Richard J. Erwin v. Michael G. Erwin, in his capacity as Manager of Erwin Farms II, LLC and Erwin Farms II, LLC

CourtCourt of Appeals of Iowa
DecidedDecember 3, 2025
Docket24-2026
StatusPublished

This text of Richard J. Erwin v. Michael G. Erwin, in his capacity as Manager of Erwin Farms II, LLC and Erwin Farms II, LLC (Richard J. Erwin v. Michael G. Erwin, in his capacity as Manager of Erwin Farms II, LLC and Erwin Farms II, LLC) is published on Counsel Stack Legal Research, covering Court of Appeals of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Richard J. Erwin v. Michael G. Erwin, in his capacity as Manager of Erwin Farms II, LLC and Erwin Farms II, LLC, (iowactapp 2025).

Opinion

IN THE COURT OF APPEALS OF IOWA

No. 24-2026 Filed December 3, 2025

RICHARD J. ERWIN, Plaintiff-Appellant,

vs.

MICHAEL G. ERWIN, in his capacity as Manager of Erwin Farms II, LLC and ERWIN FARMS II, LLC, Defendants-Appellees. ________________________________________________________________

Appeal from the Iowa District Court for Warren County, Michael Jacobsen,

Judge.

A plaintiff appeals an adverse ruling on his derivative and direct claims and

requested injunctive relief. AFFIRMED AND REMANDED TO DETERMINE

ATTORNEY FEES.

Elizabeth R. Meyer (argued) of Dentons Davis Brown, PC, Des Moines, for

appellant.

Benjamin J. Kenkel (argued), William M. Reasoner, and Theodore W. Craig

of Dickinson, Bradshaw, Fowler & Hagen, P.C., Des Moines, for appellee.

Heard at oral argument by Chicchelly, P.J., and Buller and Langholz, JJ. 2

BULLER, Judge.

Richard J. Erwin (R.J.) appeals the district court’s denial of his claims

against his father, Michael G. Erwin (Mike) and Erwin Farms II, LLC (EF2). R.J.’s

derivative claim challenges Mike’s management of fencing materials, the leases

he entered as manager of EF2, his management fees, and the capital accounting.

He also claims direct damages from Mike making capital distributions, failing to

deliver an annual report fast enough, and by hiring a third party to mow hay for the

farm. R.J. requested equitable relief by removing Mike as manager of EF2 or

injunctive relief by the court mandating Mike’s compliance with the operating

agreement. Finally, R.J. challenges the district court’s attorney-fee award. On our

review, we affirm and remand to determine reasonable appellate attorney fees.

I. Background Facts and Proceedings

In 2012, as part of their estate plan, Mike and his wife Janet (R.J.’s mother)

formed EF2, transferring around 950 acres of agricultural property—which the

family called the Turner Farm—into the LLC. The property was “a mix of basically

hay ground, pasture ground, and crop ground” with a creek running through the

middle. The property surrounds a 2.6-acre homestead on three sides; the

homestead was split from Turner Farm and sold to R.J. in 2006 or 2007. Several

agricultural outbuildings surround the homestead but are located on EF2 land. The

outbuildings were accessed via an easement created when the R.J. bought the

homestead; the easement lets EF2 use the driveway across R.J.’s homestead to

reach the outbuildings, though a new entrance to the farm has recently been

constructed just down the road from the homestead. 3

EF2 is governed by an operating agreement, which establishes two classes

of interests with different voting entitlements. Mike and Janet initially split the

shares equally—each with 10% EF2 ownership in Class A shares and 40% EF2

ownership in Class B shares. Then they each gifted R.J. with 25% Class B shares

EF2, resulting in his 50% ownership of the LLC; he did not pay for or otherwise

contribute anything of value to obtain his interest.

Member Class A Class B Voting Rights Voting Rights Profit/Loss Units Units Class A All Members Share Michael 100,000 150,000 50% 25% 25% Erwin Janet 100,000 150,000 50% 25% 25% Erwin Richard 0 500,000 0% 50% 50% Erwin Total 200,000 800,000 100% 100% 100%

Class A membership interests vote on all member voting matters. Class A

members have the exclusive right to elect or remove a manager, the power to

dissolve or merge EF2 with another entity, consent or approve of disposition of “all

or substantially all of the assets,” consent to the transfer of interests, request an

annual meeting. Class B interests are entitled to a share of the profits and have

voting rights to all matters not reserved to Class A.

Mike has been manager of EF2 since its inception in 2012. The manager

has “complete authority over and the exclusive control and management of the

business and affairs of [EF2], including, without limitation, the making of all

determinations on behalf of [EF2] in connection with [Turner Farm.]” For his farm

and LLC management fees, Mike is to be paid “reasonable compensation

commensurate with the value of the services rendered,” which he interprets as

“10% of the gross, which is a typical fee for managing a farm.” When EF2 was 4

formed, Turner Farm had a mortgage on it; as manager, Mike used EF2’s available

cash toward the mortgage payments, then he and Janet paid what EF2 couldn’t

on the note as additional capital contribution.

In 2016, R.J. sued Mike and EF2 after Mike failed to separate his operation

of EF2 from his personal finances and the operation of at least one other similar

farm LLC—a clear breach of the restrictions on a manager under the operating

agreement. The court appointed a temporary receiver, who helped Mike learn how

to manage EF2 as an LLC rather than as a sole proprietorship. The district court

in that case found Mike violated the operating agreement and his fiduciary duties,

ordering Mike reimburse some monies to EF2 and for EF2 to issue income

distributions to R.J. in line with the payments previously made to Mike and Janet.

The court found in favor of Mike on a counterclaim for an equipment purchase,

ordering R.J. make payment on the purchase. The court declined to order attorney

fees for either party. On review, a panel of this court agreed Mike breached his

fiduciary duties and the operating agreement, reversed and ordered damages on

a separate incident, and affirmed the court declining to order attorney fees. See

Erwin v. Erwin, No. 19-1978, 2021 WL 359496, at *8 (Iowa Ct. App. Feb. 3, 2021).

Starting in 2007, R.J. leased and farmed the Turner Farm ground from his

parents and then EF2 on a 70/30 crop-share arrangement with a cash-rental

agreement for the hay and pasture ground; there was no written lease. After R.J.

initiated the 2016 litigation against Mike and EF2, his lease was terminated. EF2

now leases the outbuildings and around 750 acres—primarily crop ground and

pasture—to John Davidson. 5

In August 2022, R.J. again filed suit against Mike and EF2. R.J. alleged

Mike “converted property of [EF2] for his personal use, or for the use of other

business entities in which he is a member, without making payment to [EF2].” R.J.

further alleged unfair distributions of profits, failure to provide annual reports, and

other assorted claims of mismanagement of EF2. R.J.’s legal claims consisted of

(1) a derivative claim of breach of fiduciary duty and self-dealing against Mike as

manager of EF2, (2) a direct claim against Mike as manager for breaching his

duties of care and loyalty, and (3) a request the court place EF2 back into

receivership.

At a one-day bench trial, R.J. and Mike provided the only testimony and

submitted numerous exhibits to the court. For brevity and clarity, the facts relevant

to each issue will be included in the discussion below rather than detailed here.

The court denied all R.J.’s claims and ordered R.J. pay attorney fees for Mike in

his individual capacity, which were to be reimbursed to EF2. R.J. appeals.

II. Standard of Review

This case was tried in equity, and so our review is de novo. See Baur v.

Baur Farms, Inc., 832 N.W.2d 663, 668 (Iowa 2013). But our review of “contract

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Nelson Cabinets, Inc. v. Peiffer
542 N.W.2d 570 (Court of Appeals of Iowa, 1995)
Bankers Trust Co. v. Woltz
326 N.W.2d 274 (Supreme Court of Iowa, 1982)
Hanrahan v. Kruidenier
473 N.W.2d 184 (Supreme Court of Iowa, 1991)
John R. Baur v. Baur Farms, Inc. and Robert F. Baur
832 N.W.2d 663 (Supreme Court of Iowa, 2013)
Soults Farms, Inc. v. Charles J. Schafer v. Soults Farms, Inc.
797 N.W.2d 92 (Supreme Court of Iowa, 2011)

Cite This Page — Counsel Stack

Bluebook (online)
Richard J. Erwin v. Michael G. Erwin, in his capacity as Manager of Erwin Farms II, LLC and Erwin Farms II, LLC, Counsel Stack Legal Research, https://law.counselstack.com/opinion/richard-j-erwin-v-michael-g-erwin-in-his-capacity-as-manager-of-erwin-iowactapp-2025.