Retz v. Siebrandt

2008 WY 44, 181 P.3d 84, 2008 Wyo. LEXIS 46, 2008 WL 1083849
CourtWyoming Supreme Court
DecidedApril 11, 2008
DocketS-07-0023
StatusPublished
Cited by20 cases

This text of 2008 WY 44 (Retz v. Siebrandt) is published on Counsel Stack Legal Research, covering Wyoming Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Retz v. Siebrandt, 2008 WY 44, 181 P.3d 84, 2008 Wyo. LEXIS 46, 2008 WL 1083849 (Wyo. 2008).

Opinion

VOIGT, Chief Justice.

[¶1] Appellants, Ron Retz, Ernest Williams, Anne Burwell Williams, Fred Crouter, and Beverly Crouter, request relief from the district court's grant of two separate motions for summary judgment, the last of which effectively disposed of Appellants' claims against Appellees William Siebrandt, Salvador Zarate, Charles E. Graves (Trustee), and The University of Wyoming Foundation. Appellants also contest the district court's denial of a motion to amend the complaint. We affirm.

ISSUES

[¶2] 1. Did the district court abuse its discretion in denying Appellants' request for leave to amend the complaint?

2. Did the district court properly grant summary judgment on the claim for breach of contract to make a will and on the claim challenging the validity of the 2002 trust?

Appellants' Notice of Appeal also lists several other issues. Appellants chose not to argue those issues in their briefs and we consider them waived.

FACTS

[¶3] Colonel William C. Rogers (the Colonel) died in Carmel, California, on April 30, 2003. The Colonel was 96 years old, not married at the time of his death, and had no known children. His only marriage was dissolved in 1966 after protracted litigation. During the divorce, the Colonel transferred most of his assets to various members of his immediate family with the apparent goal of keeping his wife from reaching those assets in the divorcee. When the divorcee was completed, his family returned the Colonel's assets to him. The Colonel ceased contact with his family at some point thereafter. At the time of his death, the Colonel had not maintained contact with his family for more than 30 years. Appellants Anne Burwell Williams and Ernest Williams are the children of two of the Colonel's sisters.

[¶4] The Colonel spent some years in Wyoming and Nebraska before moving to California in 1997. By then, the Colonel was unable to walk and required assistance with the daily tasks of life. He lived in several assisted living facilities before purchasing his own home, where he lived during his last years with the help of a caretaker. The *88 Colonel's closest companion during this time was Appellee William Siebrandt. Mr. Sie-brandt, who had known the Colonel for many years, helped the Colonel manage his significant investments, arranged for his care, and visited him daily. The Colonel's relationship with Siebrandt was a problematic one, and both parties cut off contact with each other several times over the years before the Colonel moved to California. Over the course of their relationship, the Colonel gave Siebrandt a series of generous monetary gifts.

[¶5] The Colonel was meticulous in his estate planning. He created a series of instruments, including at least ten separate amended living trusts, over the course of the years. The trusts have minor variations, but all contain a number of individual and charitable bequests and leave the residual estate to the University of Wyoming. The Colonel also donated generously to the University during his life.

[¶6] During his life, the Colonel was trustee of his own revocable trust. Upon his death, that responsibility passed to his attorney, Appellee Charles Graves. Mr. Graves sent notice of the Amended Living Trust of William C. Rogers, dated February 16, 2002, to all beneficiaries in June of 2008. Appellants, all of whom are either beneficiaries of the trust or claim some right to assets contained therein, filed the Complaint in this action on April 29, 2005. Appellants alleged, inter alia, that the 2002 trust was executed under undue influence, that the trust was forged, that the trust was created in violation of a contract to make a will, and that the Trustee had violated his duty to the trust by refusing to bring suit in California to recover monies Appellants allege were misappropriated before the Colonel's death. Appellees moved for summary judgment, which the district court partially granted on September 12, 2006. After the Motion for Summary Judgment was filed but before the order partially granting summary judgment was entered, Appellants moved to amend their Complaint. The district court denied that motion in part and granted summary judgment for Appellees on the remaining issues on November 28, 2006. This appeal followed.

DISCUSSION

A. -The Motion to Amend

[¶7] The law in Wyoming is well settled that the decision to allow amendment to pleadings is vested within the sound discretion of the district court. That decision will be reversed only for an abuse of discretion shown by clear evidence.

Leave to amend pleadings "shall be freely given when justice so requires." We have identified the proper test as to what the trial court should consider when an amendment is proffered to be the following:
If the underlying facts or cireumstances relied upon by a plaintiff may be a proper subject of relief, he ought to be afforded an opportunity to test his claim on the merits. In the absence of any apparent or declared reason-such as undue delay, bad faith or dilatory motive on the part of the movant, repeated failure to cure deficiencies by amendments previously allowed, undue prejudice to the opposing party by virtue of allowance of the amendment, futility of amendment, ete.-the leave sought should, as the rules require, be 'freely given.

Armstrong v. Hrabal, 2004 WY 39, ¶11, 87 P.3d 1226, 1280-81 (Wyo.2004) (internal citations and quotation marks omitted).

[¶8] We cannot find that the district court abused its discretion in denying Appellants leave to amend the Complaint. Several of the above-stated factors, any one of which gives a district court reason to deny amendment of a complaint, were present in this case. Appellants filed their Motion to Amend Complaint on August 22, 2006, more than a year after filing the Complaint, and only days from the court-ordered discovery cut off. At that time, Appellees' Motion for Summary Judgment was still pending. Several of the changes to the Complaint modified claims that were the subject of that summary judgment motion. Appellants also attempted to add new claims that would not be in danger from the pending summary judgment motion. The requested changes would have required significant additional discovery, including retaking depositions, and would have entitled Appellees to further dis-positive *89 motions. 1 Many of the proposed changes would also have been futile because the district court had already disposed of the underlying issues on summary judgment by the time the motion was decided. The claims that had not yet been decided suffered from the same failures of proof that ultimately led the district court to dismiss summarily the remainder of Appellants' claims as discussed below, and amendment to add them would have been futile. See infro 119-18.

[¶9] Appellants Anne Burwell Williams and Ernest Williams, the Colonel's estranged niece and nephew, argue that the district court should have allowed them to amend the Complaint to add their claim to have Appel-lee Charles Graves removed as Trustee.

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Bluebook (online)
2008 WY 44, 181 P.3d 84, 2008 Wyo. LEXIS 46, 2008 WL 1083849, Counsel Stack Legal Research, https://law.counselstack.com/opinion/retz-v-siebrandt-wyo-2008.