Richard Allen Tanner v. United States

434 F.2d 260, 1970 U.S. App. LEXIS 6435
CourtCourt of Appeals for the Tenth Circuit
DecidedNovember 13, 1970
Docket338-70
StatusPublished
Cited by4 cases

This text of 434 F.2d 260 (Richard Allen Tanner v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Richard Allen Tanner v. United States, 434 F.2d 260, 1970 U.S. App. LEXIS 6435 (10th Cir. 1970).

Opinion

HILL, Circuit Judge.

On September 26, 1962, Tanner pleaded guilty to a Dyer Act violation, 18 U. S.C. § 2312. While awaiting sentencing on this plea, he escaped from jail. He was subsequently apprehended and on October 25, 1962, he was arraigned on the escape charge, 18 U.S.C. § 751, and on the following day, with appointed counsel present, he pleaded guilty to that charge. After reviewing a pre-sentence report on the defendant, the trial court sentenced Tanner to five years on each charge, to be served consecutively. Now, by a motion made pursuant to 28 U.S.C. § 2255, Tanner asserts that at the time he pleaded guilty to the Dyer Act charge he was mentally incompetent. An evidentiary hearing was conducted, after which the district court concluded that the failure to afford^Tanner a hearing under 18 U.S.C. § 4244, in 1962, was not a denial of due process. Furthermore, upon the evidence adduced in the 1970 hearing, the court retrospectively determined that Tanner was mentally competent to stand trial in 1962.

The thrust of appellant’s argument is that because of facts known by the United States Attorney and the district court at sentencing time, one or the other ought to have moved for an 18 U.S.C. § 4244 examination. The operative facts allegedly sustaining the contention are these. Prior to either pica, the prosecutor was made aware that only shortly before the August, 1962, arrest, Tanner had escaped from an Oklahoma mental institution. Even though the United States Attorney called the institution to inquire whether a finding of mental incompetence had been made — which was answered in the negative — appellant argues this to be inadequate to discharge the duty of a prosecutor under section 4244.

It is also urged that the trial court knew of the prior confinement in a mental hospital. The pre-sentence report indicated that while Tanner was incarcerated in an Oklahoma jail he inflicted a wound in his own arm which required medical attention. Not long after that, he again slashed his arm and had to be removed to a local hospital for treatment. Apparently the second incident prompted officials to remove the prisoner to the State Hospital at Vinita, Oklahoma. Regarding these incidents, the pre-sentence report concluded: “Defendant has attempted suicide by slashing his wrists. It has not been determined whether this is real or an episode to attract attention.” This was the only evidence .before the trial court which indicated that the defendant was or might have been incompetent to waive his constitutional rights.

First, we do not agree that the United States Attorney was provided information which required him to move for a 4244 examination. Upon being informed that the defendant was an escapee from an Oklahoma State Hospital, *262 the prosecutor called the institution to inquire whether a mental determination had been made by them. According to the prosecuting attorney, the information satisfied him that Tanner was not considered by the hospital to be an incompetent person and further convinced him that there was no “reasonable cause” to believe that the accused was incompetent to stand trial. It does not seem contrary to the statute that misgivings aroused by suspicious circumstances regarding the mental competency of an accused, may be allayed by the kind of precautions undertaken by the United States Attorney. Albeit the prosecutor must not attempt to make the determination of competency, some credible basis must exist before there is “reasonable cause” which would compel him to request a 4244 examination. The facts of this ease' do not provide that kind of foundation. Cf. Meador v. United States, 332 F.2d 935 (9th Cir. 1964).

Before sentencing Tanner, the district court was cognizant of his confinement in a mental institution and ex-cape therefrom. Under the subtitle of mental and emotional health, the presentence report stated that the defendant had in fact attempted suicide by slashing his wrists and that he was sent to a mental hospital for these acts. Moreover, it was undetermined, according to the report, whether the death attempt was real or merely a facade to facilitate an escape. Presented with these facts, and in the absence of any contemporary psychiatric reports to alleviate the obvious implications of. Tanner’s actions, it seems that out of an abundance of caution the trial court should have called for a section 4244 examination. Ruebush v. United States, 206 F.2d 810 (10th Cir. 1953).

We do not think, however, that the failure of the trial court to order a 4244 psychiatric examination necessarily requires a vacation of the sentence. The conviction and sentence were void only if, in fact, Tanner was mentally incompetent to stand trial. We have held that under certain circumstances a district court may, upon the basis of a 2255 evidentiary hearing, contemplate the earlier mental competence of an accused. Crail v. United States, 430 F.2d 459 (10th Cir. 1970); Arnold v. United States, 432 F.2d 871 (10th Cir. 1970). On the basis of our analysis of Dusky v. United States, 362 U.S. 402, 80 S.Ct. 788, 4 L.Ed.2d 824 (1960) and Pate v. Robinson, 383 U.S. 375, 86 S.Ct. 836, 15 L.Ed.2d 815 (1966), in Crail, supra, it appears that this trial court was fully justified in retrospectively deciding appellant’s mental competency to stand trial. And after a careful study of the entire record and all documents contained therein, we conclude that the finding of mental competence at plea time was not clearly erroneous. Arnold v. United States, 432 F.2d 871 (10th Cir. 1970); Crail v. United States, 430 F.2d 459 (10th Cir. 1970); Martinez v. United States, 423 F.2d 479 (10th Cir. 1970).

The proceedings before the district court during 1962 do not disclose a hint of mental incompetence. Tanner conversed intelligently with the court, giving positive indications that he understood the charges facing him, and affirmatively reciting that he had spoken to and was satisfied with appointed counsel. In brief, the accused responded intelligently to court inquiries — saying more than the usual “yes” or “no” to form questions — and presented the appearance of a capable person.

At the evidentiary hearing, appellant’s 1962 trial counsel testified that he explained the Dyer Act charge and its penalties.

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Bluebook (online)
434 F.2d 260, 1970 U.S. App. LEXIS 6435, Counsel Stack Legal Research, https://law.counselstack.com/opinion/richard-allen-tanner-v-united-states-ca10-1970.