Rhode Island Brotherhood of Correctional Officers v. State

643 A.2d 817, 1994 R.I. LEXIS 200, 1994 WL 278340
CourtSupreme Court of Rhode Island
DecidedJune 23, 1994
Docket93-299-Appeal
StatusPublished
Cited by17 cases

This text of 643 A.2d 817 (Rhode Island Brotherhood of Correctional Officers v. State) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rhode Island Brotherhood of Correctional Officers v. State, 643 A.2d 817, 1994 R.I. LEXIS 200, 1994 WL 278340 (R.I. 1994).

Opinion

OPINION

WEISBERGER, Acting Chief Justice.

This appeal comes before us from the Superior Court on the denial of a motion by the Rhode Island Brotherhood of Correctional Officers (union) to confirm an arbitrator’s award and the granting of a motion by the State of Rhode Island (state) to stay and vacate that award. We sustain the union’s appeal and reverse the order of the Superior Court. The facts insofar as pertinent to this appeal are as follows.

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Anthony DiDonato (DiDonato) was employed by the Rhode Island Department of Corrections (department) as a correctional officer at the Medium Security Facility of the Adult Correctional Institutions. On March 24, 1992, DiDonato received a letter dated March 19, 1992, from the department’s chief employee-relations officer, Barry S. Levin (Levin). The letter explained that DiDonato had been “Absent Without Leave” since December 29, 1991, and that if he failed to report for work by Wednesday, March 25, 1992, the department would “determine that you have resigned without notice.”

Upon receipt of the letter, DiDonato called Levin and explained that he would be unable to return to work on that date for medical reasons. DiDonato stated that Levin told him that he would not lose his job if he provided doctors’ notes before the end of the week. Levin also confirmed that he required DiDonato to send in a medical excuse “by the end of the week.” After speaking with Lev-in, DiDonato stated that he placed a cover letter and the appropriate doctors’ notes into an envelope. DiDonato’s mother stated that she then put the envelope into a mail box at a post office shortly after 4 p.m. that day.

In a letter dated March 81, 1992, the director of the department informed DiDonato that because he had not reported to work “within the required time frame,” he was “deemed to have resigned without notice.” The letter explained that this action was taken pursuant to Rule 6.04 of the State of Rhode Island Personnel Rules & Regulations (November 1991), which was enacted pursuant to G.L.1956 (1990 Reenactment) § 36-4-8. 1

DiDonato telephoned Levin when he received the director’s letter and asked why this action had been taken even though he had forwarded the materials which Levin had requested. Levin informed him that the materials were not received in time.

On DiDonato’s behalf, the union filed a grievance claiming that DiDonato was terminated in violation of its collective-bargaining agreement (CBA) with the state because the termination was without just cause. Because the grievance could not be resolved by the parties, it was submitted to arbitration.

In his decision and award the arbitrator determined as an initial question that the matter before him was both procedurally and substantively arbitrable because the grievance “clearly draws its essence from the Collective Bargaining Agreement of the parties.” The arbitrator rejected the state’s argument that because the termination was based on Personnel Rule 6.04, its grounds were independent of the CBA and were therefore not subject to the CBA’s just-cause provision. He found that Levin’s specific representation that Rule 6.04 would not apply if DiDonato sent in the appropriate documentation prohibited the state’s invocation of the rule if DiDonato had complied. The determination of DiDonato’s compliance thereby became a valid “grievance” under the CBA and was therefore arbitrable.

The arbitrator went on to find that Levin had represented to DiDonato that he would not be found to have “resigned without notice” if DiDonato sent in the medical documentation within the required timeframe. The arbitrator additionally found that the department normally date-stamps materials as they are received and that the materials are subsequently routed to the appropriate addressee. However, because the state had not presented any documentary evidence showing that the papers had not been received by the department within the required period, he found that DiDonato had provided the material as requested. The arbitrator then ordered that DiDonato be reinstated and that he be awarded back pay eommensu- *820 rate with the proportion of regular-time and lost overtime opportunities which he had performed prior to his termination.

The union and the state filed cross-motions in the Superior Court — the union requesting the court to affirm the award and the state requesting the court to stay and vacate the award. After hearing arguments, the trial justice decided that DiDonato was terminated pursuant to the personnel rules and that those rules “have the [full] effect of law.” The trial justice then determined that DiDo-nato’s only route for review of his termination was by means of an appeal to the personnel appeals board and that no “grievance” under the CBA arose in the application of Personnel Rule 6.04. The trial justice therefore granted the state’s motion to vacate the award and denied the union’s motion to affirm.

II

Pursuant to G.L.1956 (1986 Reenactment) § 28-9-18(a), upon application of an interested party, the Superior Court must vacate an arbitrator’s award:

“(1) When the award was procured by fraud.
“(2) Where the arbitrator * * * exceeded [his or her] powers, or so imperfectly executed them, that a mutual, final and definite award upon the subject matter submitted was not made.
“(3) If there was no valid submission or contract, and the objection has been raised under the conditions set forth in § 28-9-13.”

In interpreting this statute, this court has held that the courts have limited power to disturb an arbitrator’s award. “Absent a manifest disregard of a contractual provision or a completely irrational result, the award will be upheld. Moreover, as long as an arbitrator’s award ‘ “draws its essence” from the contract and is based upon a “passably plausible” interpretation of the contract, it is within the arbitrator’s authority and our review must end.’ ” Town of Coventry v. Turco, 574 A.2d 143, 146 (R.I.1990) (quoting Jacinto v. Egan, 120 R.I. 907, 912, 391 A.2d 1173, 1176 (1978)). “Nevertheless, because arbitration is a creature of the agreement, the preliminary issue for a reviewing court must be whether the parties derive from the contract an arbitrable grievance.” Rhode Island Court Reporters Alliance v. State, 591 A.2d 376, 378 (R.I.1991) (citing United Steelworkers of America v. American Manufacturing Co., 363 U.S. 564, 570-71, 80 S.Ct. 1343, 1364, 4 L.Ed.2d 1403, 1433 (1960) (Brennan, J., concurring)).

The state argues that the Superior Court properly vacated the arbitrator’s award because the award did not draw its essence from the CBA.

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643 A.2d 817, 1994 R.I. LEXIS 200, 1994 WL 278340, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rhode-island-brotherhood-of-correctional-officers-v-state-ri-1994.