KENNETH D. RHODES, Case No. 22-cv-00905-JSC
Plaintiff, ORDER OF SERVICE; v. INSTRUCTIONS TO CLERK STATE OF CALIFORNIA, et al.,
Defendants.
Plaintiff, a California prisoner, filed this civil rights action pursuant to 42 U.S.C. § 1983 on his own without representation by an attorney. (ECF No. 1.) For the reasons explained below, certain claims and Defendants are dismissed and certain claims are ordered served upon other Defendants. Federal courts must engage in a preliminary screening of cases in which prisoners seek redress from a governmental entity or officer or employee of a governmental entity. 28 U.S.C. § 1915A(a). The Court must identify cognizable claims or dismiss the complaint, or any portion of the complaint, if the complaint “is frivolous, malicious, or fails to state a claim upon which relief may be granted,” or “seeks monetary relief from a defendant who is immune from such relief.” Id. § 1915A(b). Pleadings filed by parties representing themselves must be liberally construed. Balistreri v. Pacifica Police Dep't, 901 F.2d 696, 699 (9th Cir. 1990). Federal Rule of Civil Procedure 8(a)(2) requires only “a short and plain statement of the claim showing that the pleader is entitled to relief.” “Specific facts are not necessary; the statement need only give the defendant fair notice of what the . . . . claim is and the grounds upon which it rests.” Erickson v. Pardus, 127 S. Ct. 2197, 2200 (2007) (citations omitted). Although to provide the grounds of his entitle[ment] to relief requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do. . . . Factual allegations must be enough to raise a right to relief above the speculative level.” Bell Atlantic Corp. v. Twombly, 127 S. Ct. 1955, 1964-65 (2007) (citations omitted). A complaint must proffer “enough facts to state a claim for relief that is plausible on its face.” Id. at 1974. To state a claim under 42 U.S.C. § 1983, a plaintiff must allege two elements: (1) that a right secured by the Constitution or laws of the United States was violated, and (2) that the alleged violation was committed by a person acting under the color of state law. West v. Atkins, 487 U.S. 42, 48 (1988). If a court dismisses a complaint for failure to state a claim, it should “freely give leave” to amend “when justice so requires.” Fed. R. Civ. P. 15(a)(2). A court has discretion to deny leave to amend due to “undue delay, bad faith or dilatory motive on the part of the movant, repeated failure to cure deficiencies by amendment previously allowed, undue prejudice to the opposing party by virtue of allowance of the amendment, [and] futility of amendment.” Leadsinger, Inc. v. BMG Music Pub., 512 F.3d 522, 532 (9th Cir. 2008).
LEGAL CLAIMS A. Allegations of the Complaint Defendants were involved in the decision to transfer over 100 prisoners, some of whom were infected with COVID-19, from the California Institution for Men (“CIM”) to San Quentin State Prison (“SQSP”) in May 2020. ECF No. 1 at 19. Defendants failed to take adequate safety precautions before, during, and after the transfer, including failing to test the transferring prisoners or screen them for symptoms at the appropriate times, failing to implement distancing measures on the transfer buses, and failing to test and isolate the transferred prisoners upon arrival. Id. Over the course of three weeks, SQSP went from having no cases of COVID to 499 cases, and by late July, SQSP had more than 2,000 prisoner cases and 26 prisoners had died from the virus. Id. at 19, 24. Defendants failed to follow the recommendations of a Marin County public health official to mitigate spread, and there was “a grave lack of personal protective equipment and masks at San Quentin . . . even though masks and PPE were easily obtainable.” Id. at 21-22. Defendants failed to follow the recommendations of a group of public health experts, who toured SQSP at the request of federal receiver Clark Kelso, to release or transfer prisoners and avoid reliance on punitive housing to quarantine the sick. Id. at 22. Defendants refused offers by the Innovative Genomics Institute at Berkeley and by a research laboratory at UCSF Medical Center to provide free COVID testing. Id. at 23. Defendants were aware of Plaintiff’s high-risk factors for COVID, including Chronic Obstructive Pulmonary Disease (COPD), cardiovascular disease/hypertension, pre-diabetic status, heart murmur, obesity, sleep apnea, and age. Id. at 33. Plaintiff became infected with COVID around June 25, 2020. Id. Plaintiff names the following Defendants: 1. The State of California 2. California Department of Corrections and Rehabilitation (“CDCR”) 3. SQSP 4. Ralph Diaz, former secretary of CDCR 5. Estate of Robert S. Tharratt, former Medical Director of CDCR 6. Ronald Davis, Warden of SQSP 7. Ronald Broomfield, Acting Warden of SQSP 8. Clarence Cryer, Chief Executive Officer of SQSP 9. Alison Pachynski, Chief Medical Executive of SQSP 10. Shannon Garrigan, Chief Physician and Surgeon of SQSP 11. Louie Escobell, Health Care Chief Executive Officer of CIM 12. Muhammad Farooq, Chief Medical Executive for CIM 13. Kirk Torres, Chief Physician and Surgeon for CIM 14. Does 1 through 20. ECF No. 1 at 4. Plaintiff sues all Defendants who are people in their individual capacities. Id. Defendants Diaz, Estate of Tharratt, Davis, Broomfield, Cryer, Pachynski, Garrigan, by being deliberately indifferent, either directly or via supervisory liability, to his medical and safety needs; interfered with his right to familial association; interfered with his right to be free from state-created danger under the Fourteenth Amendment; and violated his rights under California Civil Code section 52.1. ECF No. 1 at 34-37, 42. Defendants State of California, CDCR, and SQSP violated his rights under the Rehabilitation Act. Id. at 44. Plaintiff also brings a negligent infliction of emotional distress claim against Defendants Diaz, Estate of Tharratt, Davis, Broomfield, Cryer, Pachynski, Garrigan, Escobell, Farooq, Torres, and Does 1-20. Id. at 46. Plaintiff seeks declaratory relief, compensatory damages, punitive damages, and costs. Id. at 47. Plaintiff also seeks attorney fees, which are inapplicable as he is currently representing himself without attorney assistance. Id. A. Doe Defendants Although Plaintiff lists “Does 1-20” in the caption, he has made no specific allegations regarding any unknown defendants. The use of “John Doe” to identify a defendant is not favored in the Ninth Circuit, see Gillespie v. Civiletti, 629 F.2d 637, 642 (9th Cir. 1980); Wiltsie v. Cal. Dep’t of Corrections, 406 F.2d 515, 518 (9th Cir. 1968), but situations may arise where the identity of alleged defendants cannot be known prior to the filing of a complaint. In such circumstances, the plaintiff should be given an opportunity through discovery to identify the unknown defendants, unless it is clear that discovery would not uncover their identities or that the complaint should be dismissed on other grounds. See Gillespie, 629 F.2d at 642; Velasquez v. Senko, 643 F. Supp. 1172, 1180 (N.D. Cal. 1986). Because Plaintiff has not made any specific allegations about Does 1-20, the claims against these Doe Defendants are DISMISSED without prejudice. B. Eighth Amendment Claim The allegations regarding the May 2020 transfer of CIM inmates into SQSP state cognizable Eighth Amendment claims against Defendants Diaz, Estate of Tharratt, Davis, U.S. 825, 837 (1994) (prison official is deliberately indifferent if he or she knows that prisoner faces substantial risk of serious harm and disregards that risk by failing to take reasonable steps to abate it). C. Right to Familial Association The right to familial association is a is a “fundamental liberty interest” arising under the First and Fourteenth Amendments. See, e.g., Keates v. Koile, 883 F.3d 1228, 1236 (9th Cir. 2018). But “[a]n inmate does not retain rights inconsistent with proper incarceration,” including, to some extent, “freedom of association” which “is among the rights least compatible with incarceration.” Overton v. Bazzetta, 539 U.S. 126, 131 (2003). While the Ninth Circuit has suggested that a “blanket ban on . . . visitation privileges” could be unconstitutional, generally, “prisoners do not have an absolute right to visitation.” Dunn v. Castro, 621 F.3d 1196, 1204-05 (9th Cir. 2010). Because Plaintiff has made no specific allegations regarding deprivation of the right to familial association in his complaint, the claim will be dismissed. D. Fourteenth Amendment Due Process An official violates the Fourteenth Amendment’s Due Process clause by “failing to protect an individual from harm by third parties.” Henry A. v. Willden, 678 F.3d 991, 1002 (9th Cir. 2012). “To determine whether an official affirmatively placed an individual in danger, [courts] ask: (1) whether any affirmative actions of the official placed the individual in danger he otherwise would not have faced; (2) whether the danger was known or obvious; and (3) whether the officer acted with deliberate indifference to that danger.” Id. Plaintiff’s complaint does not allege that he was harmed by third parties; he alleges that he was harmed by contracting COVID- 19. The state-created danger doctrine is therefore inapplicable, and this claim will be dismissed with prejudice because there are no facts that Plaintiff could allege under these circumstances that would state this type of claim.1
1 Further, “the Ninth Circuit has held that the Eighth Amendment, and not the Fourteenth Amendment, provides the applicable standards for evaluating convicted prisoners’ conditions of confinement claims.” Caruso v. Hill, No. 120CV0084AWIEPGPC, 2020 WL 4018141, at *11 E. Bane Act California Civil Code section 52.1, the Bane Act, “protects individuals from conduct aimed at interfering with rights that are secured by federal or state law, where the interference is carried out ‘by threats, intimidation or coercion’.” Reese v. Cnty. of Sacramento, 888 F.3d 1030, 1040 (9th Cir. 2018) (quoting Venegas v. County of Los Angeles, 153 Cal.App.4th 1230, 1239 (2007)). A defendant must have “specific intent” to violate the plaintiff’s rights. “But it is not necessary for the defendants to have been ‘thinking in constitutional or legal terms at the time of the incidents, because a reckless disregard for a person’s constitutional rights is evidence of a specific intent to deprive that person of those rights’.” Id. at 1045 (quoting United States v. Reese, 2 F.3d 870, 885 (9th Cir. 1993)). The Ninth Circuit in Reese found a triable issue as to specific intent where the defendant deputy sheriffs, responding to a 911 call about a gunshot and a man with a knife, fired at the plaintiff as he answered the door with a knife. Id. at 1035, 1045. Here, liberally construed, Plaintiff has stated a cognizable claim that Defendants acted with reckless disregard for his constitutional rights, meeting the elements of the Bane Act. F. Rehabilitation Act The elements of a Rehabilitation Act claim are that: (1) the plaintiff is a handicapped person under the Act; (2) he is otherwise qualified; (3) the relevant program receives federal financial assistance; and (4) the defendants impermissibly discriminated against him on the basis of the handicap. See Bonner v. Lewis, 857 F.2d 559, 562-63 (9th Cir. 1988). The Act is applicable to state prisons receiving federal financial assistance. See Armstrong v. Wilson, 124 F.3d 1019, 1022-23 (9th Cir. 1997), and the state acceptance of federal funds may waive sovereign immunity. See Pugliese v. Dillenberg, 346 F.3d 937, 937-38 (9th Cir. 2003) (per curiam). Here, Plaintiff has alleged that he has COPD, hypertension, pre-diabetes, heart murmur, obesity, sleep apnea, and advanced age, and that Defendants the State of California, CDCR, and SQSP receive federal assistance and funds. ECF No. 1 at 44-45. He alleges that these Defendants
[W]ere required to make reasonable accommodations for [his] disabilities, such as providing additional enhanced PPE, providing legally required N-95 respirators, changing the prison environment, for social distancing, enforcing social distancing and masking mandates, and following well-known public health directives, Orders, and advice . . . to properly address the COVID-19 pandemic outbreak at San Quentin. Id. at 45. Plaintiff alleges that Defendants violated the Rehabilitation Act by failing to accommodate his disabilities and “subject[ing him] to even a greater risk of contracting and dying from COVID-19 than his non-disabled inmate cohorts.” Id. at 45. Liberally construed, Plaintiff has stated a cognizable Rehabilitation Act claim against Defendants the State of California, CDCR, and SQSP. G. Negligent Infliction of Emotional Distress Plaintiff has also stated a cognizable state-law claim for negligent infliction of emotional distress. Under California law, “there is no independent tort of negligent infliction of emotional distress.” Potter v. Firestone Tire & Rubber Co., 6 Cal. 4th 965, 984 (1993). A negligent infliction of emotional distress claim is only available where the “defendant has assumed a duty to plaintiff in which the emotional condition of the plaintiff is an object,” and “recovery is available only if the emotional distress arises the defendant’s breach of some other legal duty and the emotional distress is proximately caused by that breach of duty.” Id. at 985. Here, Defendants have a duty to plaintiff as a prisoner under state tort law. California “[c]ase law holds that ‘there is a special relationship between jailer and prisoner, imposing on the former a duty of care to the latter’.” Lawson v. Superior Ct., 180 Cal. App. 4th 1372, 1389–90 (2010) (quoting Giraldo v. Department of Corrections & Rehabilitation, 168 Cal. App. 4th 231, 250 (2008)). Plaintiff alleges that the emotional distress arose out of Defendants’ breach of their duty to him by exposing him to COVID-19. For the foregoing reasons, the Court orders as follows: 1. Defendants Does 1-20 are DISMISSED without prejudice. 2. Plaintiff’s familial association claim is DISMISSED without prejudice. 3. Plaintiff’s state-created danger claim is DISMISSED with prejudice. 4. Plaintiff has stated the following cognizable claims against Defendants Diaz, Estate violation of the Eighth Amendment by deliberate indifference to his health and safety needs; California Civil Code section 52.1; and negligent infliction of emotional distress. 5. Plaintiff has stated the following cognizable claims against Defendants the State of California, CDCR, and SQSP: violation of the Rehabilitation Act. 6. The Court ORDERS that service on the following Defendants shall proceed under the California Department of Corrections and Rehabilitation’s (“CDCR”) e-service program for civil rights cases from prisoners in the CDCR’s custody: a. The State of California b. CDCR c. SQSP d. Ralph Diaz, former secretary of CDR e. Estate of Robert S. Tharratt, former Medical Director of CDR f. Ronald Davis, Warden of SQSP g. Ronald Broomfield, Acting Warden of SQSP h. Clarence Cryer, Chief Executive Officer of SQSP i. Alison Pachynski, Chief Medical Executive of SQSP j. Shannon Garrigan, Chief Physician and Surgeon of SQSP k. Louie Escobell, Health Care Chief Executive Officer of CIM l. Muhammad Farooq, Chief Medical Executive for CIM m. Kirk Torres, Chief Physician and Surgeon for CIM In accordance with the program, the Clerk is directed to serve on the CDCR via email the following documents: the operative complaint (ECF No. 1), this Order of Service, a CDCR Report of E-Service Waiver form, and a summons. The Clerk also shall serve a copy of this order on the Plaintiff. No later than 40 days after service of this order via email on the CDCR, the CDCR shall provide the court a completed CDCR Report of E-Service Waiver advising the court which defendant(s) listed in this order will be waiving service of process without the need for service by could not be reached. The CDCR also shall provide a copy of the CDCR Report of E-Service Waiver to the California Attorney General’s Office which, within 21 days, shall file with the Court a waiver of service of process for the defendant(s) who are waiving service. Upon receipt of the CDCR Report of E-Service Waiver, the Clerk shall prepare for each defendant who has not waived service according to the CDCR Report of E-Service Waiver a USM-205 Form. The Clerk shall provide to the USMS the completed USM-205 forms and copies of this order, the summons and the operative complaint for service upon each defendant who has not waived service. The Clerk also shall provide to the USMS a copy of the CDCR Report of E- Service Waiver. 7. All Defendants are cautioned that Rule 4 of the Federal Rules of Civil Procedure requires them to cooperate in saving unnecessary costs of service of the summons and complaint. Pursuant to Rule 4, if defendants, after being notified of this action and asked by the Court, on behalf of plaintiff, to waive service of the summons, fail to do so, they will be required to bear the cost of such service unless good cause can be shown for their failure to sign and return the waiver form. 8. This Court will issue a scheduling order for summary judgment or other dispositive motion briefing, such as a motion to dismiss based on Federal Rule of Civil Procedure 12(b), after resolution of the common issues in the 22-mc-80066-WHO matter. See Dkt. No. 6. 9. All communications by Plaintiff with the Court must be served on Defendants’ counsel by mailing a true copy of the document to Defendants’ counsel. The Court may disregard any document which a party files but fails to send a copy of to his opponent. Until Defendants’ counsel has been designated, Plaintiff may mail a true copy of the document directly to Defendants, but once Defendants are represented by counsel, all documents must be mailed to counsel rather than directly to Defendants. 10. Plaintiff is responsible for prosecuting this case. Plaintiff must promptly keep the Court informed of any change of address and must comply with the Court’s orders in a timely fashion. Failure to do so may result in the dismissal of this action for failure to prosecute pursuant 1 pending case every time he is moved to a new facility. 2 11. Any motion for an extension of time must be filed no later than the deadline sought 3 to be extended and must be accompanied by a showing of good cause. Plaintiff is cautioned that 4 he must include the case name and case number for this case on any document he submits to the 5 Court for consideration in this case. 7 Dated: July 11, 2022 8 , re 9 ACQUELINE SCOTT CORLEY 10 United States District Judge 11 12
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