Rice v. United States

971 F. Supp. 1297, 1997 U.S. Dist. LEXIS 11992, 1997 WL 456580
CourtDistrict Court, D. Minnesota
DecidedJuly 22, 1997
DocketCriminal No. 4-94-28(01); Civil No. 97-427
StatusPublished

This text of 971 F. Supp. 1297 (Rice v. United States) is published on Counsel Stack Legal Research, covering District Court, D. Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rice v. United States, 971 F. Supp. 1297, 1997 U.S. Dist. LEXIS 11992, 1997 WL 456580 (mnd 1997).

Opinion

INTRODUCTION

RENNER, Senior District Judge.

Before the Court is a motion attacking Petitioner’s conviction and sentence, brought pursuant to 28 U.S.C. § 2255. Petitioner argues that trial counsel provided ineffective assistance by advising Petitioner that “cocaine base” was synonymous with “crack” under the sentencing guidelines. After a careful review of the record, the Court concludes that Petitioner’s motion may have merit. Accordingly, the Court will appoint counsel for the purpose of conducting appropriate discovery, and to assist Petitioner in presenting his collateral challenge.

BACKGROUND

Petitioner pled guilty in 1994 to a charge of attempting to possess 276 grams of cocaine base with intent to distribute. At the time, Petitioner had a prior drug conviction; the plea agreement removed the specter of a notice under 21 U.S.C. § 851. Absent that guarantee, Petitioner faced a minimum sentence of twenty years. Additionally, Petitioner possessed a gun located in a closet at the time of his arrest at home where he had received the drugs. Under 18 U.S.C. § 924(c) as it had then been interpreted, Petitioner faced an additional minimum sentence of five years. Hence, the plea.

The plea agreement provided for a total offense level of 31 (Petitioner’s motions for reduction and departure were denied). This yielded a range of 151-188 months, based on Petitioner’s criminal history category of IV. Petitioner was sentenced to 151 months.

In this collateral challenge — his appeal on other grounds was unsuccessful — Petitioner attacks the quality of his representation. He argues that his counsel was unaware of then-recent Amendment 487 to the Sentencing Guidelines. While providing that “cocaine base,” . as used in the guidelines means “crack,” U.S.S.G. § 2D1.1(c) as amended also makes clear that not all cocaine base is crack1. Pointing to relevant parts of the plea agreement and sentencing transcript, Petitioner argues that neither he, his attorney, nor the Court grasped the distinction, which resulted in him pleading guilty in the absence of proof that the substance he possessed was crack cocaine. He notes also that the chemist’s report used against him simply stated that the substance was determined to be “cocaine base.” Had he been properly counseled as to the Government’s burden to prove the existence of crack cocaine, rather than “mere” cocaine base, Petitioner argues, [1299]*1299he would have rejected the plea. This may be an overstatement, given the other charges. However, it is clear that the sentencing range contemplated in the plea agreement would have been different. Given Petitioner’s conviction history, the guideline range would have been a mere 37-46 months, although he still would have faced the minimum 120-month sentence required by statute. What is unclear is'whether the Government could have proved that the substance was actually crack, so as trigger the enhanced penalties prescribed therefor.

DISCUSSION

This Court has recently considered a similar § 2255 challenge, though one not involving an allegation of ineffective assistance. In United States v. Murray, petitioner claimed that the sentencing Court improperly determined that certain cocaine he had possessed constituted “crack” There were two issues: the correct standard of decision, and the evidence supporting a conclusion of prior error. The Court contrasted Murray’s case with United States v. James, 78 F.3d 851 (3d Cir.1996), the leading case on this issue, which involved a similar claim on direct review. Instead, the Court relied on Auman v. U.S., 67 F.3d 157, 161 (8th Cir.1995), where the Eighth Circuit determined that to the extent that guidelines application questions were collaterally reviewable at all, only those errors constituting a “miscarriage of justice” were cognizable under § 2255. Second, the Court, after reviewing the transcripts of the plea proceedings entertained no doubt whatsoever that Murray had been properly sentenced under the enhancements applicable to crack.

Petitioner’s challenge is in a different posture. His substantive claim is presented through the medium of a Sixth Amendment challenge; if he succeeds, then his failure to present the claim on appeal is waived. Murray v. Carrier, 477 U.S. 478, 496, 106 S.Ct. 2639, 2649-50, 91 L.Ed.2d 397 (1986); Garrett v. U.S., 78 F.3d 1296, 1304 (8th Cir.1996) (failure to object to PSR). Petitioner must establish both the seriousness of trial counsel’s deficiency, and prejudice amounting to “a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.” Garrett, 78 F.3d at 1301 (quoting Strickland v. Washington, 466 U.S. 668, 694, 104 S.Ct. 2052, 2068, 80 L.Ed.2d 674 (1984)).

Petitioner alleges that he was inadequately and incorrectly advised by counsel that cocaine base was crack, or more precisely, that merely by proving his possession of cocaine base, the Government would have also proven that he had possessed crack, subjecting him to the enhanced sentence. To illuminate the precise nature of the error, it is helpful to recall this Court’s holding in Murray:

The error to be guarded against occurs when at key phases of the process — a chemist’s report, the plea colloquy, the comments by Court and counsel at sentencing or similar transactions — cocaine base is erroneously and specifically equated with crack. It is at this point that the intelligence of a waiver becomes suspect, for if the defendant is informed (perhaps by the sentencing judge) that cocaine base is crack, he may falsely believe that by merely by showing (or eliciting an admission) that the substance was cocaine base, the prosecution has satisfied its burden of showing that the substance was actually crack.

Murray v. United States, Civ. No. 3-96-1132, slip op. at 4 (D. Minn, filed Apr. 9, 1997).

Petitioner identifies several instances in the record which he alleges demonstrate this problem. One issue can be disposed of summarily: the linguistic fortuity that the indictment brought against Petitioner specified that he had possessed crack cocaine (“276 grams of a mixture and substance containing cocaine base (‘crack’)”) did not transform the Government’s burden of proof. The Eighth Circuit has clearly and repeatedly stated that sentencing factors such as whether a given amount of cocaine constitutes crack are matters for the Court to determine by a preponderance of the evidence. U.S. v. Monroe, 978 F.2d 433, 434 (8th Cir.1992). That crack was specifically referenced in the charge [1300]*1300does not impose a burden of proof beyond a reasonable doubt.

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Related

Strickland v. Washington
466 U.S. 668 (Supreme Court, 1984)
Murray v. Carrier
477 U.S. 478 (Supreme Court, 1986)
United States v. Gerald Anthony Monroe
978 F.2d 433 (Eighth Circuit, 1992)
Richard Faye Auman, Sr. v. United States
67 F.3d 157 (Eighth Circuit, 1995)
United States v. Keith James
78 F.3d 851 (Third Circuit, 1996)
Michael A. Garrett v. United States
78 F.3d 1296 (Eighth Circuit, 1996)

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Bluebook (online)
971 F. Supp. 1297, 1997 U.S. Dist. LEXIS 11992, 1997 WL 456580, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rice-v-united-states-mnd-1997.