Richardson v. Board of Cosmetology & Barbering

69 A.3d 353, 2013 WL 3088602, 2013 Del. LEXIS 306
CourtSupreme Court of Delaware
DecidedJune 20, 2013
DocketNo. 536, 2012
StatusPublished
Cited by12 cases

This text of 69 A.3d 353 (Richardson v. Board of Cosmetology & Barbering) is published on Counsel Stack Legal Research, covering Supreme Court of Delaware primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Richardson v. Board of Cosmetology & Barbering, 69 A.3d 353, 2013 WL 3088602, 2013 Del. LEXIS 306 (Del. 2013).

Opinion

RIDGELY, Justice:

Randall Richardson is a Delaware cosmetologist. In 2011, the Board of Cosmetology and Barbering suspended his license due to his leasing of work space to his wife, a nail technician who Richardson knew did not have a valid license. Richardson’s case was first heard before a Hearing Officer, who made findings of fact and recommendations to the Board. The Hearing Officer recommended a fine and a 90-day suspension of Richardson’s license. The Board voted to adopt the Hearing Officer’s recommendations. The Superior Court affirmed the Board’s decision.

Richardson challenges five aspects of the Board’s action: (1) the Board failed to create a complete record for this Court to review on appeal; (2) the Board failed to properly appoint the Hearing Officer to Richardson’s case; (3) the Board failed to consider Richardson’s exceptions to the Hearing Officer’s recommendation; (4) the Board erred in suspending Richardson’s Cosmetology License because Richardson only violated the requirements of his Shop License; and (5) the Hearing Officer lacks statutory authority to conduct hearings involving potential license suspensions.

We hold that the Hearing Officer had the authority to act and that the Board has the authority to suspend Richardson’s Cosmetology License due to his violations of the Shop License. But, we also hold the Board created an insufficient record for appellate review. Accordingly, we REVERSE the Superior Court’s judgment [355]*355and REMAND this matter for further proceedings.

Facts and Procedural History

Richardson has been licensed as a cosmetologist in Delaware since 1993. He owned, operated and managed Trilogy Salon and Day Spa (“Trilogy”) in Newark. Richardson leased space in Trilogy to his wife, Sharon Richardson (“Sharon”) to use as a nail technician. Richardson knew that from 2002 through 2008 Sharon worked at Trilogy with an expired Nail Technician License. In 2008, a state investigator from the Division of Public Regulation informed Richardson that Sharon’s license was expired. Sharon subsequently received a Nail Technician Temporary Permit in March of 2010 — which expired on December 31, 2010 — and ultimately obtained a valid Nail Technician license on March 9, 2011. Between December 31, 2010 and March 9, 2011, while her Temporary Permit was expired, Sharon continued to work at Trilogy without a valid license.

The State filed a complaint with the Board alleging that Richardson violated 24 Del. C. § 5113(a)(7) by knowingly permitting Sharon to work at Trilogy while she lacked a valid Nail Technician license. Richardson acceded to a Consent Agreement under which Richardson consented to discipline in the form of one year of probation and a $750 fíne. The Board rejected the agreement because the punishment “was not severe enough.”

A disciplinary hearing, during which arguments were heard and evidence was admitted, was conducted before the Chief Hearing Officer with the Division of Public Regulation. In his Recommendations to the Board, the Hearing Officer made findings of fact and conclusions law, and determined that Richardson “acted cavalierly in regard to his clear legal obligations” by permitting Sharon to continuously work at Trilogy despite knowing that Sharon’s license had expired. The Hearing Officer recommended that in addition to one year of probation and a $750 fine, Richardson’s Cosmetology License should be suspended for 90 days. Richardson filed exceptions to the Hearing Officer’s Recommendations with the Board, which alleged that the hearing was void because it was required by statute to be conducted by the Board, not the Hearing Officer, and the Hearing Officer failed to properly consider mitigating factors, including that this was a single offense, and Richardson’s first offense in his eighteen years as a licensed cosmetologist.

At the Board’s public meeting on September 26, 2011, Richardson’s attorney asked to comment on the Hearing Officer’s Recommendations. The Board refused, stating in its minutes of the meetings, “the [Hearing Officer’s] findings of fact are binding upon the Board and no further argument would be accepted.” The Board then unanimously approved the Hearing Officer’s Recommendations without any further argument or discussion. Apart from the minutes, there is no record or transcript of the meeting.

By Order dated October 7, 2011, the Board adopted the Hearing Officer’s conclusions and disciplinary recommendations. The Board found that pursuant to 29 Del. C. § 8735(t)(1)(d),1 the Hearing Officer’s findings of fact were binding on the Board. In its Order, the Board examined at length — and rejected — Richardson’s first exception: that the Hearing Officer lacked statutory authority to conduct the hearing. [356]*356The Board concluded that the statute was “clear and unambiguous” in vesting authority in the Hearing Officer to conduct Hearings for the Board.

On appeal to the Superior Court, Richardson argued the same five claims that he raises in this appeal.2 The Superior Court affirmed the Board’s Order.3 Specifically, the Superior Court found that: (1) a complete record was created by the Hearing Officer, and the Board was not required to create a record of its September 26 meeting; (2) the Board was not required to formally designate the Hearing Officer to conduct Richardson’s hearing; (3) Richardson’s argument that the Board failed to consider his exceptions to the Hearing Officer’s recommendations was unsupported by the record; (4) 24 Del. C. §§ 5113 and 5114 do not sharply distinguish violations of cosmetology licenses and shop licenses; and (5) the Hearing Officer is not prevented from conducting disciplinary hearings concerning licenses.4 This appeal followed.

Discussion

We review an administrative agency’s decision for legal error and to determine whether the agency’s factual findings and legal conclusions are supported by substantial evidence.5 Errors of law are reviewed de novo, but if there is no legal error, we review the agency’s decision for abuse of discretion.6 Questions of statutory interpretation are legal questions which this Court reviews de novo.7

Richardson’s claims on appeal require interpretation of 29 Del. C. § 8735(v)(l). The General Assembly enacted 29 Del. C. § 8735(v)(l) to give the Division of Public Regulation “the power to retain hearing officers to handle evidentiary hearings and other matters.”8 By its terms, § 8735(v)(l) creates the full-time position of Hearing Officer “[w]ith respect to case decisions arising under Title 29, Chapter 101, subchapter III.”9 The provision confers upon Hearing Officers “[a]ll powers and duties conferred or imposed upon such hearing officers by law or by the Rules of Procedure for any board or commission under Titles 23, 24 and 28.”10 Title 24 creates regulatory boards for a number of professions, including cosmetologists; accordingly, § 8735(v)(l) applies to the Board of Cosmetology and Barbering.11

The Hearing Officer’s powers under § 8735(v)(l) include the “power to conduct hearings, including any evidentiary hearings.” 12 Specifically, § 8735(v)(l)(d) states:

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Cite This Page — Counsel Stack

Bluebook (online)
69 A.3d 353, 2013 WL 3088602, 2013 Del. LEXIS 306, Counsel Stack Legal Research, https://law.counselstack.com/opinion/richardson-v-board-of-cosmetology-barbering-del-2013.