1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA
9 Scot Anthony Reyes, No. CV-24-01460-PHX-DWL
10 Plaintiff, ORDER
11 v.
12 Commissioner of Social Security Administration, 13 Defendant. 14 15 Plaintiff challenges the denial of his applications for benefits under the Social 16 Security Act (“the Act”) by the Commissioner of the Social Security Administration 17 (“Commissioner”). The Court has reviewed Plaintiff’s opening brief (Doc. 18), the 18 Commissioner’s answering brief (Doc. 22), and Plaintiff’s reply (Doc. 23), as well as the 19 Administrative Record (Docs. 8-12, “AR”), and now affirms the Administrative Law 20 Judge’s (“ALJ”) decision. 21 I. Procedural History 22 Plaintiff filed applications for benefits on August 3, 2020 and October 2, 2020, 23 eventually alleging a disability onset date of December 12, 2019. (AR at 27.) The Social 24 Security Administration (“SSA”) denied Plaintiff’s application at the initial and 25 reconsideration levels. (Id.) On September 25, 2023, following a hearing and a 26 supplemental hearing, the ALJ issued an unfavorable decision. (Id. at 27-46.) The Appeals 27 Council later denied review. (Id. at 1-4.) 28 … 1 II. The Sequential Evaluation Process and Judicial Review 2 To determine whether a claimant is disabled for purposes of the Act, the ALJ 3 follows a five-step process. 20 C.F.R. § 416.920(a). The claimant bears the burden of 4 proof at the first four steps, but the burden shifts to the Commissioner at step five. Tackett 5 v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). At the first step, the ALJ determines whether 6 the claimant has engaged in substantial, gainful work activity. 20 C.F.R. 7 § 416.920(a)(4)(i). At step two, the ALJ determines whether the claimant has a “severe” 8 medically determinable physical or mental impairment. Id. § 416.920(a)(4)(ii). At step 9 three, the ALJ considers whether the claimant’s impairment or combination of impairments 10 meets or medically equals an impairment listed in Appendix 1 to Subpart P of 20 C.F.R. 11 Part 404. Id. § 416.920(a)(4)(iii). If so, the claimant is disabled. Id. If not, the ALJ 12 assesses the claimant’s residual functional capacity (“RFC”) and proceeds to step four, 13 where the ALJ determines whether the claimant is still capable of performing past relevant 14 work. Id. § 416.920(a)(4)(iv). If not, the ALJ proceeds to the fifth and final step, where 15 the ALJ determines whether the claimant can perform any other work in the national 16 economy based on the claimant’s RFC, age, education, and work experience. Id. 17 § 416.920(a)(4)(v). If not, the claimant is disabled. Id. 18 An ALJ’s factual findings “shall be conclusive if supported by substantial 19 evidence.” Biestek v. Berryhill, 587 U.S. 97, 102 (2019) (internal quotations omitted). The 20 Court may set aside the Commissioner’s disability determination only if it is not supported 21 by substantial evidence or is based on legal error. Orn v. Astrue, 495 F.3d 625, 630 (9th 22 Cir. 2007). Substantial evidence is relevant evidence that a reasonable person might accept 23 as adequate to support a conclusion considering the record as a whole. Id. Generally, 24 “[w]here the evidence is susceptible to more than one rational interpretation, one of which 25 supports the ALJ’s decision, the ALJ’s conclusion must be upheld.” Thomas v. Barnhart, 26 278 F.3d 947, 954 (9th Cir. 2002) (citations omitted). In determining whether to reverse 27 an ALJ’s decision, the district court reviews only those issues raised by the party 28 challenging the decision. Lewis v. Apfel, 236 F.3d 503, 517 n.13 (9th Cir. 2001). 1 III. The ALJ’s Decision 2 The ALJ concluded that Plaintiff had not engaged in substantial, gainful work 3 activity since the alleged onset date and that Plaintiff had the following severe impairments: 4 “Seizure disorder and Right humerus fracture status post arthroplasty.” (AR at 29-30.)1 5 Next, the ALJ concluded that Plaintiff’s impairments did not meet or medically equal a 6 listing. (Id. at 34.) Next, the ALJ calculated Plaintiff’s RFC as follows: 7 [T]he claimant has the residual functional capacity to perform light work as 8 defined in 20 CFR 404.1567(b) and 416.967(b) except: The claimant can lift and carry 20 pounds occasionally, and 10 pounds frequently. There are no 9 sitting, standing or walking limitations. The claimant can never climb. The 10 claimant can occasionally balance and crawl and frequently stoop. The claimant can occasionally reach with the right upper extremity and frequently 11 handle, finger and feel with the right upper extremity. The claimant must 12 avoid working around heights and moving machinery. 13 (Id. at 34-35.) 14 As part of this RFC determination, the ALJ evaluated Plaintiff’s symptom 15 testimony, concluding that Plaintiff’s “statements concerning the intensity, persistence and 16 limiting effects of [his] symptoms are not entirely consistent with the medical evidence and 17 other evidence in the record for the reasons explained in this decision.” (Id. at 36.) 18 The ALJ also evaluated opinion evidence from 15 different medical sources, 19 concluding as follows: (1) M. Keer, D.O., state agency reviewing consultant (“partially 20 persuasive”); (2) A. Wong, M.D., state agency reviewing consultant (“more persuasive”); 21 (3) D. Gross, Psy.D., psychological consultant (“not persuasive”); (4) R. Paxton, M.D., 22 psychological consultant (“persuasive”); (5) Lauren Frey, M.D. (“somewhat persuasive”); 23 (6) Wayne General, Ph.D., consultative examiner (“not persuasive”); (7) Wayne McIntosh, 24 DNP (“not persuasive”); (8) Arash Araghi, D.O. (“not persuasive”); (9) Hilary Delis, PAC 25 (“not supported by the record”); (10) Fauntily Skaggs, FNPC (“not persuasive”); (11) 26
27 1 The ALJ also determined that Plaintiff had the non-severe impairments of hypertension, arrhythmia status post pacemaker placement, status post stroke, headaches, 28 sleep apnea, HIV, Fahr’s syndrome, and cannabis abuse and the non-medically determinable impairment of Aspergers/autism. (AR at 30-34.) 1 unidentified author from The Core Institute (“not persuasive”); (12) Arturo Sanchez, PA- 2 C (“not persuasive”); (13) Beau Gardner, PMHNP (“not supported by the evidence as a 3 whole . . . [and] inconsistent with his own examination findings”); (14) Christine Joy, PA, 4 consultative examiner (“persuasive”); and (15) Ramit Kahlon, M.D. (“not persuasive”). 5 (Id. at 39-44.) Additionally, the ALJ “considered the statement of the claimant’s friends 6 and family” and concluded that “their statements are not persuasive of additional 7 restrictions in the RFC. Instead, these opinions support the conclusion reached herein as 8 they indicate the claimant’s ability to function is greater than alleged.” (Id. at 44-45.) 9 Based on the testimony of a vocational expert (“VE”), the ALJ concluded that 10 Plaintiff was able to perform his past relevant work as a Furniture Salesperson. (Id. at 45.) 11 Thus, the ALJ concluded that Plaintiff was not disabled. (Id. at 46.) 12 IV. Discussion 13 Plaintiff raises the following issues on appeal (which the Court has reorganized here 14 for purposes of clarity): (1) whether the ALJ erred at step two by characterizing his 15 mental/cognitive impairments as non-severe; (2) whether, in the course of making this step- 16 two error, the ALJ provided legally insufficient reasons for discrediting and/or accepting 17 the opinions of various medical sources concerning his mental/cognitive impairments; and 18 (3) whether the ALJ provided legally insufficient reasons for discrediting the opinions of 19 Dr. Araghi concerning his physical impairments. (Doc. 18 at 1.) As a remedy, Plaintiff 20 seeks a “[r]emand for calculation of benefits.” (Id. at 28.) 21 A. The ALJ’s Step-Two Finding Of Non-Severity Concerning Plaintiff’s 22 Mental/Cognitive Impairments 23 1. The Parties’ Arguments 24 Plaintiff contends that the ALJ erred during step two “by concluding Reyes’s 25 mental/cognitive impairments were not severe.” (Doc. 18 at 17.) As discussed in more 26 detail in Part IV.B below, Plaintiff contends this error resulted from the ALJ’s improper 27 consideration of the opinions of various medical sources related to his mental/cognitive 28 impairments. (Id. at 17-24.) 1 In response, the Commissioner defends the sufficiency of the ALJ’s analysis but 2 also contends, more broadly, that any step-two error was harmless because “the ALJ 3 considered all of Plaintiff’s medically determinable impairments, including those that were 4 not severe, in assessing Plaintiff’s RFC. . . . Any error at step two is harmless when the 5 ALJ considers the limitations posed by the alleged condition later in the sequential 6 evaluation.” (Doc. 22 at 7.) 7 In reply, Plaintiff contends the Commissioner’s claim of harmlessness is “mistaken 8 as the ALJ failed to include any limitations related to mental/cognitive symptoms or 9 limitations in the RFC when the ALJ acknowledged that a limitation to even unskilled work 10 would direct a finding of disability under the medical-vocational guidelines as of Reyes’s 11 55th birthday.” (Doc. 23 at 7.) 12 2. Analysis 13 “As this Court has observed in earlier cases, Ninth Circuit law is not a model of 14 clarity concerning how to evaluate claims of step-two error. Some cases suggest that, 15 although it is error for an ALJ to fail to characterize a particular impairment as ‘severe’ 16 during step two, the error can be disregarded as harmless if the ALJ properly addresses the 17 impairment during later steps. Other decisions suggest that a claimant can’t complain 18 about an ALJ’s failure to identify a particular impairment as ‘severe’ during step two so 19 long as the ALJ determined the claimant also had other impairments that so qualify. At 20 any rate, the dispositive issue is whether the ALJ properly evaluated the evidence and 21 testimony concerning that condition during later steps and factored that condition into the 22 RFC.” Harvey v. Comm’r of Soc. Sec. Admin., 2021 WL 5822641, *2 (D. Ariz. 2021) 23 (cleaned up). 24 Given these principles, Plaintiff is not entitled to reversal based on his argument that 25 the ALJ should have characterized his mental/cognitive impairments as severe during step 26 two. Any error in that determination was harmless because the ALJ determined that some 27 of Plaintiff’s other impairments were severe and thus proceeded to the later steps of the 28 disability analysis. See, e.g., Skelton v. Comm’r of Soc. Sec. Admin., 2023 WL 5949655, 1 *3 (D. Ariz. 2023) (“The dispositive issue here is whether Plaintiff has established the 2 existence of harmful error with respect to the ALJ’s RFC formulation during later steps. 3 The dispute over the step-two severity characterization is a red herring.”). 4 This determination does not, to be clear, foreclose Plaintiff from obtaining relief 5 based on his criticisms of the ALJ’s assessment of the opinion evidence related to his 6 mental/cognitive impairments. It simply means that Plaintiff must establish that the ALJ 7 erred during a later step of the analysis, such as when the ALJ determined which (if any) 8 mental/cognitive impairments to include in the RFC. That issue is addressed in Part IV.B 9 below. 10 B. The ALJ’s Assessment Of The Six Opinions Related To Plaintiff’s 11 Mental/Cognitive Impairments 12 1. Standard Of Review 13 “When determining whether a claimant is eligible for benefits, an ALJ need not take 14 every medical opinion at face value. Rather, the ALJ must scrutinize the various—often 15 conflicting—medical opinions to determine how much weight to afford each opinion.” 16 Cross v. O’Malley, 89 F.4th 1211, 1213-14 (9th Cir. 2024) (cleaned up) 17 In January 2017, the SSA amended the regulations concerning the evaluation of 18 medical opinion evidence. See Revisions to Rules Regarding Evaluation of Medical 19 Evidence, 82 Fed. Reg. 5844 (Jan. 18, 2017). The new regulations apply to applications 20 filed on or after March 27, 2017, and are therefore applicable here. The new regulations 21 provide in relevant part as follows: 22 We will not defer or give any specific evidentiary weight, including 23 controlling weight, to any medical opinion(s) or prior administrative medical finding(s), including those from your medical sources. . . . The most 24 important factors we consider when we evaluate the persuasiveness of 25 medical opinions and prior administrative medical findings are supportability . . . and consistency . . . . 26 27 20 C.F.R. § 416.920c(a). Regarding the “supportability” factor, the new regulations 28 explain that the “more relevant the objective medical evidence and supporting explanations 1 presented by a medical source are to support his or her medical opinion(s), . . . the more 2 persuasive the medical opinions . . . will be.” Id. § 404.1520c(c)(1). Regarding the 3 “consistency” factor, the “more consistent a medical opinion(s) . . . is with the evidence 4 from other medical sources and nonmedical sources in the claim, the more persuasive the 5 medical opinion(s) . . . will be.” Id. § 404.1520c(c)(2). 6 The Ninth Circuit has confirmed that the “recent changes to the Social Security 7 Administration’s regulations displace our longstanding case law requiring an ALJ to 8 provide ‘specific and legitimate’ reasons for rejecting an examining doctor’s opinion.” 9 Woods v. Kijakazi, 32 F.4th 785, 787 (9th Cir. 2022). Thus, “the former hierarchy of 10 medical opinions—in which we assign presumptive weight based on the extent of the 11 doctor’s relationship with the claimant—no longer applies. Now, an ALJ’s decision, 12 including the decision to discredit any medical opinion, must simply be supported by 13 substantial evidence.” Id. With that said, “[e]ven under the new regulations, an ALJ cannot 14 reject an examining or treating doctor’s opinion as unsupported or inconsistent without 15 providing an explanation supported by substantial evidence. The agency must articulate 16 how persuasive it finds all of the medical opinions from each doctor or other source and 17 explain how it considered the supportability and consistency factors in reaching these 18 findings.” Id. at 792 (cleaned up). Although “an ALJ can still consider the length and 19 purpose of the treatment relationship, the frequency of examinations, the kinds and extent 20 of examinations that the medical source has performed or ordered from specialists, and 21 whether the medical source has examined the claimant or merely reviewed the claimant’s 22 records. . . . [t]he ALJ no longer needs to make specific findings regarding these 23 relationship factors . . . .” Id. (citation omitted). 24 2. NP McIntosh 25 As noted, the ALJ evaluated the opinions of 15 different medical sources. One of 26 those sources was NP McIntosh, who had a treating relationship with Plaintiff. On June 27 24, 2021, NP McIntosh completed a checkbox form in which he circled boxes indicating, 28 inter alia, that Plaintiff had moderate or moderately severe limitations in his ability to relate 1 to other people and to perform work on a sustained basis in a routine work setting. (AR at 2 2216-17.) NP McIntosh also checked a box indicating that Plaintiff’s “prescribed 3 medications cause the patient any side effects” and then listed those side effects as 4 “sedation, irritability, focus.” (Id. at 2217.) 5 The ALJ deemed NP McIntosh’s opinions “not persuasive,” explaining: 6 Nurse McIntosh’s opinion is not persuasive, as it is not supported by the 7 evidence of record. Nurse McIntosh’s opinion is not consistent with his own treatment notes. Nurse McIntosh’s mental status examinations of the 8 claimant show generally normal findings and that the claimant has a 9 euthymic mood, full affect, clear speech, logical thought process, normal perception, normal cognition, normal insight and judgment, no delusions, no 10 hallucinations, average intelligence, no agitation, no anhedonia and no suicidal ideation. Nurse McIntosh’s notes show the claimant’s only 11 medication side effects are sexual side effects. In fact, the record shows that 12 the claimant denied medication side effects. Further, Nurse McIntosh acknowledged in his notes that the claimant uses marijuana twice per day. 13 Yet, he did not comment on the effect of the claimant’s marijuana use on his 14 mental functioning. Additionally, exams performed by other providers at Nurse McIntosh’s practice also reveal normal mental findings. Specifically, 15 these providers indicate the claimant has an appropriate mood and affect, 16 normal memory, no mood swings, no paranoia, normal insight, normal judgment, normal attention span and concentration and no suicidal ideation. 17 During sessions the claimant reported his head space was good and no issues 18 with depression or anxiety. He denied suicidal/homicidal ideation, hallucinations, paranoia. He reported improved sleep, no nightmares and a 19 normal appetite. These findings do not support the extreme limitations 20 assessed by Nurse McIntosh and instead support the conclusion reached herein. 21 22 (Id. at 40-41.) 23 An initial difficulty in evaluating Plaintiff’s arguments regarding NP McIntosh is 24 that Plaintiff does not develop those arguments with the required degree of specificity. In 25 one portion of his brief, Plaintiff provides a general discussion, not tied to any specific 26 medical source, as to why he believes the ALJ erred when analyzing the medical and 27 opinion evidence related to his mental/cognitive impairments. (Doc. 18 at 18-20.) Then, 28 in a later portion of his brief, Plaintiff simply cross-references that general discussion in 1 support of his claim that the ALJ’s analysis of NP McIntosh’s opinions was flawed. (Id. 2 at 20 [“The ALJ found the assessments from NP McIntosh and NP Gardner unpersuasive 3 based on the ALJ’s belief the assessments were unsupported and inconsistent with some 4 normal mental status examination findings and some reports where Reyes denied mental 5 health symptoms (i.e., alleged improvement or stability). The insufficiency of this 6 rationale has been addressed above, supra at 18-19.”].) This approach is unhelpful because 7 it does not address the ALJ’s specific reasons for discrediting NP McIntosh’s opinions or 8 the specific evidence that the ALJ cited in support of that determination. For this reason, 9 the Commissioner persuasively argues that “Plaintiff’s failure to argue with any specificity 10 means he has forfeited or waived any arguments on this issue.” (Doc. 22 at 17.)2 11 Additionally, even assuming Plaintiff’s challenge isn’t forfeited, the ALJ’s 12 evaluation of NP McIntosh’s opinions was free of harmful error on the merits. As noted, 13 “[t]he agency must articulate how persuasive it finds all of the medical opinions from each 14 doctor or other source and explain how it considered the supportability and consistency 15 factors in reaching these findings.” Woods, 32 F.4th at 792 (cleaned up). Here, the ALJ 16 expressly considered both factors in relation to NP McIntosh—as set forth in the quoted 17 passage above, the ALJ identified two reasons why the supportability factor undermined 18 NP McIntosh’s opinions (lack of support in NP McIntosh’s own treatment notes, failure to 19 consider marijuana use) and one reason why the consistency factor undermined NP 20 McIntosh’s opinions (exams by other medical providers revealed normal mental findings). 21 The ALJ’s conclusion as to each factor was also supported by substantial evidence. 22 Beginning with the supportability factor, one of the ALJ’s reasons for discrediting NP 23 McIntosh’s opinions was that “Nurse McIntosh’s mental status examinations of the 24 claimant show generally normal findings and that the claimant has a euthymic mood, full 25
26 2 For example, although the ALJ specifically identified, as part of the supportability analysis, a perceived conflict between NP McIntosh’s opinion that Plaintiff’s prescribed 27 medications cause him to suffer the side effects of sedation, irritability, and focus and NP McIntosh’s treatment notes (which, according to the ALJ, do not reflect such side effects) 28 (AR at 41), Plaintiff does not acknowledge or address this portion of the ALJ’s analysis in his opening brief. 1 affect, clear speech, logical thought process, normal perception, normal cognition, normal 2 insight and judgment, no delusions, no hallucinations, average intelligence, no agitation, 3 no anhedonia and no suicidal ideation.” (AR at 41.) It was rational for the ALJ to reach 4 this conclusion, as the record reveals multiple instances in which NP McIntosh made 5 normal findings regarding Plaintiff’s mental/cognitive condition during examinations, 6 including findings as to Plaintiff’s euthymic mood, logical thought process, normal 7 cognition, average intelligence, full affect, and normal insight and judgment. (AR at 3557, 8 3908, 3914, 3917.) Plaintiff contends the ALJ placed too much emphasis on these 9 particular examination records because they merely reflected “isolated reports of 10 improvement” and should have been “viewed in the broader context of [his] impairments,” 11 which showed “[c]ycles of improvement” “manifested by waxing and waning symptoms.” 12 (Doc. 18 at 18-19, citation omitted.) But this is a situation where the evidence could have 13 been rationally construed to support either the ALJ’s interpretation or Plaintiff’s 14 interpretation, and “[w]hen evidence reasonably supports either confirming or reversing 15 the ALJ’s decision, we may not substitute our judgment for that of the ALJ.” Ghanim v. 16 Colvin, 763 F.3d 1154, 1163 (9th Cir. 2014) (citation omitted). See also Woods, 32 F.4th 17 at 792-93 (“The ALJ found this [mental impairment] opinion unpersuasive because it was 18 inconsistent with the overall treating notes and mental status exams in the record. 19 Substantial evidence supports the ALJ’s inconsistency finding.”); King v. Bisignano, 2025 20 WL 1912359, *1 (9th Cir. 2025) (“The ALJ adequately explained her consideration of 21 supportability and consistency in weighing Dr. Morgan’s opinion. The ALJ found that Dr. 22 Morgan’s opinion—that Plaintiff had marked limitations in eleven categories of mental 23 functioning—was inconsistent with Dr. Morgan’s own finding at a mental status 24 examination that Plaintiff was within normal limits in all but one mental category.”); Austin 25 v. Dudek, 2025 WL 957499, *1 (9th Cir. 2025) (“The ALJ also observed inconsistencies 26 between the opinion and Dr. Knapp’s observations of Austin’s unremarkable ‘logical and 27 progressive thought processes, normal orientation, normal perception, cooperative and 28 pleasant behavior’ and her overall record, which included myriad normal cognitive and 1 mental status indicators and reports of daily living and social activities. Accordingly, the 2 ALJ’s rejection of Dr. Knapp’s opinion was reasonable and supported by substantial 3 evidence . . . .”); Kelley v. Kijakazi, 2023 WL 6999445, *2 (9th Cir. 2023) (“The ALJ found 4 that these opinions failed to consider a substantial amount of subsequently developed 5 evidence and that these opinions were inconsistent with other evidence, such as Kelley’s 6 numerous normal mental status examinations . . . . This analysis, considering 7 supportability and consistency, was sufficient under the regulations.”). 8 The ALJ’s other reason for discrediting NP McIntosh’s opinions under the 9 supportability factor—failure to consider the effect of Plaintiff’s marijuana use—was also 10 rational and supported by substantial evidence. Although Plaintiff argues that “NP’s 11 McIntosh’s silence related to marijuana use” does not necessarily mean that NP McIntosh 12 ignored the issue (Doc. 18 at 20 n.4), it was rational for the ALJ to conclude otherwise. 13 And as the Commissioner correctly notes in the answering brief, “this was a reasonable 14 consideration as the record reflected that Plaintiff’s providers were concerned about the 15 effect marijuana use had on Plaintiff’s mental health symptoms.” (Doc. 22 at 18, citations 16 omitted.) 17 Turning to the consistency factor, the ALJ found that NP McIntosh’s opinions were 18 inconsistent with “exams performed by other providers at Nurse McIntosh’s practice [that] 19 also reveal normal mental findings.” (AR at 41.) It was rational for the ALJ to reach this 20 conclusion, as the record reveals multiple instances in which other providers made normal 21 findings regarding Plaintiff’s mental/cognitive condition during examinations. (See, e.g., 22 id. at 3569, 3575. See also id. at 31-33 [ALJ’s extensive summary of mental status exams].) 23 Once again, Plaintiff argues the ALJ’s analysis was flawed because these multiple normal 24 examinations were simply a part of the waxing and waning of his symptoms, but it was 25 rational for the ALJ to conclude otherwise, particularly given the sheer number of normal 26 examinations over an extended period of time. Woods, 32 F.4th at 792-93; King, 2025 WL 27 1912359 at *1; Austin, 2025 WL 957499 at *1; Kelley, 2023 WL 6999445 at *2. 28 … 1 3. NP Gardner 2 NP Gardner, like NP McIntosh, had a treating relationship with Plaintiff. On 3 October 24, 2022, NP Gardner completed a checkbox form in which he circled boxes 4 indicating, inter alia, that Plaintiff had severe limitations in his ability to relate to other 5 people and to perform work on a sustained basis in a routine work setting. (AR at 3785- 6 86.) 7 The ALJ deemed NP Gardner’s opinions “not persuasive,” explaining: 8 Dr. Gardner’s opinion is not persuasive. His opinion is not supported by the 9 evidence as a whole. Specifically, mental status examinations show generally normal findings with the exception of depressed and anxious mood. 10 Further, his opinion is inconsistent with his own examination findings. Dr. 11 Garner’s treatment notes show the claimant is generally normal with a euthymic mood, full affect, clear speech, logical thought process, normal 12 perception, normal cognition, normal insight and judgment, no delusions, no hallucinations, no agitation, no anhedonia, no suicidal ideation and average 13 intelligence. Dr. Gardner’s opinion appears to be based on the claimant’s 14 subjective report and not on clinical or objective findings. 15 (Id. at 43.) 16 The analysis as to NP Gardner mirrors the analysis as to NP McIntosh. Even 17 assuming that Plaintiff’s challenges regarding NP Gardner are not forfeited due to a lack 18 of specificity, they fail on the merits. As set forth in the quoted passage above, the ALJ 19 expressly considered the supportability and consistency factors in relation to NP Gardner, 20 identifying two reasons (lack of support in his own examination findings and overreliance 21 on subjective reports) why the former undermined NP Gardner’s opinions and one reason 22 (the “evidence as a whole” shows that “mental status examinations show generally normal 23 findings”) why the latter undermined NP Gardner’s opinions. 24 The ALJ’s conclusion as to each factor was also supported by substantial evidence. 25 As noted, the record is replete with normal mental status examination records, including 26 those performed by NP Gardner. (AR at 3914, 3917, 3922, 3932, 3939.) It was rational 27 for the ALJ to conclude that those records undermined both the supportability and 28 consistency of NP Gardner’s opinions. Woods, 32 F.4th at 792-93; King, 2025 WL 1 1912359 at *1; Austin, 2025 WL 957499 at *1; Kelley, 2023 WL 6999445 at *2.3 2 4. Dr. Gross And Dr. Paxton 3 At the initial level, one of the state agency consultants, Dr. Gross, opined that 4 Plaintiff had mental impairments that met the regulatory definition of a “severe” 5 impairment and would limit Plaintiff to a range of simple and routine work. (AR at 174- 6 75.) However, at the reconsideration level, another state agency consultant, Dr. Paxton, 7 opined that Plaintiff’s mental impairments were “nonsevere.” (Id. at 233-34.) 8 The ALJ deemed Dr. Gross’s opinions “not persuasive” and Dr. Paxton’s opinions 9 “persuasive,” explaining: 10 Dr. Gross’ opinion that the claimant’s mental impairments are severe is not 11 persuasive, as it is not supported by the evidence of record. Specifically, mental status examinations show normal findings. Psychiatric examinations 12 showed the claimant scored 27 points out of 30 points on the mini mental 13 status exam indicating no likelihood of cognitive impairment and his estimated IQ was in the average range. Further, Dr. Gross’ opinion is 14 inconsistent with the claimant’s actual level of functioning. The claimant has been able to reside with friends since the onset date with no reported 15 issues. During examinations, he is described as cooperative, polite and 16 responsive. Psychiatric exams revealed the claimant’s memory, attention span and concentration are intact. Further, the claimant is able to perform 17 activities of daily living independently. He manages his medication, pays 18 bills and is able to keep track of his appointments. It was also noted in the record that the claimant was able to return to work, suggesting his symptoms 19 are not work preclusive. At reconsideration, psychological consultant, R. 20 Paxton, M.D., opined the claimant’s mental impairments were nonsevere. Dr. Paxton’s opinion is persuasive because it is consistent with the evidence 21 as a whole. Further, Dr. Paxton’s opinion is supported by the normal mental 22 status, psychiatric examination and neurological findings described above. 23 (Id. at 39-40.) 24 As was the case with NP McIntosh and NP Gardner, Plaintiff raises a non-specific 25 challenge to this analysis that simply incorporates, by reference, his general challenge to 26 the ALJ’s evaluation of all of the evidence related to his mental/cognitive impairments. 27
28 3 This conclusion makes it unnecessary to address the sufficiency of the ALJ’s other stated reason (overreliance on subjective reports) for discrediting NP Gardner’s opinions. 1 (Doc. 18 at 22 [“The ALJ found the initial nonexamining reviewer’s opinion that Reyes 2 had severe mental impairments and was limited to simple work unsupported by some 3 normal mental status examinations findings and Reyes’s activities of daily living. The 4 insufficiency of that rationale has been addressed above, supra at 18-20.”].) This approach 5 is impermissible for the reasons stated above. 6 In addition to being forfeited, the challenge also fails on the merits. On its face, the 7 ALJ’s analysis regarding Dr. Gross and Dr. Paxton was sufficient under the new 8 regulations. The ALJ considered the supportability and consistency factors in relation to 9 both Dr. Gross and Dr. Paxton, ultimately identifying three reasons—inconsistency with 10 “the evidence of record,” including normal mental status exams; inconsistency with 11 Plaintiff’s activities of daily living (“ADLs”); and inconsistency with the opinions of Dr. 12 Paxton—why they undermined Dr. Gross’s opinions. 13 The ALJ’s conclusions were also supported by substantial evidence. First, for the 14 reasons stated above in relation to NP McIntosh and NP Gardner, it was rational for the 15 ALJ to conclude that Dr. Gross’s opinions were inconsistent with, and not supported by, 16 the many mental status exams reflecting normal findings. Second, for the same reason, it 17 was rational for the ALJ to deem Dr. Paxton’s opinions persuasive. This determination, in 18 turn, made it permissible for the ALJ to discredit Dr. Gross’s opinions on the ground that 19 they were inconsistent with the more-persuasive opinions of Dr. Paxton. See 20 C.F.R. 20 § 404.1520c(c)(2) (“The more consistent a medical opinion(s) . . . is with the evidence from 21 other medical sources and nonmedical sources in the claim, the more persuasive the 22 medical opinion(s) . . . will be.”). See also Martinez v. Comm’r of Soc. Sec. Admin., 2023 23 WL 6211407, *7 (D. Ariz. 2023) (“The Court also finds no error in the ALJ’s other reason 24 for discounting Cruz’s opinions pursuant to the consistency factor, which was that they 25 conflicted with the less-restrictive opinions of the other medical sources whom the ALJ 26 deemed persuasive.”); Michele I. v. Comm’r, Soc. Sec. Admin., 2022 WL 4533962, *5-6 27 (D. Or. 2022) (“The ALJ considered the two most important factors in evaluating PA 28 Laughlin-Hall’s medical opinion—supportability and consistency—and the record 1 supports the ALJ's conclusions. The ALJ . . . not[ed] PA Laughlin-Hall’s opinion 2 ‘markedly conflict[s] with opinions of the reviewing physicians for the State agency who 3 examined the claimant’s medical records’ . . . . The ALJ’s consideration of PA Laughlin- 4 Hall's medical opinion is supported by substantial evidence.”); Rafael G. v. Kijakazi, 2022 5 WL 3019935, *6 (S.D. Cal. 2022) (“[I]inconsistency with two similar agency consultant 6 opinions further supports the ALJ’s inconsistency finding.”).4 7 5. Dr. General 8 Dr. General evaluated Plaintiff on December 17, 2020 at the request of the agency 9 and then drafted a nine-page evaluation report. (AR at 1809-17.) In it, Dr. General noted 10 that Plaintiff “scored 27 points out of a possible 30 points” on a mini-mental status 11 examination (“MMSE”), which “indicates no likelihood of cognitive impairment.” (Id. at 12 1815.) Dr. General ultimately diagnosed Plaintiff with “Major Depressive Disorder, 13 Recurrent Episode, Moderate/Severe” and opined that Plaintiff “is seen as being capable 14 of managing benefit payments in his best interest should he receive them” and has a “good” 15 ability “to perform work-related tasks . . . on the basis of his cognitive functions as assessed 16 by the [MMSE].” (Id. at 1816.) However, Dr. General then added: “Albeit his cognitive 17 functions are grossly intact, one wonders whether he would be capable of maintaining that 18 level of cognitive functioning throughout an eight-hour day and/or a five-day workweek. 19 This is doubtful, based on the above presentation.” (Id.) 20 Dr. General also filled out a “Psychological/Psychiatric Medical Source Statement.” 21 (Id. at 1817.) In that form, Dr. General opined that Plaintiff’s “[i]mmediate recall is 22 good/average for simple and complex instructions”; that Plaintiff’s “[s]hort-term memory 23 is weak for simple directions, based on the [MMSE]”; that Plaintiff’s “[l]ong-term memory 24 is average for work-like procedures”; that Plaintiff’s “attentiveness was good throughout 25 the entirety of this 55’ examination”; that Plaintiff’s “concentration is good for 26 conversational discourse and he is average at math”; that Plaintiff’s “[h]ygeine is good, but 27
28 4 Given these conclusions, it is unnecessary to address the sufficiency of the ALJ’s other stated reason (inconsistency with ADLs) for discrediting Dr. Gross’s opinions. 1 grooming is deficient”; that Plaintiff “was cooperative and responsive during his 2 examination”; and that Plaintiff “is capable of requesting help and is capable of 3 acknowledging responsibility for his mistakes.” (Id.) 4 The ALJ deemed Dr. General’s opinions “not persuasive,” explaining: 5 Dr. General’s opinion that the claimant[] would have severe cognitive 6 impairment is not persuasive, as it is inconsistent with the objective findings and instead based on the claimant’s presentation. Further, his opinion 7 regarding weak memory for simple directions and deficient grooming are not 8 significant are not supported by the record. Mental status examinations show normal findings. Providers note the claimant was appropriately dressed, 9 well-groomed and cooperative, with normal speech, coherent thought process, intact memory, fair insight, no impairment of judgment, and normal 10 cognition. Further, he scored 27 points out of 30 points on the mini mental 11 status exam indicating no likelihood of cognitive impairment and his estimated IQ was in the average range. 12 13 (Id. at 40.) 14 In challenging the sufficiency of this analysis, Plaintiff again attempts to 15 incorporate, by reference, his general challenge to the ALJ’s evaluation of all of the 16 evidence related to his mental/cognitive impairments but also adds some arguments that 17 are specific to Dr. General: “[T]he ALJ found the opinion from Dr. General, the agency 18 examining psychologist, unpersuasive based on the ALJ’s belief it was unsupported and 19 inconsistent with normal mental status examination findings and based on Reyes’s 20 subjective complaints. Again, the insufficiency of that rationale has been addressed above, 21 supra at 18, 20-21, and was contradicted by the fact that Dr. General was hired by the 22 agency to examine [Plaintiff], he reviewed background medical records, and that Dr. 23 General confirmed the notation regarding [Plaintiff’s] inability to maintain competitive 24 employment was based on ‘the above presentation,’ which included Dr. General’s direct 25 examination of [Plaintiff].” (Doc. 18 at 21-22.) 26 These arguments are unavailing. The ALJ expressly considered the supportability 27 and consistency factors in relation to Dr. General and the ALJ’s analysis as to each factor 28 was supported by substantial evidence. As for supportability, it was rational for the ALJ 1 to conclude that Dr. General’s conclusions regarding the severity of Plaintiff’s cognitive 2 impairments, and the weakness of Plaintiff’s short-term memory, were inconsistent with 3 the results of the MMSE that Dr. General administered, which showed that Plaintiff scored 4 a 27/30 and had no cognitive impairment. Turning to consistency, it was rational for the 5 ALJ to conclude that Dr. General’s opinions regarding the weakness of Plaintiff’s short- 6 term memory and the deficiency of Plaintiff’s grooming were inconsistent with the many 7 medical records from other providers reflecting normal mental status and cognitive 8 function and appropriate grooming. 9 Plaintiff’s specific arguments regarding Dr. General do not compel a different 10 outcome. The fact that Dr. General “was hired by the agency to examine” Plaintiff has no 11 bearing on whether the ALJ was required to accept the persuasiveness of Dr. General’s 12 opinions—instead, under the new regulations, the ALJ was required to evaluate Dr. 13 General’s opinions by considering the supportability and consistency factors. Finally, 14 because the ALJ identified multiple valid reasons, supported by substantial evidence, for 15 discrediting Dr. General’s opinions pursuant to the supportability and consistency factors, 16 any error in the ALJ’s statement that Dr. General’s opinions could be discredited because 17 they were solely “based on the claimant’s presentation” was harmless. 18 6. Dr. Frey 19 Dr. Frey, a neurologist, testified at Plaintiff’s hearing. (AR at 150-54.). Dr. Frey 20 opined that “from a neurological standpoint, [Plaintiff] has two impairments. The first is 21 seizures and the second is mild cognitive impairment.” (Id. at 151.) Dr. Frey further 22 testified that these impairments were not sufficient to “meet or equal any of the listings” 23 and that Plaintiff could perform a range of light work with postural, environmental, and 24 manipulative limitations. (Id. at 151-52.) Later, Dr. Frey clarified that “I did not evaluate 25 [Plaintiff] from a psychiatric standpoint. . . . I did just do the physical evaluation in this 26 case.” (Id. at 153-54.) Nevertheless, Dr. Frey stated that Dr. General’s opinion that 27 Plaintiff would likely be unable to maintain pace for a full workday or workweek was 28 “reasonable.” (Id. at 154.) 1 The ALJ deemed Dr. Frey’s opinions “somewhat persuasive,” explaining: 2 Dr. Frey’s opinion is somewhat persuasive, as it is generally consistent with 3 the record. However, the undersigned finds the reaching limitation is not supported by the record. Specifically, examinations performed after his 4 surgery show improvement. By October 2020, the claimant’s pain was 5 described as well controlled and his movement was good. Additionally, neurological exams showed no limitations of his right arm and full strength. 6 7 (Id. at 40.) 8 Plaintiff contends the ALJ’s evaluation of Dr. Frey’s opinions was flawed because 9 the ALJ (1) “failed to evaluate Dr. Frey’s finding that one of [Plaintiff’s] severe 10 impairments was ‘mild cognitive impairment’”; and (2) failed to “evaluate Dr. Frey’s 11 confirmation that Dr. General’s conclusion that [Plaintiff] was likely unable to maintain 12 pace for competitive employment was reasonable.” (Doc. 18 at 22.) In response, the 13 Commissioner contends the first criticism lacks merit because “Dr. Frey’s diagnosis of a 14 mild cognitive impairment was not medical opinion evidence,” i.e., an opinion regarding 15 Plaintiff’s restrictions and limitations, and the second criticism lacks merit because (1) Dr. 16 Frey clarified that she was only retained to evaluate Plaintiff from a physical, and not 17 psychiatric, standpoint, and (2) regardless, because the ALJ provided legally sufficient 18 reasons for discrediting Dr. General’s opinions, the ALJ was not required to provide 19 additional reasons for rejecting Dr. Frey’s statement of agreement with those opinions. 20 (Doc. 22 at 15-16.) Plaintiff does not respond to these specific arguments in his reply. 21 (Doc. 23.) 22 The ALJ’s analysis of Dr. Frey’s opinions was free of harmful error. Any error in 23 failing to address Dr. Frey’s statement that Plaintiff’s cognitive limitations qualified as a 24 “severe” impairment was harmless because, as discussed in earlier portions of this order, 25 the ALJ resolved step two in Plaintiff’s favor and proceeded to the later steps of the 26 disability analysis. (Also, Dr. Frey further clarified, consistent with the ALJ’s step-three 27 determination, that none of Plaintiff’s impairments met or equaled a listing.) Finally, it is 28 doubtful that the ALJ was even required to address Dr. Frey’s statement that she believed 1 Dr. General’s opinions were reasonable, given Dr. Frey’s clarification that she only 2 evaluated Plaintiff from a physical and not psychiatric standpoint, and any error in failing 3 to specifically address that statement was harmless given that the ALJ provided legally 4 sufficient reasons for discrediting Dr. General’s opinions. 5 C. The ALJ’s Assessment Of Dr. Araghi’s Opinions Related To Plaintiff’s 6 Physical Impairments 7 Plaintiff’s last challenge concerns the ALJ’s evaluation of the opinions of Dr. 8 Araghi. As background, Dr. Araghi twice performed surgery on Plaintiff’s right 9 shoulder—one procedure took place on June 8, 2021 and the other took place on August 10 10, 2021. (AR at 2111-13, 2372-74.) In addition to performing those surgeries, Dr. Araghi 11 provided several opinions regarding Plaintiff’s physical limitations. First, on July 6, 2021, 12 Dr. Araghi filled out a checkbox form indicating that Plaintiff’s shoulder condition would 13 limit him to lifting less than 10 pounds, carrying less than 10 pounds, and reaching and 14 using his right hand on a “[l]ess than occasional” basis and would also cause him to miss 15 6+ days of work per month. (AR at 2327-28.) Second, on September 1, 2021, Dr. Araghi 16 wrote a letter stating that Plaintiff “has had long-standing shoulder problems” and “will not 17 even be able to work as a hairdresser.” (Id. at 2639.) Third, on October 3, 2022, Dr. Araghi 18 filled out a checkbox form that contained opinions similar to those set forth in the July 6, 19 2021 checkbox form. (Id. at 3799-3801.) 20 The ALJ deemed Dr. Araghi’s opinions “not persuasive,” explaining: 21 Dr. Anaghi’s5 opinion that the claimant is unable to work is not persuasive, 22 as it is inconsistent with the evidence as a whole. The claimant reported to providers on multiple occasions that he was working as a hairstylist. Further, 23 his opinion is not supported by the clinical and objective findings in the 24 record. Physical examinations reveal the claimant had full range of motion of the extremities, normal strength, tone and reflexes and intact sensation. 25 He exhibited 4/5 to 5/5 strength in the right shoulder. Neurological examinations showed the claimant’s motor strength was grossly normal, no 26 atrophy, normal strength in all limbs, normal sensation, normal coordination, 27 normal Romberg testing and normal ability to tandem walk. These findings 28 5 The ALJ misspelled Dr. Araghi’s last name as “Anaghi.” 1 do not support the extreme limitations assessed by Dr. Anaghi and instead support the conclusion reached herein. 2 3 (Id. at 40.) 4 The Court finds no harmful error in the ALJ’s evaluation of Dr. Araghi’s opinions. 5 First, although the ALJ did not explicitly use the word “supportability,” the ALJ considered 6 this factor by emphasizing the lack of “support[] by the clinical and objective findings in 7 the record.” Darling v. Kijakazi, 2023 WL 4103935, *1 (9th Cir. 2023) (“An ALJ is not 8 required to incant the ‘magic words’ of ‘supportability’ and ‘consistency’ in his findings.”). 9 This finding was supported by substantial evidence. Plaintiff’s argument on this 10 issue appears to be that because Dr. Araghi performed two of the surgeries, Dr. Araghi 11 must have based his opined-to limitations on supporting objective and clinical findings. 12 (Doc. 23 at 9 [“The Commissioner attempted to diminish Dr. Araghi’s assessments due to 13 limited observations noted directly from Dr. Araghi, but the Commissioner ignored that 14 Dr. Araghi performed two of the four right shoulder surgeries that Reyes endured during 15 the relevant period—a surgeon does not perform multiple surgeries with no medical basis 16 for doing so.”].) This argument misses the mark because, as the ALJ’s extensive analysis 17 makes clear, the ALJ focused on the objective evidence of Plaintiff’s improvement 18 following the surgeries as a reason why Dr. Araghi’s opined-to limitations were too severe. 19 The ALJ’s decision contains a lengthy chronological discussion of the medical evidence 20 related to Plaintiff’s shoulder, noting that a CT scan of Plaintiff’s shoulder following a 21 surgery in November 2019 “revealed that the stem appeared stable” (AR at 37); that 22 although Plaintiff then underwent another surgery in December 2019, Plaintiff “had good 23 range of motion in his right shoulder and no evidence of swelling” following that surgery 24 (id.); that although Plaintiff then periodically complained about shoulder pain following 25 that surgery, Plaintiff also sometimes reported improvement and also “admitted being 26 noncompliant with treatment following his prior surgery, which resulted in increased pain” 27 (id.); that although Plaintiff underwent another surgery in September 2020, Plaintiff 28 reported following this surgery that his “pain was well controlled” and that post-surgery 1 imaging “showed no fractures, normal soft tissues and normal position of implants with no 2 loosening or complications” (id.). Most important here, the ALJ also cited records from 3 testing and examinations that occurred after June 2021 and August 2021 (i.e., the dates of 4 the two surgeries performed by Dr. Araghi) that revealed significant improvement in 5 Plaintiff’s shoulder. For example, the ALJ cited a report from December 2021 in which 6 Plaintiff “reported 0/10 pain and feeling stronger.” (Id. at 38.)6 The ALJ also cited 7 “[n]eurological examinations” in June 2022, September 2022, and October 2022 that 8 “showed the claimant’s motor strength was grossly normal, no atrophy, normal strength in 9 all limbs, normal sensation, normal coordination, no ataxia, normal Romberg testing and 10 normal ability to tandem walk.” (Id.)7 The ALJ also cited the “consultative examination 11 with Dr. Joy in January 2023” that revealed “5/5 strength in the left upper extremity and 12 4/5 strength in the right upper extremity” as well as “normal grip strength and intact 13 sensation.” (Id.)8 And the ALJ also cited “an exam in May 2023” during which Plaintiff’s 14 “orthopedist noted no evidence of atrophy.” (Id.)9 In contrast, there is no evidence that 15 Dr. Araghi made any clinical findings or observations regarding Plaintiff’s shoulder 16 function following the last surgery. Given this backdrop, it was rational for the ALJ to 17 conclude that the supportability factor undermined the persuasiveness of Dr. Araghi’s 18 opinions. 19 For similar reasons, the ALJ’s analysis of the consistency factor was supported by 20 substantial evidence. Again, the ALJ provided an extensive analysis of the longitudinal 21 record related to Plaintiff’s shoulder, acknowledged that Plaintiff had required surgeries 22 and experienced periods of pain, but also cited an array of medical records reflecting that 23 Plaintiff experienced significant improvement following the final surgery. The ALJ also 24 included shoulder-related limitations in the RFC, albeit limitations that were not as severe
25 6 The ALJ stated that this report appears at B68F/28, which corresponds to AR 3638. 26 7 The ALJ cited the records appearing at B50F/2, B66F/2, and B71F/2. Those records appear at AR 2865 (June 3, 2022 medical report), AR 3605 (September 12, 2022 medical 27 report), and AR 3781 (October 21, 2022 medical report). 8 The report from Dr. Joy’s consultative examination appears at AR 3826-30. 28 9 The ALJ stated that this report appears at B97F/3, which corresponds to AR 4008. || as those recommended by Dr. Araghi. On this record, it was rational for the ALJ to conclude that the consistency factor undermined the persuasiveness of Dr. Araghi’s 3 || opinions.!° 4 Accordingly, 5 IT IS ORDERED that the decision of the ALJ is affirmed. The Clerk shall enter || judgment accordingly and terminate this action. 7 Dated this 8th day of September, 2025. 8 9 Lm ee” 10 f t _o——— Dominic W, Lanza 11 United States District Judge 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 10 These determinations make it unnecessary to resolve whether substantial evidence 28 also supports the ALJ’s determination that a conflict existed between the statement in Dr. Araghi’s September 1, 2021 letter that Plaintiff “will not even be able to work as a hairdresser” and Plaintiff's statements on that topic. -22-