RD v. State

706 So. 2d 770, 1997 WL 48315
Procedural entryThis page is a short order in RD v. State. Read the opinion of the Court — 706 So. 2d 770
Court of Criminal Appeals of Alabama·Decided November 21, 1997·No. CR-92-0426·Published

Opinion

706 So.2d 770 (1997)

R.D.[1]
v.
STATE.

CR-92-0426.

Court of Criminal Appeals of Alabama.

February 6, 1997.
Rehearing Denied May 2, 1997.
Certiorari Quashed November 21, 1997.

*773 Jeffery Duffey, Montgomery; Richard Jordan and Benjamin Locklar, Montgomery; and Rebecca K. Stephenson, Birmingham, for appellant.

Bill Pryor, atty. gen., and Steve Willoughby, LaVette Lyas Brown, and G. Ward Beason, asst. attys. gen., for appellee.

Alabama Supreme Court 1961357.

PER CURIAM.

The appellant, R.D., was charged in separate indictments with first degree sexual abuse, see Ala.Code 1975, § 13A-6-66, against his daughters, C.D. (CC-92-934), J.D. (CC-92-935), and E.D. (CC-92-936). The cases were consolidated for trial.

Briefly stated, the evidence at trial tended to show that R.D. touched what his daughters referred to as their "privates" with his finger and his penis, in some instances. Members of the staff at the church the children attended became concerned, based on physical and behavioral manifestations, that the children may have been sexually abused, and they reported their concerns to the Department of Human Resources. In counseling *774 sessions following their parents' divorce after a violent marriage, the children reported that R.D. abused them. The children were examined by several physicians, whose testimony as to the physical signs of abuse differed. The physicians called by the State indicated that C.D. demonstrated signs consistent with anal penetration, and that E.D.'s genital area was possibly consistent with penetration. One of the physicians called by the defense testified that the evidence he viewed indicated that all three children had been sexually abused, but that the abuse had occurred after R.D.'s visitation with them was suspended. R.D. testified on his own behalf; he denied abusing his children and alleged that his ex-wife had, over a period of years, created a scenario in which she could falsely accuse him of sexual abuse.

The jury found R.D. guilty of sexually abusing C.D. and E.D. and acquitted him of the charge involving J.D. He was sentenced to two consecutive 10-year terms of imprisonment.

I

The appellant contends that the trial court erred by refusing to allow experts to testify concerning the results of the Derogatis Sexual Functioning Inventory, the penile plethysmograph, and the Minnesota Multiphasic Personality Inventory, all of which were administered to the appellant. He contends that his witnesses' testimony about his performance on these tests demonstrated that he did not manifest the symptoms of a sexual abuser of children, and this evidence was critical to his defense that he did not abuse his daughters. The trial court excluded the evidence after considering the following testimony.

Paul VanWyk, a psychologist at Bullock County Correctional Facility, testified as to the tests, which were administered to R.D. in Atlanta by Dr. Henry Adams. VanWyk was not present when the tests were administered and he reviewed no raw data. He only read the reports. VanWyk stated that the Derogatis Sexual Functioning Inventory is a written test designed to evaluate a person's sexual knowledge, attitudes, and experience. It does not indicate whether a person did or did not commit a specific sexual crime.

The penile plethysmograph measures variations in the size of a man's penis in response to a variety of audio and visual stimuli. The stimuli include males and females of all ages, engaged in both consensual and nonconsensual sexual behavior. VanWyk testified that the plethysmograph is similar to a polygraph in that both measure physiological responses and the results in both can be affected by medication, alcohol, and smoking. R.D.'s counsel stated that the results of these tests were offered to show the appellant's sexual tendencies and to establish his good character by showing he lacked a deviate sexual personality.

Deloris Roys, the director of Highland Institute for Behavioral Change, a sex offender treatment center, administered a second battery of tests to R.D. in December 1991. Among those tests were a paper and pencil test, the Minnesota Multiphasic Personality Inventory (MMPI), and the penile plethysmograph. Roys described the steps followed in administering these two tests, and stated that the tests generally are considered to be valid and reliable. She testified that the MMPI supplies a personality profile; it is not used to measure sexual deviance and does not indicate whether a person is a sex offender. Similarly, she testified that the plethysmograph measures changes in penis circumference and displays an arousal pattern, but it does not indicate whether the subject actually experienced a sexual episode with a certain individual. Roys acknowledged that she could not state whether R.D. was guilty or innocent of the crimes with which he was charged.

After considering the testimony elicited at the hearings on the admissibility of the evidence, as well as the relevant legal authorities and the arguments of counsel, the trial court held that it would not admit the plethysmograph or the MMPI for the purposes for which R.D. stated they were being offered. (R. 9, 135.)[2]

*775 During trial, but outside the jury's presence, R.D. offered additional testimony of Deloris Roys. Roys stated that, based on the battery of tests she administered to R.D. (all of which, she testified, were valid, reliable, and generally accepted in the scientific community), she concluded that R.D. showed none of the characteristics that would indicate to her that he needed sex offender treatment, and that his test results did not indicate fetishisms, sexual deviations, obsessive compulsive ruminations, or sexual acting out. She further testified that she did not conclude from the test results that R.D. was a pedophile. R.D. then argued to the court that Roys should be permitted to render an opinion as to his character or lack of deviate sexual personality, based on tests she had administered other than the MMPI and plethysmograph. The trial court denied R.D.'s request, stating that character evidence can be proven only through reputation evidence, and citing Washington v. State, 539 So.2d 1089, 1100 (Ala.Crim.App.1988).

R.D. argues on appeal that his experts should have been permitted to testify as to the test results to show that he did not demonstrate the characteristics of a child sex abuser, which he asserted before and during trial (R. 1, 672; R. 9, 3), constituted "good character" evidence. We hold that the trial court properly excluded this evidence.

We begin our analysis by noting that a trial court has broad discretion over the admissibility of expert testimony at trial, and a court's exercise of that discretion will not be reversed unless it has palpably abused that discretion. E.g., Bowden v. State, 610 So.2d 1256 (Ala.Crim.App.1992). The trial court's exercise of discretion here is supported by at least two distinct lines of authority. First, R.D. argued at trial that his experts' testimony as to the test results was "primarily good character evidence showing lack of any deviate sexual personality." (R. 9, 3.) The trial court correctly stated that the lack of a deviate sexual personality is not permissible character evidence, because Alabama law allows only testimony about general reputation or about reputation as to a specific trait. Washington v. State, 539 So.2d 1089, 1100 (Ala.Crim.App.1989); C. Gamble, McElroy's Alabama Evidence § 27.01

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RD v. State, 706 So. 2d 770, 1997 WL 48315 (Ala. Ct. App. 1997).

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