Return Mail, Inc. v. United States

107 Fed. Cl. 459, 2012 U.S. Claims LEXIS 1415, 2012 WL 5866140
CourtUnited States Court of Federal Claims
DecidedOctober 22, 2012
DocketNo. 11-130 C
StatusPublished
Cited by2 cases

This text of 107 Fed. Cl. 459 (Return Mail, Inc. v. United States) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Return Mail, Inc. v. United States, 107 Fed. Cl. 459, 2012 U.S. Claims LEXIS 1415, 2012 WL 5866140 (uscfc 2012).

Opinion

ORDER

MEROW, Senior Judge.

This matter is before the court on Defendant’s Motion to Disqualify Plaintiffs Proposed Expert Witness, Mr. Angelo Wider, and Motion for a Protective Order Preventing His Access to Protected Information (ECF No. 30, filed under seal on April 30, 2012); Plaintiffs Opposition (ECF No. 34, filed under seal on May 17, 2012); and Defendant’s Reply (ECF No. 35, filed under seal on May 29, 2012). Oral argument was held on August 29, 2012.

These submissions contain defendant’s position concerning plaintiffs retention of Mr. Wider as an expert witness or expert consultant in this case and his access to protected information.

Mr. Wider retired in March of 2010 as an executive with the United States Postal Service (USPS) after twenty-nine years of service, culminating as Manager, Finance Administration, Headquarters, Washington, DC, a position he held from March of 2000 until March of 2010 in which he “overs[aw], manage[d] and coordinate^] the administrative operations of the [USPS’s] Chief Financial Officer.” (Def.’s Mot. Disqualify Ex. Dl, ECF No. 30-4 & Def.’s Mot. Disqualify 6, ECF No. 30 (brackets in original).)

Despite earlier indications to the contrary,2 plaintiff represented that Mr. Wider would not be offering expert testimony at the Claims Construction Hearing in this matter scheduled for December 20, 2012, but might offer expert testimony in subsequent pro[461]*461ceedings in this case, thus necessitating resolution of the disqualification issues presented.

As discussed more fully below, defendant’s motion is denied without prejudice to renewal should specific issues in this regard arise. Background

Plaintiff Return Mail, Inc. (RMI) seeks compensation for the alleged unauthorized use and manufacture by, or for, the USPS of certain methods and systems for providing address change service promoted under the registered trademark OneCode ACS (address change service)3 and implemented by a system known as the Postal Automated Redirection System (PARS). RMI alleges that the OneCode ACS service and the PARS system infringe seventeen claims of United States Patent No. 6,826,548 Cl (the “'548 Patent”) and its Reexamination Certificate directed to methods and systems for processing returned and undeliverable mail, including steps for obtaining the updated address of the intended recipient, which substantially reduce the significant cost to the USPS of handling returned mail. Defendant has denied infringement and asserted several affirmative defenses, including that the claims of the patent-in-suit are invalid in view of prior art. (Def.’s Mot. Disqualify 2, ECF No. 30 (citing Pl.’s Initial Disclosure of Asserted Claims); Pl.’s Opp’n Mot. Disqualify 1, ECF No. 34.)

RMI states that the USPS met with RMI representatives several times to discuss licensing RMI’s methods and processing inventions but no agreement was reached. Rather, according to RMI, defendant sought to invalidate RMI’s patent by instituting an ex parte reexamination proceeding at the Patent and Trademark Office (PTO). Those efforts were unsuccessful, and on September 27, 2010, the PTO issued the '548 Reexamination Certificate, certifying as patentable twenty-five claims, some of which are asserted in this case. (Pl.’s Opp’n Mot. Disqualify 1, ECF No. 34.)

Defendant contends that in the positions he held with the USPS, Mr. Wider was privy to confidential and/or privileged information relevant to this case that precludes his expert testimony for RMI and his access to protected information. Alternatively, defendant contends that if Mr. Wider is not disqualified, he should be prevented from accessing protected information. (Def.’s Mot. Disqualify 8, ECF No. 30 (citing Lacroix v. BIG Corp., 339 F.Supp.2d 196, 201 (D.Mass.2004)).)

RMI responds that defendant did not meet its heavy burden on disqualification and failed to point to any specific disclosure of confidential, proprietary or privileged information relevant to the instant litigation. Rather, RMI represents that any data that Mr. Wider would rely upon for his expert opinions would be public.

Legal Standards

The court’s inherent discretion to disqualify an expert witness is used sparingly. Koch Refin. Co. v. Jennifer L. Boudreaux MV, 85 F.3d 1178, 1181 (5th Cir. 1996). See Hanlon v. Sec’y of Health & Human Servs., 191 F.3d 1344,1350 (Fed.Cir.1999) (stating that disqualification is not mandated unless it is reasonable to conclude that the proposed expert possessed confidential information that would prejudice the moving partyXeiting Koch). In situations other than an expert switching sides, a clear-cut ease for disqualification, the parties concur that generally, disqualification requires an affirmative response to two inquiries: (1) did Mr. Wider and the USPS have a confidential relationship; and (2) in the course of that relationship, did the USPS disclose any privileged or confidential information relevant to the instant proceeding? (Id.) A third factor has been applied, namely a balance between the integrity of the judicial system, the protection of Mr. Wider’s ability to pursue his professional calling and respect for RMI’s right to retain an expert of its own choosing. 85 F.3d at 1182. As for the latter, RMI represents that there are few experts knowledgeable about the USPS willing to go adverse to that monopoly, thus tilting the scale in favor of denying disqualification.

[462]*462Also pertinent are the ethical restrictions on former government employees contained in 18 U.S.C. § 207 including a permanent ban on involvement in matters in which they “participated personally and substantially,” and for two years for certain matters that were “actually pending under his or her official responsibility” within one year of his or her last date of service. 18 U.S.C. § 207(a)(1)(B) & (a)(2)(B). Disqualification authority also rests in Rule 26(c) of the Rules of the Court of Federal Claims (RCFC) which has been used “to prevent the expert from accessing ‘confidential research, development, or commercial information’ related to a prior business relationship.” (Def.’s Mot. Disqualify 6, EOF No. 30 (citations omitted).)

Discussion

Relevant both to the question whether the USPS had an objective expectation of a confidential relationship with Mr. Wider, and whether confidential or privileged information relevant to the instant case was disclosed to him (the second prong discussed infra) is his position history with the USPS. Mr. Wider was the Manager, Finance Administration, Headquarters, a position he held for the last ten years of his twenty-nine year career with the USPS. His resume listed his duties and responsibilities as:

Oversees, manages and coordinates the administrative operations of the Chief Financial Officer:
-Coordinates functional reviews of the Controller, Treasurer, Purchasing and Materials, Chief Technology Officer and, Information Technology.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
107 Fed. Cl. 459, 2012 U.S. Claims LEXIS 1415, 2012 WL 5866140, Counsel Stack Legal Research, https://law.counselstack.com/opinion/return-mail-inc-v-united-states-uscfc-2012.