Opinion for the Court filed by Circuit Judge SPOTTSWOOD W. ROBINSON, III.
SPOTTSWOOD W. ROBINSON, III, Circuit Judge:
Petitioners, manufacturers of motor homes,
challenge the decision of the Environmental Protection Agency (EPA) to treat their products as “medium and heavy trucks” for purposes of regulating noise emission levels
under the Noise Control Act of 1972.
EPA’s promulgation of regulations to that end was procedurally defective, they contend, and without evidentiary foundation. Our review leads us to conclude that EPA not only acted within the bounds of the Act’s procedural demands, but also provided adequate support for subjecting motor homes to the requirements established for medium and heavy trucks.
I. BACKGROUND
In 1972, Congress enacted the Noise Control Act in response to the growing threat posed nationwide by uncontrolled noise in the environment.
In so doing, Congress declared that “it is the policy of the United
States to promote an environment for all Americans free from noise that jeopardizes their health or welfare.”
The Act vests broad discretion
in the Administrator of EPA to coordinate the development of standards setting permissible noise levels,
and to issue regulations governing noise emissions of products introduced into the stream of commerce.
To guide the Administrator in discharging the latter duty, the Act prescribes a two-step regulatory process. First, under Section 5(b), the Administrator must consult with appropriate federal agencies, and then compile and publish a list of products or classes of products that in his judgment are “major sources of noise.”
Second, under Section 6(a), he must promulgate noise emission standards, to the extent deemed feasible, for each product which is identified, or which is part of a class identified, under Section 5(b),
and which falls within one of four designated product categories.
In early 1974, EPA proceeded under Section 5(b) to assemble information on major sources of noise in the transportation equipment product category.
On June 21,1974, EPA published a notice listing medium and heavy trucks,
one of nine subcategories of transportation equipment,
as a major source of noise.
Nowhere in the notice, however, was there any mention of motor homes.
Nevertheless, on October 30,1974, EPA published proposed noise emission
standards
“applicable to any motor vehicle which has a gross vehicle weight rating (GVWR) in excess of 10,000 pounds, [and] which has been designed for transportation of persons and property on a highway or street .. .
includpng] such vehicles as motor homes.
. . .”
Public hearings were held, and petitioners submitted written comments
challenging the inclusion of motor homes within the regulations’ coverage.
Final regulations were published on April 13, 1976,
but, unlike the notice of proposed rulemaking,
they were not explicit about whether they were applicable to motor homes. Instead, the coverage section of the regulations broadly encompassed “any vehicle which has a gross vehicle weight rating (GVWR) in excess of 10,000 pounds, [and] which is capable of transportation of property on a highway or street.”
As a result, on May 13, 1976, petitioner Recreation Vehicle Industry Association sought clarification from EPA as to the applicability of the regulations to motor homes.
When, four months later, EPA still had not responded, RVIA filed a petition for review in this court.
Not until December 22,1976, more than seven months after RVIA submitted its request for clarification, did EPA notify RVIA that the regulations were intended to embrace mo
tor homes.
After briefing, but prior to oral argument in this court, RVIA sought reconsideration of the decision to include motor homes within the regulations’ ambit,
and EPA agreed.
On August 3, 1977, however, EPA published the results of its reconsideration, and once again refused to exclude motor homes from the regulations.
The process of review in this court then resumed.
Petitioners challenge any application of these regulations to motor homes on two grounds. They assert that because EPA did not list motor homes as a major source of noise pursuant to Section 5(b) of the Act,
it lacks authority to issue noise emission standards respecting such vehicles under Section 6(a).
Petitioners also contend that EPA’s decision to bring motor homes within the coverage of the medium and heavy truck regulations
was arbitrary and capricious because it never tested or otherwise studied motor homes per se to determine whether their inclusion was justified.
In addition to resisting these claims, EPA argues that this court lacks jurisdiction to consider RVIA’s petition for review because it was filed more than 90 days after promulgation of the regulations in suit.
We address the jurisdictional question first,
and then the issues on the merits.
II. JURISDICTION
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Opinion for the Court filed by Circuit Judge SPOTTSWOOD W. ROBINSON, III.
SPOTTSWOOD W. ROBINSON, III, Circuit Judge:
Petitioners, manufacturers of motor homes,
challenge the decision of the Environmental Protection Agency (EPA) to treat their products as “medium and heavy trucks” for purposes of regulating noise emission levels
under the Noise Control Act of 1972.
EPA’s promulgation of regulations to that end was procedurally defective, they contend, and without evidentiary foundation. Our review leads us to conclude that EPA not only acted within the bounds of the Act’s procedural demands, but also provided adequate support for subjecting motor homes to the requirements established for medium and heavy trucks.
I. BACKGROUND
In 1972, Congress enacted the Noise Control Act in response to the growing threat posed nationwide by uncontrolled noise in the environment.
In so doing, Congress declared that “it is the policy of the United
States to promote an environment for all Americans free from noise that jeopardizes their health or welfare.”
The Act vests broad discretion
in the Administrator of EPA to coordinate the development of standards setting permissible noise levels,
and to issue regulations governing noise emissions of products introduced into the stream of commerce.
To guide the Administrator in discharging the latter duty, the Act prescribes a two-step regulatory process. First, under Section 5(b), the Administrator must consult with appropriate federal agencies, and then compile and publish a list of products or classes of products that in his judgment are “major sources of noise.”
Second, under Section 6(a), he must promulgate noise emission standards, to the extent deemed feasible, for each product which is identified, or which is part of a class identified, under Section 5(b),
and which falls within one of four designated product categories.
In early 1974, EPA proceeded under Section 5(b) to assemble information on major sources of noise in the transportation equipment product category.
On June 21,1974, EPA published a notice listing medium and heavy trucks,
one of nine subcategories of transportation equipment,
as a major source of noise.
Nowhere in the notice, however, was there any mention of motor homes.
Nevertheless, on October 30,1974, EPA published proposed noise emission
standards
“applicable to any motor vehicle which has a gross vehicle weight rating (GVWR) in excess of 10,000 pounds, [and] which has been designed for transportation of persons and property on a highway or street .. .
includpng] such vehicles as motor homes.
. . .”
Public hearings were held, and petitioners submitted written comments
challenging the inclusion of motor homes within the regulations’ coverage.
Final regulations were published on April 13, 1976,
but, unlike the notice of proposed rulemaking,
they were not explicit about whether they were applicable to motor homes. Instead, the coverage section of the regulations broadly encompassed “any vehicle which has a gross vehicle weight rating (GVWR) in excess of 10,000 pounds, [and] which is capable of transportation of property on a highway or street.”
As a result, on May 13, 1976, petitioner Recreation Vehicle Industry Association sought clarification from EPA as to the applicability of the regulations to motor homes.
When, four months later, EPA still had not responded, RVIA filed a petition for review in this court.
Not until December 22,1976, more than seven months after RVIA submitted its request for clarification, did EPA notify RVIA that the regulations were intended to embrace mo
tor homes.
After briefing, but prior to oral argument in this court, RVIA sought reconsideration of the decision to include motor homes within the regulations’ ambit,
and EPA agreed.
On August 3, 1977, however, EPA published the results of its reconsideration, and once again refused to exclude motor homes from the regulations.
The process of review in this court then resumed.
Petitioners challenge any application of these regulations to motor homes on two grounds. They assert that because EPA did not list motor homes as a major source of noise pursuant to Section 5(b) of the Act,
it lacks authority to issue noise emission standards respecting such vehicles under Section 6(a).
Petitioners also contend that EPA’s decision to bring motor homes within the coverage of the medium and heavy truck regulations
was arbitrary and capricious because it never tested or otherwise studied motor homes per se to determine whether their inclusion was justified.
In addition to resisting these claims, EPA argues that this court lacks jurisdiction to consider RVIA’s petition for review because it was filed more than 90 days after promulgation of the regulations in suit.
We address the jurisdictional question first,
and then the issues on the merits.
II. JURISDICTION
EPA renews the contention this court earlier rejected in denying the agency’s motion to dismiss RVIA’s petition for untimeliness.
EPA asserts that because RVIA waited until September 20, 1976, to come forth with its petition to review regulations promulgated 160 days earlier on April 13, 1976, it failed to comply with the Act’s requirement
that review petitions be filed
within 90 days of a challenged regulation’s issuance.
We explain why this theory is unacceptable.
Before any litigant reasonably can be expected to present a petition for review of an agency rule, he first must be put on fair notice that the rule in question is applicable to him. Otherwise the agency could promulgate a confusing regulation and, after expiration of the time for any judicial contest, clarify it to the surprise and prejudice of a party whose opportunity for judicial review meanwhile has been extinguished.
Here, for a considerable period, EPA left unclear the applicability of its truck regulations to the motor home industry. The agency cannot now take advantage of the obscurity of intentions in order to defeat rights statutorily conferred.
Pursuant to its obligations under Section 5(b) of the Act, EPA published a list of major sources of noise, including medium and heavy trucks, without mention of motor homes
eo nomine.
Later, the agency published a notice of intended rulemaking and specifically referred to motor homes as subject to the proposed noise emission standards.
In response, petitioners submitted extensive comments objecting to any such treatment of motor homes and seeking to exclude them from coverage.
When adopted in final form, the regulations made no mention whatsoever of motor homes.
EPA argues that because RVIA was an active participant in the rulemaking proceeding, it is disingenuous for it to claim uncertainty about whether the regulations as adopted were applicable to motor homes.
We cannot agree. It is true — given the specific reference to motor homes in the October 30, 1974, notice of intended rulemaking — that RVIA had reason to expect that any noise emission standards ultimately promulgated might be directed to motor homes along with medium and heavy trucks generally. But, particularly in light of the subsequent efforts of both RVIA and Chrysler to secure the exemption of motor homes from coverage,
we think EPA’s total silence on motor homes in the final regulations was sufficiently equivocal to leave RVIA in doubt about whether motor homes were subject to the new standards. Nor was this ambiguity diminished by EPA’s modification of the applicability provision of the final regulations to cover vehicles
“capable
of transportation of
property,”
rather than those
“designed
for transportation of
persons and property”
as proposed in the notice of rulemaking.
On the contrary, elimination of the reference to “persons” could serve only to heighten the uncertainty; for while motor homes are “capable of transportation of property,” they are more commonly considered vehicles “designed for transportation of persons.”
RVIA’s prompt request for agency clarification lends credence to its claim that it was confused about whether the final regulations applied to motor homes. It also signifies RVIA’s good faith in bringing the ambiguity to the agency’s attention. And the seven months that elapsed between RVIA’s bid for elucidation and EPA’s response tends to belie the agency’s claim that motor homes were “obviously covered” by the final regulations.
There simply is no reason to assume that, had the question of coverage been as straightforward as
EPA urges, a much more timely response would not have been forthcoming.
As a general rule, of course, counsel would be wise to file a protective petition for review within the statutory 90-day period, even though a request for clarification is pending before the agency. But we adhere to our previously-announced belief that when an agency leaves room for genuine and reasonable doubt as to the applicability of its orders or regulations, the statutory period for filing a petition of review is tolled until that doubt is eliminated.
Thus, since it was not until December 22, 1976, that EPA made clear that the noise emission standards were applicable to motor homes, RVIA had until March 22, 1977, to file its petition for review. Because it did so well within that period,
we conclude that we have jurisdiction to proceed to the merits of its claims.
III. PROCEDURAL COMPLIANCE
Petitioners’ first contention is that EPA lacked authority to regulate motor homes because it failed to include such vehicles on its published list of major sources of noise. As previously noted,
the Act requires the Administrator to “publish a report identifying products (or
classes
of products) which in his judgment are major sources of noise.”
This the agency did, and its June 21, 1974, notice labeled medium and heavy trucks as major noise offenders.
It is true, as RVIA says, that the words “motor home” nowhere appeared in the notice.
But it also is true that the Section 5(b) listing made no specific reference to fire engines, trash removal vehicles, cement mixers, or the many other specialized vehicles that EPA plainly had in mind.
By designating medium and heavy trucks, EPA sought to deal with a large class of noisy motor vehicles typified by common noise-generating components. The record is clear that the vast majority of motor homes are built on standard truck chassis, which arrive at the motor home manufacturer’s plant with an engine, exhaust system, cooling system, and power train — the major sources of noise
— already installed.
RVIA has consistently maintained that manufacturers rarely modify any of these mechanical systems when they attach a motor home body to the truck
chassis.
Given the virtually identical structural design of chassis for motor homes and trucks, EPA certainly was free to consider motor homes part of the
class
denominated medium and heavy trucks.
Chrysler, on the other hand, represents that the motor home chassis it manufactures are sufficiently different from its truck chassis to call for their own set of standards.
But we cannot say that EPA abused its discretion in initially including all motor homes as a type of medium or heavy truck for purposes of its Section 5(b) notice. We know of nothing requiring EPA to promulgate separate regulatory codes for every individual subclass of medium and heavy trucks given the similarities in their noise producing characteristics.
Accordingly, we must reject petitioners’ contention that EPA’s failure to single out motor homes as a major source of noise pursuant to Section 5(b) barred the agency from pro-
mulgating noise emission control standards for such vehicles under Section 6(a) of the Act.
IV. SUBSTANTIVE COMPLIANCE
There remains the contention that EPA acted arbitrarily in applying to motor homes regulations aimed at controlling noise emitted by medium and heavy trucks. Two arguments have been advanced to support this claim. RVIA asserts that because EPA failed to study the “magnitude and conditions of use” of motor homes, “the degree of noise reduction achievable,” and the “cost of compliance” to motor home manufacturers, all as required by Section 6(c) of the Act,
the agency has no basis upon which to support its subjection of motor homes to the truck regulations.
More particularly, RVIA argues that the regulations as adopted unfairly impose upon its
member manufacturers the expense of bringing motor homes into compliance with the truck standards when it is the chassis— which they do not manufacture — that is the major source of noise.
Chrysler, on the other hand, asserts, apparently for the first time, that the unique design characteristics of the chassis it manufactures for the motor homes it assembles make application of the truck regulations to its motor homes unjustifiable.
Chrysler says, in essence, that its motor homes simply are not trucks, and should be governed, if at all, only by regulations promulgated specifically for its products.
As we have observed, EPA reconsidered the inclusion of motor homes in its medium and heavy truck regulations in light of the arguments advanced in RVIA’s second petition for reconsideration.
RVIA contended therein that because the regulations required motor home manufacturers to shoulder the entire technical and economic burden of bringing motor homes, including the chassis, into compliance with the new standards — a burden many of its smaller members allegedly could not bear — the regulations as applied were arbitrary.
After reconsideration, however, EPA again concluded that application of the regulations to motor homes was reasonable.
At our request, EPA has submitted for our review the record on which it based that decision, as well as a memorandum specifying those items in the record upon which it primarily relied. The manufacturers, at our invitation, have responded, and we accordingly have examined RVIA’s claims as thus illuminated. We find adequate support in the record as a whole for EPA’s decision to hold motor home manufacturers responsible for bringing their products into compliance with the noise emission control standards prescribed for medium and heavy trucks.
EPA predicated its action on two grounds. First, it found that because the vast majority of motor home chassis are identical or substantially similar to chassis incorporated into other vehicles that have been shown to meet the noise standards, motor home manufacturers have ready access to chassis to which noise-attenuation technology already has been applied.
Moreover, in view of the truck industry’s growing expertise in noise reduction and the consequent availability of such devices as thermostatically controlled fans, better mufflers, and other noise-attenuation equipment of relatively low cost, EPA further found that the degree of noise reduction achievable was such that bringing motor homes into compliance with the noise standards was neither impracticable nor unduly burdensome.
Second, although acknowledging that the regulations do in fact place upon the motor home manufacturer, rather than the chassis manufacturer, the burden of demonstrating compliance through production verification testing,
EPA found that the cost of such testing is small.
After noting the high degree of standardization among motor
home chassis, EPA also found that most home manufacturers will have to perform a maximum of only four production verification tests per year, far fewer than .most manufacturers of other truck-type vehicles.
The agency further found that although some motor home manufacturers are located many miles from established noise-testing facilities, numerous truck manufacturers have performed valid production verification testing in large parking lots or on local airport runways using relatively inexpensive sound measurement equipment, and thus that similar testing could be performed as easily and inexpensively by motor home manufacturers.
Accordingly, EPA concluded that the compliance expense for motor home manufacturers not only is reasonable but also compares favorably to that of other truck manufacturers.
Our task is to determine “whether the [agency] decision was based on a consideration of relevant factors[,] ... whether there has been a clear error of judgment,”
and whether the agency has fulfilled its obligation to “articulate a ‘rational connection between the facts found and the choice made.’ ”
We are not at liberty either to supply a rationale of our own
or to accept an after-the-fact justification for the agency’s action.
But where, as here, the agency has voluntarily conducted postrulemaking proceedings in an effort to cure alleged defects, we are loathe to require it to repeat every step in the administrative process merely because its initial action may have been partially flawed. Here, albeit after the regulations at issue were promulgated, EPA fully considered the relevant factors
and made a reasoned decision
based upon substantial evidence.
Even though part of the record underpinning that decision was compiled subsequent to adoption of the regulations, we think any defect previously existent was cured and that a remand merely for the sake of procedural formality would serve no useful purpose.
We are mindful of Chrysler’s complaint that its motor home chassis are so significantly different from the truck chassis it manufactures as to make application of the truck noise emission standards to its motor homes unreasonable. But we have not been referred to, nor have we found, anything in the record showing that this objection was raised either during the rule-making proceeding or in a timely-filed petition for reconsideration. This contention goes to the heart of the findings underlying EPA’s decision to make the truck regulations applicable to motor homes,
and had Chrysler brought its present thesis to EPA’s attention either during the comment period of the rulemaking process or in a petition for reconsideration, the agency would have been obliged to justify application of the standards to Chrysler’s motor homes. Having failed to do so, however, Chrysler is not now entitled to have the record remanded for agency consideration on that score. Accordingly, we also affirm EPA’s decision to apply the regulations to Chrysler’s motor homes.
So ordered.