 361 (Ky.1996).

CR 60.02 ... authorizes relief from a final judgment based upon newly discovered evidence only if: (1) the evidence was discovered after entry of judgment; (2) the moving party was diligent in discovering the new evidence; (3) the newly discovered evidence was not merely cumulative or impeaching; (4) the newly discovered evidence is material; and (5) the evidence, if introduced, would probably result in a different outcome.

Hopkins v. Ratliff, 957 S.W.2d 300, 301-02 (Ky.App.1997), citing 7 Kurt A. Philipps, Jr., Kentucky Practice, CR 60.02, cmt. 4.

To be entitled to relief under CR 60.02, a party must demonstrate “some significant defect in the trial proceedings or evidence at trial, ...

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Bluebook (online)
236 S.W.3d 17, 2007 WL 1378483, Counsel Stack Legal Research, https://law.counselstack.com/opinion/richardson-v-head-kyctapp-2007.