Richards v. McEachern

2020 NMCA 023
CourtNew Mexico Court of Appeals
DecidedOctober 29, 2019
StatusPublished
Cited by5 cases

This text of 2020 NMCA 023 (Richards v. McEachern) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Richards v. McEachern, 2020 NMCA 023 (N.M. Ct. App. 2019).

Opinion

Office of the Director New Mexico 09:40:39 2020.07.10 Compilation '00'06- Commission

IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO

Opinion Number: 2020-NMCA-023

Filing Date: October 29, 2019

NO. A-1-CA-35613

IN THE MATTER OF THE GUARDIANSHIP AND CONSERVATORSHIP OF C.G.,

ROBERT RICHARDS,

Appellant,

v.

MICHAEL MCEACHERN,

Appellee.

APPEAL FROM THE DISTRICT COURT OF SAN MIGUEL COUNTY Gerald E. Baca, District Judge

Released for Publication June 2, 2020.

Robert Richards Santa Fe, NM

Pro Se Appellant

Hurley Toevs Styles Hamblin & Panter PA Gregory W. MacKenzie Lalita Devarakonda Albuquerque, NM

for Appellee

Disability Rights New Mexico Alice Liu Cook Jason C. Gordon Albuquerque, NM

for Amicus Curiae Disability Rights New Mexico

OPINION VANZI, Judge.

{1} Attorney Robert Richards appeals from the district court’s order striking his entry of appearance “as counsel of record for [C.G.],” an adult under a guardianship and conservatorship ordered by the court pursuant to Article 5 of the New Mexico Uniform Probate Code (UPC), “Protection of Persons Under Disability and Their Property,” NMSA 1978, §§ 45-5-101 to -436 (1975, as amended through 2019 1) (Article 5). We reverse.

Background

{2} The substantive question presented arose in circumstances that court-appointed professionals in the case described as “difficult” and “complicated,” with concerns expressed about C.G.’s relationships with family members and their involvement in decisions within the authority of C.G.’s court-appointed guardian and conservator; differences between what family members believed C.G. needed and what C.G. said she wanted, which the guardian believed should be supported; and issues in the relationship between C.G.’s guardian and conservator. Inconsistencies in the terms of the order and documents implementing the guardianship and conservatorship interposed confusion, and other circumstances precipitated delays and litigation concerning various issues. While the record sheds light on the context in which this appeal arises, we are mindful of the sequestered nature of the proceedings below and that the sole substantive question before us is whether the district court erred in striking Richards’ entry of appearance as counsel for C.G. on the grounds stated in its order.

A. Appointment of Guardian and Conservator

{3} In June 2014 C.G.’s daughter (Daughter) 2 filed a petition in the district court asking to be appointed as guardian and conservator for her mother. Acting in accordance with statutory procedures stated in Article 5, the court entered orders appointing a qualified healthcare professional (QHCP), 3 a visitor, 4 and a guardian ad litem (GAL), 5 and scheduling an evidentiary hearing to determine whether C.G. was

1Some statutes pertinent to the substantive issue presented in this appeal have been amended, with effective dates following entry of the order from which Richards appeals. We cite and apply the statutes in effect during the relevant time period, which predates those amendments. 2C.G. has more than one daughter. The daughter referred to herein as “Daughter” filed documents and participated in the proceedings below. 3See NMSA 1978, § 45-5-101(U) (2011, amended 2019) (defining “qualified healthcare professional” as “a physician, psychologist, physician assistant, nurse practitioner or other health care practitioner whose training and expertise aid in the assessment of functional impairment”). 4See § 45-5-101(V) (defining “visitor” as “a person who is an appointee of the court who has no personal interest in the proceeding and who has been trained or has the expertise to appropriately evaluate the needs of the person who is allegedly incapacitated”). 5See § 45-5-101(E) (stating that “ ‘guardian ad litem’ has the same meaning as set forth in [NMSA 1978,] Section 45-1-201[(A)(22) (2011)]); NMSA 1978, § 45-1-201(A)(22) (stating that, “[a]s used in the [UPC], except as provided in Subsection B of this section and unless the context otherwise requires . . . ‘guardian ad litem’ means a person appointed by the district court to represent and protect the interests of a minor or an incapacitated person in incapacitated. 6 See NMSA 1978, § 45-5-303 (2009, amended 2019) (stating guardianship procedures); NMSA 1978, § 45-5-407 (1998, amended 2019) (stating conservatorship procedures); § 45-5-102(D) (“When both guardianship and protective proceedings 7 as to the same person are commenced or pending in the same court, the proceedings may be consolidated.”). The court also granted Daughter’s emergency ex parte motion, in which she asked to be appointed as temporary guardian and temporary conservator. See § 45-5-310 (governing appointment of temporary guardian); § 45-5- 408 (governing appointment of temporary conservator).

{4} On September 30, 2014, after holding a hearing, the court entered an “Order Appointing Temporary Guardian and Conservator” (2014 Order), in which the court concluded, among other things, that C.G. “is incapacitated and appointment of a guardian and conservator is necessary”; the guardian and conservator “should each be appointed to serve with independent and several authority”; and C.G. had the right to appeal the appointments within thirty days “and to seek alteration or termination of the guardianship and/or conservatorship at any time.” The 2014 Order’s decretal paragraphs “ordered, adjudged and decreed”8 the following (among other things): (1) C.G. is “declared an incapacitated person”; (2) an independent guardian (identified by name) is appointed as “plenary guardian of [C.G.]” (Guardian); (3) C.G.’s son-in-law (also identified by name) is appointed as “conservator of the estate 9 of [C.G.]” (Conservator); (4) “Letters of Guardianship and Conservatorship shall issue upon acceptance of this appointment”; and (5) the duties of the GAL appointed at the commencement of the proceedings “are terminated upon entry of this order.” See § 45- 5-304 (describing inquiries and findings to be made in appointing guardians); § 45-5- 407(G)-(P) (same in appointing conservators); § 45-5-303.1(B) (stating that, “[u]nless otherwise ordered by the court,” GAL duties “terminate and the [GAL] is discharged from” those duties “upon entry of the order appointing the guardian and acceptance of the appointment by the guardian”); § 45-5-404.1(B) (same in conservatorship proceedings).

connection with litigation or any other court proceeding”); § 45-1-201(B) (stating that “[t]he definitions in Subsection A of this section are made subject to additional definitions contained in subsequent articles that are applicable to specific articles, parts or sections”); NMSA 1978, § 45-5-303.1 (1993, amended 2019) (stating the duties of a GAL); NMSA 1978, § 45-5-404.1 (1993, amended 2019) (same in conservatorship proceedings). 6Section 45-5-101(F) defines “incapacitated person” as “any person who demonstrates over time either partial or complete functional impairment by reason of mental illness, mental deficiency, physical illness or disability, chronic use of drugs, chronic intoxication or other cause, except minority, to the extent that the person is unable to manage the person’s personal affairs or the person is unable to manage the person’s estate or financial affairs or both.” Section 45-5-101(T) defines “protected person” as “a minor or other person for whom a guardian or conservator has been appointed or other protective order has been made[.]” We generally use “incapacitated person” here because the court’s determination that C.G. needed a guardian and conservator rests on a finding of incapacity. 7 Section 45-5-101(S) defines “protective proceeding” as “a conservatorship proceeding under Section 45-5-401.” 8See, e.g., Khalsa v. Levinson, 1998-NMCA-110, ¶ 13, 125 N.M.

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Bluebook (online)
2020 NMCA 023, Counsel Stack Legal Research, https://law.counselstack.com/opinion/richards-v-mceachern-nmctapp-2019.