Reich v. District Lodge 720

11 F.3d 1496
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 16, 1993
Docket92-55154
StatusPublished
Cited by3 cases

This text of 11 F.3d 1496 (Reich v. District Lodge 720) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Reich v. District Lodge 720, 11 F.3d 1496 (9th Cir. 1993).

Opinion

11 F.3d 1496

145 L.R.R.M. (BNA) 2001, 62 USLW 2396,
127 Lab.Cas. P 10,972

Robert REICH,* Secretary of Labor, United States
Department of Labor, Plaintiff-Appellant,
v.
DISTRICT LODGE 720, INTERNATIONAL ASSOCIATION OF MACHINISTS
and AEROSPACE WORKERS, AFL-CIO, Defendant-Appellee.

No. 92-55154.

United States Court of Appeals,
Ninth Circuit.

Argued and Submitted July 14, 1993.
Decided Dec. 16, 1993.

Mary A. Sedgwick, Asst. U.S. Atty., Los Angeles, CA, for plaintiff-appellant.

Robert A. Bush, Taylor, Roth, Bush & Geffner, Burbank, CA, for defendant-appellee.

Appeal from the United States District Court for the Central District of California.

Before: WOOD, Jr.,** REINHARDT, and RYMER, Circuit Judges

REINHARDT, Circuit Judge:

The primary question before us is what a union must do to comply with the provision of section 401(e) of the Labor-Management Reporting and Disclosure Act of 1959 ("LMRDA") that requires unions to give notice of union elections to their members. Here we consider the rules that apply when notice is given by mailing the union newspaper to the membership. There is little case law on point.

I. Facts and Proceedings

On July 19, 1989, District 720, International Association of Machinists and Aerospace Workers, AFL-CIO ("District 720" or "the union") conducted elections for President and Secretary-Treasurer that were subject to Title IV of the LMRDA, 29 U.S.C. section 481 et seq. The union notified its membership of the elections by means of its monthly newsletter. The newsletter was timely mailed to about 6200 union members but was not sent to more than 2000 other members for whom the union had no addresses or believed it had incorrect addresses. The incumbent candidates won re-election for the two union offices in dispute here by the following margins:

Office                  Votes              Percentage
             Incumbent  Challeng.  Diff.  Inc.  Chall.
President    1608       1165       443    57    42
Sec.Treas.   1634       1123       511    59    40

Several union members protested the election and, after exhausting their internal remedies, filed a complaint with the Department of Labor. 29 U.S.C. Sec. 482(a). The Secretary of Labor ("the Secretary") conducted an investigation and brought this action to have the election set aside and a new election conducted under his supervision. 29 U.S.C. Sec. 482(b). After significant pre-trial proceedings, the district court denied the Secretary's motion for summary judgment and granted District 720's. The Secretary appeals. We have jurisdiction under 28 U.S.C. section 1291. We reverse and remand.

II. Statutory and Regulatory Framework

The purpose of Title IV is to insure free and democratic union elections and offset some of the inherent advantages that incumbents enjoy over rank and file members. International Org. of Masters, Mates, & Pilots v. Brown, 498 U.S. 466, 476, 111 S.Ct. 880, 887, 112 L.Ed.2d 991 (1991). However, as we have often stated, Congress meant to further this basic policy with a minimum of governmental inference in the internal affairs of unions. E.g. Brock v. Writers Guild of Am., 762 F.2d 1349, 1355 (9th Cir.1985). Section 401(e) of the LMRDA, 29 U.S.C. section 481(e), inter alia requires that "[n]ot less than fifteen days prior to the election notice thereof shall be mailed to each member at his last known home address" by the union. A Labor Department regulation implementing this provision permits a union to comply by publishing the notice in its newspaper and mailing it to the members in a timely fashion. 29 C.F.R. Sec. 452.100. The regulation requires that "a reasonable effort must be made to keep the mailing list of the publication current." Sec. 452.100(d).

The Secretary has the exclusive authority to seek a post-election judicial remedy for breaches of Title IV. 29 U.S.C. Sec. 483. Before filing a complaint, the Secretary must find probable cause to believe that a violation "infecting" the election has occurred. Dunlop v. Bachowski, 421 U.S. 560, 570, 95 S.Ct. 1851, 1859, 44 L.Ed.2d 377 (1975); Shelley v. Brock, 793 F.2d 1368, 1372-73 (D.C.Cir.1986). LMRDA section 402, 29 U.S.C. Sec. 482(c)(2), establishes the procedural framework for an enforcement action by the Secretary:

If, upon a preponderance of the evidence after a trial upon the merits, the court finds--

. . . . .

(2) that the violation of section 481 of this title may have affected the outcome of an election,

the court shall declare the election, if any, to be void, and direct the conduct of a new election under the supervision of the Secretary and, so far as practicable, in conformity with the constitution and bylaws of the labor organization.

The Supreme Court has interpreted the statute as providing that once a violation of section 481 is established, the union has the burden of showing that it did not affect the outcome of the election. See Wirtz v. Hotel Employees Union Local 6, 391 U.S. 492, 506-07, 88 S.Ct. 1743, 1751-52, 20 L.Ed.2d 763 (1968); Marshall v. Local 458 Int'l Bhd. of Teamsters, 643 F.2d 575, 577-78 (9th Cir.1980).

III. The District Court Erred in Resolving this Case on Summary Judgment

A. Overview

The parties agree that 6229 union members were mailed copies of the edition of District 720's newsletter that contained the election notice. The newsletter qualifies as a newspaper under the regulations. The Secretary claims that 2061 members were omitted from the mailing list. Of these, 2014 names appeared on what the union calls its "morgue list", i.e., bad address list. The union argues that the morgue list figure of 2014 represents the total number of members who were not mailed notice of the election. In other words, a 47-member difference exists between the union's and the Secretary's calculations of District 720's total membership. The district court concluded that this genuine factual dispute was immaterial for purposes of summary judgment. We agree with that conclusion, although not necessarily for the same reasons.

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