UNITED STATES DISTRICT COURT 1 DISTRICT OF NEVADA 2 *** 3 4 5 6 JOYCE E. RHONE, 7 Plaintiff, 2:21-cv-01296-VCF 8 v. ORDER 9 KILOLO KIJAKAZI, Acting Commissioner of MOTION TO REMAND [ECF NO.25]; CROSS- 10 MOTION TO AFFIRM [ECF NO. 26] Social Security 11 Defendant. 12
14 This matter involves Plaintiff Joyce Rhone’s request for a remand of the Administrative Law 15 16 Judge’s (“ALJ”) final decision denying her social security benefits. Before the Court are Rhone’s 17 Motion for Reversal and Remand (ECF No. 25) and the Acting Commissioner’s Cross-Motion to Affirm 18 and Opposition to Plaintiff’s Motion for Reversal (ECF No. 26). For the reasons stated below, I grant 19 Plaintiff’s motion to remand and deny the Commissioner’s cross-motion. 20 STANDARD OF REVIEW 21 The Fifth Amendment prohibits the government from depriving person of property without due 22 process of law. U.S. Const. amend. V. Social security Plaintiffs have a constitutionally protect property 23 interest in social security benefits. Mathews v. Eldridge, 424, U.S. 319 (1976); Gonzalez v. Sullivan, 914 24 F. 2d 1197, 1203 (9th Cir. 1990). When the Commissioner of Social Security renders a final decision 25 1 denying a Plaintiff’s benefits, the Social Security Act authorizes the District Court to review the 1 Commissioner’s decision. See 42 U.S.C. § 405(g); 28 U.S.C. § 636(b) (permitting the District Court to 2 refer matters to a U.S. Magistrate Judge). 3 4 The District Court’s review is limited. See Treichler v. Comm’r of SSA, 775 F.3d 1090, 1093 (9th 5 Cir. 2014) (“It is usually better to minimize the opportunity for reviewing courts to substitute their 6 discretion for that of the agency.”) The Court examines the Commissioner’s decision to determine 7 whether (1) the Commissioner applied the correct legal standards and (2) the decision is supported by 8 “substantial evidence.” Batson v. Comm’r of Soc. Sec. Admin., 359 F.3d 1190, 1193 (9th Cir. 2004). 9 Substantial evidence is defined as “more than a mere scintilla” of evidence. Richardson v. Perales, 402 10 U.S. 389, 409 (1971). Under the “substantial evidence” standard, the Commissioner’s decision must be 11 upheld if it is supported by enough “evidence as a reasonable mind might accept as adequate to support 12 a conclusion.” Consolidated Edison Co. NLRB, 305 U.S. 197 217 (1938) (defining a “mere scintilla” of 13 evidence). If the evidence supports more than one interpretation, the Court must uphold the 14 Commissioner’s interpretation. See Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005). The 15 Commissioner’s decision will be upheld if it has any support in the record. See, e.g., Bowling v. Shalala, 16 17 36 F.3d 431, 434 (5th Cir. 1988) (stating the court may not reweigh evidence, try the case de novo, or 18 overturn the Commissioner’s decision if the evidence preponderates against it). 19 DISCUSSION 20 The ALJ followed the five-step sequential evaluation process for determining whether an 21 individual is disabled. 20 C.F.R. § 404.1520. The ALJ concluded that Plaintiff had not engaged in 22 substantial gainful activity since the alleged onset date of December 21, 2015. AR at 26.1 The ALJ 23 24
25 1 AR signifies a citation to the Administrative Record 2 found that Plaintiff had the “following severe impairments: affective mood disorder, anxiety related 1 disorder, and post-traumatic stress disorder (PTSD) (20 CFR 404.1520(c) and 416.920(c)).” Id. The ALJ 2 found that Plaintiff’s impairments “constitute more than slight abnormalities and have had more than a 3 4 minimal effect on the claimant’s ability to perform basic work activities and have lasted or are expected 5 to last for a continuous period of 12 months.” Id. The ALJ also assessed Plaintiff’s physical 6 impairments, which are hypertension, prediabetes, and chronic obstructive pulmonary disease. Id. 7 However, the ALJ noted that Plaintiff’s physical impairments “have either been successfully treated, 8 controlled, stabilized, or otherwise do not more than minimally affect the claimant’s ability to perform 9 basic work activities.” Id. The ALJ therefore found that the physical impairments were not “severe” 10 impairments because these impairments did not limit Plaintiff’s “ability to perform work-related 11 activities (20 CFR 404.1522 and 416.922 and SSR 85-28).” Id. Lastly, the ALJ commented that Plaintiff 12 is obese, but it is also a nonsevere impairment. Id. 13 The ALJ found that Plaintiff’s impairments, while severe, did not meet or medically equal the 14 severity of a listed impairment in 20 CFR Part 404 Subpart P, Appendix 1. Id. at 26-27. The ALJ 15 concluded that Plaintiff has a residual functional capacity (RFC) to perform a full range of work at all 16 17 exertional levels but with nonexertional limitations. Id. at 28. The ALJ further concluded that Plaintiff is 18 not able to perform any past relevant work. Id. at 30. She “is limited to simple tasks typical of unskilled 19 occupations with no production rate pace work, only interaction with supervisors and coworkers, and no 20 interaction with the public.” Id. at 28. The vocational expert testified that Plaintiff is still able to perform 21 the following occupations: linen room attendant, cleaner, hand packager, mail clerk, marker, and 22 garment sorter. Id. at 31. These occupations are either medium or light exertion and have a combined 23 497,000 positions found within the national economy. Id. at 31. The ALJ determined that, considering 24 Plaintiff’s RFC, age, education and work experiences, and the vocational expert’s testimony, Plaintiff is 25 3 “capable of making a successful adjustment” to another occupation. Id. at 31. The ALJ found Plaintiff 1 was not under a disability as defined in the Social Security Act from December 21, 2015, through 2 November 16, 2020, the date of the decision. Id. at 31-32. The ALJ also concluded that Dr. Thompson’s 3 4 opinion was persuasive, and State agency psychological consultants’ opinions were partially persuasive. 5 AR 29. The ALJ deemed Plaintiff’s treating physician’s, Dr. Roitman, opinion was unpersuasive. AR 6 30. 7 Plaintiff challenged the ALJ’s conclusion on four grounds: 1) the ALJ erred by failing to 8 consider the Plaintiff’s nonsevere impairments in the RFC; 2) the ALJ failed to support his RFC with 9 substantial evidence; 3) the ALJ improperly assessed the medical opinion of Dr. Roitman; 4) the ALJ’s 10 determination that Plaintiff’s own subjective accounts were not fully supported is unsupported by 11 substantial evidence. ECF 25 at 9–16. Plaintiff requests that this Court reverse the Commissioner’s 12 decision and remand this case only for the calculation of benefits, “or in the alternative, further 13 administrative proceedings with a new ALJ.” Id. 19.
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UNITED STATES DISTRICT COURT 1 DISTRICT OF NEVADA 2 *** 3 4 5 6 JOYCE E. RHONE, 7 Plaintiff, 2:21-cv-01296-VCF 8 v. ORDER 9 KILOLO KIJAKAZI, Acting Commissioner of MOTION TO REMAND [ECF NO.25]; CROSS- 10 MOTION TO AFFIRM [ECF NO. 26] Social Security 11 Defendant. 12
14 This matter involves Plaintiff Joyce Rhone’s request for a remand of the Administrative Law 15 16 Judge’s (“ALJ”) final decision denying her social security benefits. Before the Court are Rhone’s 17 Motion for Reversal and Remand (ECF No. 25) and the Acting Commissioner’s Cross-Motion to Affirm 18 and Opposition to Plaintiff’s Motion for Reversal (ECF No. 26). For the reasons stated below, I grant 19 Plaintiff’s motion to remand and deny the Commissioner’s cross-motion. 20 STANDARD OF REVIEW 21 The Fifth Amendment prohibits the government from depriving person of property without due 22 process of law. U.S. Const. amend. V. Social security Plaintiffs have a constitutionally protect property 23 interest in social security benefits. Mathews v. Eldridge, 424, U.S. 319 (1976); Gonzalez v. Sullivan, 914 24 F. 2d 1197, 1203 (9th Cir. 1990). When the Commissioner of Social Security renders a final decision 25 1 denying a Plaintiff’s benefits, the Social Security Act authorizes the District Court to review the 1 Commissioner’s decision. See 42 U.S.C. § 405(g); 28 U.S.C. § 636(b) (permitting the District Court to 2 refer matters to a U.S. Magistrate Judge). 3 4 The District Court’s review is limited. See Treichler v. Comm’r of SSA, 775 F.3d 1090, 1093 (9th 5 Cir. 2014) (“It is usually better to minimize the opportunity for reviewing courts to substitute their 6 discretion for that of the agency.”) The Court examines the Commissioner’s decision to determine 7 whether (1) the Commissioner applied the correct legal standards and (2) the decision is supported by 8 “substantial evidence.” Batson v. Comm’r of Soc. Sec. Admin., 359 F.3d 1190, 1193 (9th Cir. 2004). 9 Substantial evidence is defined as “more than a mere scintilla” of evidence. Richardson v. Perales, 402 10 U.S. 389, 409 (1971). Under the “substantial evidence” standard, the Commissioner’s decision must be 11 upheld if it is supported by enough “evidence as a reasonable mind might accept as adequate to support 12 a conclusion.” Consolidated Edison Co. NLRB, 305 U.S. 197 217 (1938) (defining a “mere scintilla” of 13 evidence). If the evidence supports more than one interpretation, the Court must uphold the 14 Commissioner’s interpretation. See Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005). The 15 Commissioner’s decision will be upheld if it has any support in the record. See, e.g., Bowling v. Shalala, 16 17 36 F.3d 431, 434 (5th Cir. 1988) (stating the court may not reweigh evidence, try the case de novo, or 18 overturn the Commissioner’s decision if the evidence preponderates against it). 19 DISCUSSION 20 The ALJ followed the five-step sequential evaluation process for determining whether an 21 individual is disabled. 20 C.F.R. § 404.1520. The ALJ concluded that Plaintiff had not engaged in 22 substantial gainful activity since the alleged onset date of December 21, 2015. AR at 26.1 The ALJ 23 24
25 1 AR signifies a citation to the Administrative Record 2 found that Plaintiff had the “following severe impairments: affective mood disorder, anxiety related 1 disorder, and post-traumatic stress disorder (PTSD) (20 CFR 404.1520(c) and 416.920(c)).” Id. The ALJ 2 found that Plaintiff’s impairments “constitute more than slight abnormalities and have had more than a 3 4 minimal effect on the claimant’s ability to perform basic work activities and have lasted or are expected 5 to last for a continuous period of 12 months.” Id. The ALJ also assessed Plaintiff’s physical 6 impairments, which are hypertension, prediabetes, and chronic obstructive pulmonary disease. Id. 7 However, the ALJ noted that Plaintiff’s physical impairments “have either been successfully treated, 8 controlled, stabilized, or otherwise do not more than minimally affect the claimant’s ability to perform 9 basic work activities.” Id. The ALJ therefore found that the physical impairments were not “severe” 10 impairments because these impairments did not limit Plaintiff’s “ability to perform work-related 11 activities (20 CFR 404.1522 and 416.922 and SSR 85-28).” Id. Lastly, the ALJ commented that Plaintiff 12 is obese, but it is also a nonsevere impairment. Id. 13 The ALJ found that Plaintiff’s impairments, while severe, did not meet or medically equal the 14 severity of a listed impairment in 20 CFR Part 404 Subpart P, Appendix 1. Id. at 26-27. The ALJ 15 concluded that Plaintiff has a residual functional capacity (RFC) to perform a full range of work at all 16 17 exertional levels but with nonexertional limitations. Id. at 28. The ALJ further concluded that Plaintiff is 18 not able to perform any past relevant work. Id. at 30. She “is limited to simple tasks typical of unskilled 19 occupations with no production rate pace work, only interaction with supervisors and coworkers, and no 20 interaction with the public.” Id. at 28. The vocational expert testified that Plaintiff is still able to perform 21 the following occupations: linen room attendant, cleaner, hand packager, mail clerk, marker, and 22 garment sorter. Id. at 31. These occupations are either medium or light exertion and have a combined 23 497,000 positions found within the national economy. Id. at 31. The ALJ determined that, considering 24 Plaintiff’s RFC, age, education and work experiences, and the vocational expert’s testimony, Plaintiff is 25 3 “capable of making a successful adjustment” to another occupation. Id. at 31. The ALJ found Plaintiff 1 was not under a disability as defined in the Social Security Act from December 21, 2015, through 2 November 16, 2020, the date of the decision. Id. at 31-32. The ALJ also concluded that Dr. Thompson’s 3 4 opinion was persuasive, and State agency psychological consultants’ opinions were partially persuasive. 5 AR 29. The ALJ deemed Plaintiff’s treating physician’s, Dr. Roitman, opinion was unpersuasive. AR 6 30. 7 Plaintiff challenged the ALJ’s conclusion on four grounds: 1) the ALJ erred by failing to 8 consider the Plaintiff’s nonsevere impairments in the RFC; 2) the ALJ failed to support his RFC with 9 substantial evidence; 3) the ALJ improperly assessed the medical opinion of Dr. Roitman; 4) the ALJ’s 10 determination that Plaintiff’s own subjective accounts were not fully supported is unsupported by 11 substantial evidence. ECF 25 at 9–16. Plaintiff requests that this Court reverse the Commissioner’s 12 decision and remand this case only for the calculation of benefits, “or in the alternative, further 13 administrative proceedings with a new ALJ.” Id. 19. 14 For the reasons discussed below, this Court finds: the ALJ appropriately considered Plaintiff’s 15 nonsevere impairments in determining Plaintiff’s RFC; the ALJ supported its findings with substantial 16 17 evidence; and the ALJ provided adequate reasons for discounting Plaintiff’s subjective allegations. 18 However, the ALJ did not provide sufficient reasoning to discount Dr. Roitman’s medical opinion. For 19 this reason, the Court remands this case for further proceedings. 20 I. The ALJ did Consider the Plaintiff’s Nonsevere Impairments 21 The ALJ must consider severe and nonsevere impairments in assessing a claimant’s RFC. 20 22 C.F.R. § 404.1520(e) and 404.1545(a)(2) (requiring adjudicators to consider the functional effects of 23 nonsevere impairments when assessing the RFC); SSR 96-8, 1996 WL 374184, *5 (“In assessing RFC, 24 the adjudicator must consider limitations and restrictions imposed by all of an individual’s impairments, 25 4 even those that are not ‘severe.’”). Under the Ninth Circuit standard, the ALJ “must consider all relevant 1 evidence in the record including inter alia, medical records, lay evidence, and the effects of symptoms, 2 including pain, that are reasonably attributed to a medically determinable impairment.” Robbins v. Soc. 3 4 Sec. Admin., 466 F.3d 880, 883 (9th Cir. 2006). The burden is on the claimant to prove and provide 5 “evidence known to [the claimant] that relates to whether or not you are blind or disabled.” 20 § 6 404.1512(a). 7 Plaintiff alleges that the ALJ failed to consider her nonsevere, physical impairments – COPD, 8 hypertension, obesity, and prediabetes2 diagnoses – when determining her RFC. ECF 25 at 9 and 11. 9 The ALJ concluded that Plaintiff’s medical records show “that these [physical] conditions have either 10 been successfully treated, controlled, stabilized, or otherwise minimally affect the claimant’s ability to 11 perform basic work activities.” AR at 26. He further noted “there is no evidence” that the Plaintiff’s 12 obesity diagnosis limits her “mobility or ability to ambulate.” 13 Plaintiff also failed to demonstrate how these physical impairments limited her work capability; 14 she mentions no limitations regarding her physical abilities in her testimony. AR 39-55. Further, 15 Plaintiff did not mention any physical limitations in her Function Report. AR 241. Plaintiff was asked to 16 17 check off any physical or mental conditions, which included “lifting,” “walking,” and other physical 18 conditions that Plaintiff may suffer from, but she only checked off limitations relating to her mental 19 impairments. AR 246. Based on the evidence, the ALJ concluded that Plaintiff’s physical impairments 20 do not constitute “more than minimal” limitations. (AR 26). The ALJ determined that Plaintiff had no 21 physical limitations in assessing the RFC. AR 28. 22 23 24 2 Plaintiff’s motion states that she is diabetic. ECF 25 at 11. However, according to medical reports on record, Plaintiff is 25 prediabetic. AR 339. 5 Substantial evidence supports the ALJ’s determination that Plaintiff’s nonsevere impairments do 1 not significantly limit the physical abilities to do basic work activities. As detailed above, the ALJ 2 properly cited specific medical facts and nonmedical evidence in assessing the RCF. For these reasons, 3 4 the ALJ adequately considered Plaintiff’s nonsevere physical impairments when formulating the RFC. 5 II. The ALJ Supported Plaintiff’s RFC Formulation with Substantial Evidence 6 Under the “substantial evidence” standard, the Commissioner’s decision must be upheld if it is 7 supported by enough “evidence as a reasonable mind might accept as adequate to support a conclusion.” 8 Consolidated Edison Co. NLRB, 305 U.S. 197 217 (1938) (defining a “mere scintilla” of evidence). Put 9 differently, a finding of no substantial evidence exists only “where there is a conspicuous absence of 10 credible choices or no contrary medical evidence.” Johnson v. Bowen, 864 F.2d 340, 343-44 (5th Cir. 11 1998) (internal quotation marks and citation omitted). The ALJ “will assess [the claimants] residual 12 functional capacity based on all of the relevant medical and other evidence.” 20 C.F.R § 404.1545(a)(3). 13 Plaintiff asserts that the ALJ’s assessment is not supported with substantial evidence. ECF 19 at 14 11-12. She claims that the ALJ’s assessment of the RFC is not supported by “Dr. Thompson’s opinion 15 or any other medical evidence.” ECF 25 at 12. More specifically, Plaintiff faults ALJ’s finding that the 16 17 Plaintiff “was not capable of interacting with the public but could interact with coworkers and 18 supervisors.” ECF 25 at 12. This conclusion, Plaintiff argues, was supported by “unclear” medical 19 opinion or evidence. ECF 25 at 12. Plaintiff further asserts that the ALJ “contradicted the medical 20 opinion he found persuasive and also those he found unpersuasive;” the ALJ ignored Plaintiff’s 21 subjective testimony regarding her capability to interact in a public setting; and lastly, the ALJ ignored 22 “the fact that her traumatic attack was perpetrated by a coworker.” ECF 19 at 12. This conclusion, 23 Plaintiff argues, was (1) supported by “unclear” medical opinion or evidence; (2) “contradicted the 24 medical opinion [the ALJ] found persuasive and also those [the ALJ] found unpersuasive;” (3) ignored 25 6 Plaintiff’s subjective testimony regarding her capability to interact in a public setting; and (4) 1 disregarded “the fact that her traumatic attack was perpetrated by a coworker.” ECF 25 at 12 and ECF 2 19 at 12. 3 4 In response, the Commissioner argues that substantial evidence supports the ALJ’s RFC finding 5 because the ALJ appropriately took into account the Plaintiff’s “subjective allegations, the medical 6 evidence of record, Plaintiff’s response to prescribed treatment, and the medical opinions and PAMFs3 7 in the record.” For the reasons discussed below, the Court agrees with the Commissioner. 8 Plaintiff explicitly mentions that even though the ALJ found Dr. Thompson’s opinion to be 9 persuasive, the ALJ contradicted Dr. Thompson’s opinion in his analysis regarding Plaintiff’s 10 limitations. ECF 25 at 12. Dr. Thompson concluded that Plaintiff’s “ability to interact with coworkers 11 and the public is likely moderately impaired.” AR 392 (emphasis added). Similarly, Plaintiff asserts that 12 the ALJ did not “rely on the state agency psychological consultations” or Dr. Roitman’s medical 13 opinions in forming his conclusion. ECF 25 at 12. The PAMF records indicate the Plaintiff is “able to 14 interact appropriately public in brief, infrequent, and nonintensive encounters.” AR 70. 15 In assessing the RFC, the ALJ concluded that the Plaintiff can “only have occasional interaction 16 17 with supervisors and coworkers, and no interaction with the public.” AR 28 (emphasis added). This 18 indicates the ALJ further limited Plaintiff’s ability to interact with the public in comparison to Dr. 19 Thompson’s opinion and the PAMF records. The ALJ explicitly mentions he took into account 20 Plaintiff’s symptoms by stating that he “accommodated the claimant’s mental impairments by limiting 21 her to simple . . . work related interactions” even though Plaintiff’s mental health treatment has been 22 successful. AR 29. It is logical to assume that the ALJ considered the totality of the record and not only 23 24
25 3 Prior administrative medical finding(s) (i.e., state-agency medical consultants) 7 Dr. Thompson’s opinion because the ALJ found a more restrictive RFC assessment compared to Dr. 1 Thompson’s opinion. AR 28. 2 For the reasons discussed above, the ALJ supported his RFC formulation with substantial 3 4 evidence. 5 III. The ALJ did not Err in Assessing Plaintiff’s Subjective Accounts 6 The Commission must engage in a two-step analysis before finding the claimant’s testimony 7 lacks credibility. Lingenfelter v. Astrue, 504 F.3d 1028, 1035-36 (9th Cir. 2007). First the ALJ must 8 determine whether the claimant has presented objective medical evidence of an underlying impairment 9 “which could reasonably be expected to produce the pain or other symptoms alleged.” Bunnell v. 10 Sullivan, 947 F. 2d 341, 344 (9th Cir. 1992) (en banc) (internal quotation marks omitted). If the claimant 11 meets this first test, and there is no evidence of malingering, “the ALJ can reject the claimant’s 12 testimony about the severity of her symptoms by offering specific, clear and convincing reason for doing 13 so.” Smolen v. Chater, 80 F. 3d 1273, 1281 (9th Cir. 1996); see also Robbins v. Soc. Sec. Admin., 466 14 F.3d 880, 883 (9th Cir. 2006) ([U]nless an ALJ makes a finding of malingering based on affirmative 15 evidence thereof, he or she may only find an applicant not credible by making specific findings as to 16 17 credibility and stating clear and convincing reason for each.”). The ALJ may consider several factors in 18 weighing a claimant’s credibility including reputation for truthfulness, inconsistencies in testimony or 19 between testimony and conduct, daily activities, and “unexplained or inadequately explained, failure to 20 seek treatment or follow a prescribed course of treatment.” Fair v. Bowen, 885 F. 2d 597, 693 (9th Cir. 21 1989). 22 The ALJ discounted Plaintiff’s subjective complaints because he found that “[t]he claimant’s 23 allegations are not fully supported by the objective medical evidence, or the treatment history as detailed 24 herein.” AR 29. The ALJ further commented that “[t]he medical evidence concerning her impairments 25 8 provides only limited support for the claimant’s allegations, and tends to suggest that her symptoms are 1 not as severe, persistent, or limiting as she alleged.” AR 29. In supporting this finding, the ALJ noted the 2 Plaintiff’s “exams were largely normal.” AR 29. 3 4 Plaintiff asserts that the ALJ did not support his conclusion with the medical evidence, and the 5 ALJ “offer[ed] no other explanation” other than “general recitation of the evidence.” ECF 25 at 17 – 18. 6 The Commissioner responded stating the ALJ appropriately evaluated Plaintiff’s “symptom testimony in 7 accordance with the relevant factors set out in the regulations” as well as the complete medical record. 8 ECF 26 at 21-22. 9 The ALJ correctly applied the two-step procedure that is required to discount a claimant’s 10 testimony. First, the ALJ identified an underlying medically determinable impairment. As discussed 11 above, the ALJ found that Plaintiff has affective mood disorder, anxiety related disorder, and PTSD. AR 12 26. However, the ALJ concluded the mental impairments did not meet or equal any impairments citing 13 20 C.F.R., Part 404 Subpart P, Appendix 1. The ALJ then assessed the RFC, which is detailed above. 14 AR 28. 15 The ALJ rejected Plaintiff’s testimony because her subjective allegations were not fully 16 17 consistent with the medical record. AR 28 – 29. Plaintiff’s exams “noted a normal mood and affect, 18 intact concentration, intact judgment, intact memory functioning, and intact cognitive functioning.” AR 19 29. The ALJ further concluded that the medical evidence suggests that Plaintiff’s symptoms “are not as 20 severe, persistent, or limiting,” and that the treatment regimen “alleviated her symptoms.” AR 29. 21 The Court finds that the ALJ based his determination on substantial evidence in the record. The 22 ALJ provided clear, convincing and specific reasons for rejecting Plaintiff’s testimony. The Court finds 23 that substantial evidence supports the ALJ’s rejection of Rhone’s testimony. Congress expressly 24 prohibits granting disability benefits based on a claimant’s subjective complaints. See 42 U.S.C. § 25 9 423(d)(5)(A) (“An individual’s statement as to pain or other symptoms shall not alone be conclusive 1 evidence of disability”); 20 C.F.R. § 404.1529(a) (an ALJ will consider all of a claimant's statements 2 about symptoms including pain, but statements about pain or other symptoms “will not alone establish” 3 4 claimant's disability). “An ALJ cannot be required to believe every allegation of [disability], or else 5 disability benefits would be available for the asking, a result plainly contrary to [the Social Security 6 Act].” Fair v. Bowen, 885 F.2d 597, 603 (9th Cir. 1989).3 An ALJ is required to make specific findings 7 regarding the consistency of a claimant's alleged symptoms with the medical and other evidence. Social 8 Security Ruling (SSR) 16-3p, available at 2017 WL 5180304 (decision “must contain specific reasons 9 for the weight given to the individual's symptoms, be consistent with and supported by the evidence, and 10 be clearly articulated so the individual and any subsequent reviewer can assess how the adjudicator 11 evaluated the individual's symptoms”); Thomas, 278 F.3d at 958 (citation omitted). 12 The medical record supports the ALJ’s finding that the Plaintiff’s subjective allegations were 13 unsupported. Although Plaintiff testified at the hearing that she continued to have depression, anxiety, 14 and difficulty with social interaction, her medical exams showed a normal mood and affect, intact 15 judgment, intact memory functioning, and intact cognitive functioning. AR 365, 388 – 395. Plaintiff also 16 17 reported she has responded well to different treatment plans. Dr. Thompson’s notes state that Plaintiff 18 reported “somewhat effective” medication management and mental health counseling in diminishing the 19 severity of Plaintiff’s symptoms. AR 389. Dr. Thompson further opines that Plaintiff is now taking 20 prescribed medications to reduce her symptoms. And Dr. Roitman’s notes from March 2016 comment 21 that Plaintiff’s symptoms improves after talk therapy. (AR 365). 22 Based on the information above, substantial evidence supports the ALJ’s finding that there are 23 clear and convincing reasons to discount Plaintiff’s subjective allegations. 24 25 10 IV. The ALJ did not Sufficiently Articulate Enough Evidence as a Reasonable Mind Might 1 Accept as Adequate to Support Finding Dr. Roitman’s Opinion Unpersuasive 2 The “ALJ must provide sufficient reasoning that allows [the court] to perform [a] review.” 3 4 Lambert v. Saul, 980 F. 3d 1266, 1277 (9th Cir. 2020). “[T]he ALJ must do more than offer his 5 conclusions, and must set forth his own interpretations and explain why they, rather than the doctors’, 6 are correct.” Reddick v. Charter, 157 F.3d 715 (9th Cir. 1998). In assessing whether a medical opinion is 7 persuasive, the ALJ must consider supportability and consistency. See 20 C.F.R. § 404.1520c(c)(1) 8 (“The more relevant the objective medical evidence and supporting explanations presented by a medical 9 source are to support his or her medical opinion(s) or prior administrative medical finding(s), the more 10 persuasive the medical opinions or prior administrative finding(s) will be.”); See also 20 C.F.R. § 11 4041520c(c)(2) (“The more consistent a medical opinion(s) . . . is with the evidence from other medical 12 sources and nonmedical sources in the claim, the more persuasive the medical opinion(s) or prior 13 administrative medical finding(s) will be.”). The ALJ also considers the relationship with the claimant, 14 and in particular, the frequency of examinations. See 20 C.F.R. § 404.1520c(c)(3)(i) (“The length of 15 time a medical source has treated you may help demonstrate whether the medical source has a 16 17 longitudinal understanding of your impairment(s).”). The ALJ must “explain how [h]e considered” the 18 supportability and consistency factors, as they are “the most important factors.” § 404.1520c(b)(2)). 19 Dr. Roitman has been treating Plaintiff from 2013 through 2018. AR 352 - 366. According to Dr. 20 Roitman, Plaintiff has a “variety of interpersonal triggers [that] make it impossible for her to work and 21 deal with people.” AR 398. Plaintiff argues that the ALJ improperly assessed Dr. Roitman’s opinion 22 because “Dr. Roitman’s opinion was supported by his medical treatment notes of over four years of 23 therapy and was consistent with the medical record,” and in particular, the Vocational Expert’s opinion 24 that Plaintiff’s “inability to work with others for less than 33% of the day would be work preclusive for 25 11 competitive employment.” ECF 25 at 13-14. In response, the Commissioner argues that the ALJ 1 correctly assessed Dr. Roitman’s opinion because his opinion lacked “supportability and consistency” 2 with the overall medical record. ECF 26 at 15. 3 4 The ALJ’s analysis regarding Dr. Roitman’s opinion is sparse. AR 30. The ALJ’s ruling is 5 approximately 10 pages total, and he addresses Dr. Roitman’s opinion in a short paragraph that is only 6 three sentences long: 7 In March of 2020, Norton Roitman, M.D., provided a medical source statement (Ex.5F). This opinion is not supported by objective findings or a detailed explanation. In addition, 8 the opinion is not consistent with the record as a whole which generally noted normal findings. (Ex. 2F/24, 26 and 4F)4. 9
10 AR 30. 11 A treating physician’s opinion is no longer entitled to controlling weight; however, the ALJ’s 12 reasons for finding the opinion of a medical source unpersuasive still must be supported by substantial 13 evidence. The ALJ did not explain why Dr. Roitman’s opinion is not consistent with the record. The 14 ALJ cites to Dr. Roitman’s medical notes in his decision to support how Plaintiff’s medical exams and 15 cognitive functions were largely normal. AR 27 and 29 (citing AR 365). The ALJ did not summarize Dr. 16 17 Roitman’s treatment notes. He also did not articulate why Dr. Roitman’s opinion is not supported by the 18 objective medical records, making this review a challenging task. It is difficult to ascertain which of Dr. 19 Roitman’s medical opinions the ALJ found inconsistent because the ALJ’s explanation and reasoning 20 are conclusory statements. The ALJ also did not mention whether he considered Dr. Roitman’s 21 extensive, longitudinal relationship with Plaintiff, which may be instructive in assessing a claimant’s 22 impairments. See 20 C.F.R. § 404.1520c(c)(3)(i) (“The length of time a medical source has treated you 23 24
25 4 2F is Dr. Roitman’s Progress Notes, dated from 3/26/2013 to 11/14/2018 12 may help demonstrate whether the medical source has a longitudinal understanding of your 1 impairment(s).” Although Plaintiff’s alleged onset date of disability begins on December 21, 2015, Dr. 2 Roitman has been treating Plaintiff from 2013 through 2018. AR 352 - 366. 3 4 The ALJ’s analysis frustrates meaningful review because it is not clear how the ALJ arrived at 5 these conclusions. Although it appears the ALJ considered the appropriate factors, he fails to explain 6 how the evidence supports finding Dr. Roitman’s opinions unpersuasive. 7 For the reasons stated above, the ALJ did not sufficiently articulate how he reached his 8 conclusionary statements. 9 V. The Credit-as-True Rule does not Apply and the Case is Remanded for Further 10 Proceedings 11 The “credit-as-true” rule permits a directed award of benefits on review in rare circumstances. 12 Varney v. Sec’y of Health and Human Serv., 859 F.2d 1396 (9th Cir. 1988). Plaintiff requests this 13 remedy. ECF 25 at 18. This rule has three parts. the Court first considers whether the “ALJ has failed to 14 provide legally sufficient reasons for rejecting evidence, whether claimant testimony or medical 15 opinion.” Treichler, Commissioner of Social Sec. Admin, 775F.3d 1090, 1101 (2014). The first step is 16 17 met for the reasons set forth above. 18 At the second step, the Court considers whether there are “outstanding issues that must be 19 resolved before a disability determination can be made” and whether further administrative proceedings 20 would be useful. Treichler, 775 F.3d at 1101. “In evaluating this issue, [I] consider whether the record as 21 a whole is free from conflicts, ambiguities, or gaps, whether all factual issues have been resolved, and 22 whether the claimant's entitlement to benefits is clear under the applicable legal rules.” Id. at 1103-1104. 23 “Where ... an ALJ makes a legal error, but the record is uncertain and ambiguous, the proper approach is 24 to remand the case to the agency.” Id. at 1105. Since the ALJ's findings are inadequate, remand for 25 13 further findings is appropriate. See Byrnes v. Shalala, 60 F.3d 639, 642 (9th Cir. 1995). I find that
5 further administrative proceedings are necessary and remand the case.
3 I have reviewed the administrative record as a whole, and I find that the ALJ's decision is not 4 || wholly supported by substantial evidence. I remand this case for reconsideration of the persuasiveness of 5 || Dr. Roitman’s opinion. 6 7 Accordingly, 8 I ORDER that plaintiff's motion for reversal and/or remand (ECF 25) is GRANTED and the Commissioner’s cross-motion to affirm (ECF 26) is DENIED. The Clerk of Court is directed to enter judgment against defendant. DATED this 21* day of July 2022.
CAM FERENBACH i UNITED STATES MAGISTRATE JUDGE 15 16 17 18 19 20 21 22 23 24 25 14