Richardson v. Commonwealth

161 S.W.3d 327, 2005 WL 628974
CourtKentucky Supreme Court
DecidedMay 19, 2005
Docket2003-SC-0654-MR
StatusPublished
Cited by8 cases

This text of 161 S.W.3d 327 (Richardson v. Commonwealth) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Richardson v. Commonwealth, 161 S.W.3d 327, 2005 WL 628974 (Ky. 2005).

Opinion

Opinion of the Court by

Justice JOHNSTONE.

Appellant, Steven Thomas Richardson, was convicted in the Franklin Circuit Court of first-degree rape, first-degree sodomy, second-degree rape, second-degree sodomy, and two counts of first-degree sexual abuse. He was sentenced to forty years’ imprisonment and appeals to this Court as a matter of right. Finding no error, we affirm.

Appellant’s convictions stem from acts committed against J.R., a mentally handicapped minor, from the time she was about eleven years old until sometime after her thirteenth birthday. J.R.’s grandmother was the manager of the apartment complex where Appellant lived, and apparently J.R. and her mother had known Appellant since J.R. was four or five years old. The evidence indicated that J.R.’s mother frequently allowed J.R. to spend the night with Appellant, and that he often bought J.R. clothes and other presents.

In 2001, then thirteen-year-old J.R. was interviewed by a caseworker for the Cabinet for Families and Children in connection with an investigation of J.R.’s stepfather for allegations of sexual abuse against J.R. During that interview, J.R. first disclosed that Appellant was her boyfriend and that the two had been engaging in various sexual activities since before her twelfth birthday. J.R. even stated that she and Appellant wanted to get married and have a baby. Based upon J.R.’s statements, the Cabinet initiated an investigation of Appellant.

Appellant was initially indicted on twenty counts of second-degree rape. However, that indictment was superseded by a second indictment charging the offenses at issue herein. Following a trial, the jury convicted Appellant on all counts and recommended a sentence of eighty years’ imprisonment. The trial court reduced the *329 jury verdict to forty years’ imprisonment. This appeal ensued. Additional facts are set forth as necessary.

I.

Appellant first challenges the trial court’s refusal to permit cross-examination of the Commonwealth’s expert, forensic pediatrician Dr. Betty Spivak, on J.R.’s psychiatric problems and medications she was taking. Appellant claims that J.R.’s mental health problems and her past hospitalization were relevant to impeach her credibility as a witness, since it was his theory at trial that J.R. fantasized that Appellant was her “boyfriend” and that her descriptions of the sexual activities were, in fact, attributable to the sexual abuse by her stepfather.

Dr. Spivak conducted a physical examination of J.R. at the behest of authorities investigating the allegations against Appellant. At trial, Dr. Spivak testified as to her physical findings, namely that J.R.’s hymenal tissue showed abnormalities attributable to multiple episodes of penetration. Dr. Spivak noted that her findings were consistent with J.R.’s disclosure of repeated instances of sexual intercourse with Appellant and with her stepfather. Dr. Spivak made no reference to any mental health issues.

On cross-examination, defense counsel sought to elicit information regarding J.R.’s psychiatric history and any medications given therefore. At a bench conference, the trial court sustained the Commonwealth’s objection on the grounds that J.R.’s psychiatric records were confidential and that defense counsel had not followed the proper procedures for disclosure of the information.

Relying on this Court’s recent decision in Commonwealth v. Barroso, 122 S.W.3d 554 (Ky.2003), Appellant argues that he was entitled to cross-examine Dr. Spivak about J.R.’s mental health status, because such evidence could have had a direct impact on J.R.’s ability to recall, comprehend, and accurately recount events regarding the alleged sexual abuse. Appellant maintains that because Dr. Spivak noted in her written report that J.R. suffered from psychiatric disorders, she should have been permitted to testify about the nature of those disorders. We disagree.

This Court held in Barroso, as we previously did in Eldred v. Commonwealth, 906 S.W.2d 694 (Ky.1994), cert. denied, 516 U.S. 1154, 116 S.Ct. 1034, 134 L.Ed.2d 111 (1996), that “[i]f the psychotherapy records of a crucial prosecution witness contain evidence probative of the witness’s ability to recall, comprehend, and accurately relate the subject matter of the testimony, the defendant’s right to compulsory process must prevail over the witness’s psychotherapist-patient privilege.” Barroso, supra, at 563. However, Appellant fails to recognize that Eldred and Barroso mandate that certain procedures must be followed before such confidential information is disclosed. Only upon a preliminary showing of “evidence sufficient to establish a reasonable belief that the records contain exculpatory evidence” are a witness’s psychotherapy records subject to production. Barroso, supra, at 564. 1 And even at that point, the production is limited to an in camera inspection by the trial court to determine whether the records, in fact, contain exculpatory evidence, including that relevant to the witness’s credibility-

*330 Appellant was in possession of Dr. Spivak’s report for over a year prior to trial and, thus, was aware that J.R. suffered from several psychiatric disorders. However, defense counsel neither sought review of J.R.’s records nor produced any evidence that the records contained exculpatory evidence relevant to J.R.’s credibility. Moreover, contrary to defense counsel did not argue during the bench conference that J.R.’s psychiatric history was relevant to her credibility; counsel merely stated he wanted to question Dr. Spivak about J.R.’s disorders because it was noted in her written report. However, as Dr. Spi-vak testified, her role was limited to the physical examination of J.R. Dr. Spivak neither provided psychiatric treatment nor rendered any psychiatric opinions. As such, she was not qualified to give expert testimony as to J.R.’s psychiatric disorders.

J.R.’s psychiatric records may or may not have been relevant to impeach her credibility as a witness. We note, however, that there is no evidence in the record to support Appellant’s claim that J.R. fabricated or “fantasized” the alleged activities. Nevertheless, disclosure of J.R.’s confidential mental health information for the first time at trial would not have been appropriate. Had Appellant wished to explore that avenue of evidence, he was required to follow the procedure mandated by Eldred and Barroso. Appellant failed to do so. As such, the trial court did not err in prohibiting Dr. Spivak’s testimony.

II.

Appellant next argues that the trial court erred in refusing to remove Juror 6 for cause after she disclosed that she had been the victim of sexual abuse fourteen years earlier. Appellant claims he was prejudiced by such as he was required to use a peremptory strike to remove Juror 6. Thomas v. Commonwealth, 864 S.W.2d 252 (1993); We disagree.

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Cite This Page — Counsel Stack

Bluebook (online)
161 S.W.3d 327, 2005 WL 628974, Counsel Stack Legal Research, https://law.counselstack.com/opinion/richardson-v-commonwealth-ky-2005.