Revolving Door

445 A.2d 615, 1982 D.C. App. LEXIS 347
CourtDistrict of Columbia Court of Appeals
DecidedApril 30, 1982
DocketNo. M-81-88
StatusPublished
Cited by8 cases

This text of 445 A.2d 615 (Revolving Door) is published on Counsel Stack Legal Research, covering District of Columbia Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Revolving Door, 445 A.2d 615, 1982 D.C. App. LEXIS 347 (D.C. 1982).

Opinion

[616]*616ORDER

PER CURIAM:

On February 9, 1979, the Board of Governors of the District of Columbia Bar filed with this court a petition and supporting memorandum, supplemented by a memorandum of July 13,1979, recommending approval of certain amendments to the disciplinary rules under Canon 9 of the Code of Professional Responsibility (incorporated in Rule X of the rules governing the Bar). The Board also proposed a related amendment to DR 5-105(D) under Canon 5 of the Code. To provide perspective and thus aid the court, the Board also submitted recommendations by the Legal Ethics Committee of the Bar which in a number of respects differed from the Board’s own recommendations.

Collectively, these proposals came to be known as “revolving door” amendments, for they addressed the ethical problems encountered when a lawyer moves between government and private employment. Typically, in this situation, the private firm already has (or may wish to accept) a client involved in a matter in which the lawyer was involved on the other side while with the government. Thus, if the lawyer’s own disqualification is not to be imputed to the private firm, there is a need to insulate that lawyer from his or her firm’s participation in the matter, in order to prevent any actual or apparent impropriety.

On March 7, 1979, this court entered an order for publication of the Board’s petition, calling for written comments by July 13, 1979. Following consideration of the many responses, we issued on April 17,1980 a Notice of Proposed Order setting forth proposed amendments to DR 5-105(D), DR 9 — 101, DR 9-102, DR 9-103, and related definitions, and inviting written comments to be filed no later than June 2, 1980. See Appendix A hereto. These proposals essentially incorporated both the “screening” and “waiver” requirements of ABA Formal Opinion No. 342 (1975). (Less than a month earlier, on March 31,1980, a division of this court had issued its decision in Brown v. District of Columbia Board of Zoning Adjustment, D.C.App., 413 A.2d 1276 (1980), which acknowledged ABA Formal Opinion No. 342 as the controlling rule.)

After reviewing the responses to the April 7, 1980 Notice of Proposed Order and after further considering the matter, this court issued on July 28, 1981 an Order and Notice of Proposed Order. See Appendix B hereto. Therein we adopted a clarifying amendment of DR 5-105(D) (as amended by Order of August 6, 1981 to cure a typographical error). We also proposed to substitute what we characterized as a “screening and affidavits” approach for the “screening and waiver” amendments in the April 17, 1980 Notice; and we eliminated the imputed disqualification of a law firm attributable to employment of former judicial and administrative law clerks (as defined). We set September 15,1981 as the deadline for additional written comments.

In response to comments received and after further consideration, this court has made still other revisions. In particular, we now adopt suggestions that notification of disqualification shall be required (if there is a difference) upon the later of the acceptance of employment by the disqualified lawyer’s firm, or of disclosure of this fact and subject matter on the public record; that notification by “a signed document,” rather than an affidavit, shall suffice; and that no second filing upon completion of the representation shall be required.

This process has taken over three years since the Board of Governors of the Bar petitioned this court. The Legal Ethics Committee of the Bar actively reviewed the issues for a period of years before that. All proposals have been thoroughly reviewed by the members of the Bar, as reflected in hundreds of written critiques filed with this court, and this court has responded to the many helpful comments through three rounds of proposals published in 1979, 1980, and 1981. We are satisfied that the rules announced in this Order reflect a substantial consensus of the Bar, as well as a necessary level of public protection.

[617]*617Our dissenting colleagues suggest that this court should await the outcome of the debate by the American Bar Association House of Delegates later this year on new Rules of Professional Conduct proposed by the ABA’s Commission on the Evaluation of Professional Standards (the “Kutak Commission”). We decline to do so for three reasons: First, the lawyers and the courts of this jurisdiction, where the issue is of greatest significance in the nation, have thoroughly evaluated the problem over a number of years. Second, this court’s Order reflects the approach taken by the Ku-tak Commission while adding important clarifications. Finally, it is important not to defer any longer our reconsideration of the law of this jurisdiction, ABA Formal Opinion No. 342, which a division of this court followed two years ago in Brown, supra, and which — because of its waiver requirement — we have come to regard as unwise.

Accordingly, it is

ORDERED that DR 9-101, DR 9-102, DR 9-103, and related definitions are hereby amended to read as follows:

DR 9-101 Avoiding Impropriety or the Appearance of Impropriety.
(A) A lawyer shall not state or imply that he or she is able to influence improperly, or upon grounds irrelevant to a proper determination on the merits, any tribunal, legislative body or legislator, or public official.
(B) A lawyer shall not at any time accept private employment in connection with any matter in which he or she participated personally and substantially as a public officer or employee, which includes acting on the merits of a matter in a judicial capacity.
DR 9-102 Imputed Disqualification of Partners, Associates, and Of Counsel Lawyers.
(A) If a lawyer is required to decline or to withdraw'from employment under DR 9-101(B), on account of personal and substantial participation in a matter other than as a law clerk, no partner or associate of that lawyer, or lawyer with an of counsel relationship to that lawyer, may accept or continue such employment except as provided in (B) and (C) below.
(B) The prohibition stated in DR 9-102(A) shall not apply if the personally disqualified lawyer is screened from any form of participation in the matter or representation as the ease may be, and from sharing in any fees resulting therefrom.
(C) When any of counsel lawyer, partner or associate of a lawyer personally disqualified under DR 9-101(B) accepts employment in connection with the matter giving rise to the personal disqualification, or when the fact and subject matter of such employment are otherwise disclosed on the public record, whichever occurs later, the following notifications shall be required: (1) The personally disqualified lawyer shall file with the public department or agency and serve on each other party to any pertinent proceeding a signed document attesting that during the period of his or her disqualification the personally disqualified lawyer will not participate in any manner in the matter or the representation, will not discuss the matter or the representation with any partner, associate, or of counsel lawyer, and will not share in any fees for the matter or the representation.

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Related

In Re Sofaer
728 A.2d 625 (District of Columbia Court of Appeals, 1999)
Brown v. District of Columbia Board of Zoning Adjustment
486 A.2d 37 (District of Columbia Court of Appeals, 1984)
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103 F.R.D. 22 (District of Columbia, 1984)
Matter of Burton
472 A.2d 831 (District of Columbia Court of Appeals, 1984)
Committee for Washington's Riverfront Parks v. Thompson
451 A.2d 1177 (District of Columbia Court of Appeals, 1982)

Cite This Page — Counsel Stack

Bluebook (online)
445 A.2d 615, 1982 D.C. App. LEXIS 347, Counsel Stack Legal Research, https://law.counselstack.com/opinion/revolving-door-dc-1982.