RC v. Com.

101 S.W.3d 897, 2002 WL 1488676
CourtCourt of Appeals of Kentucky
DecidedJuly 13, 2002
Docket2001-CA-001080-DG
StatusPublished

This text of 101 S.W.3d 897 (RC v. Com.) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
RC v. Com., 101 S.W.3d 897, 2002 WL 1488676 (Ky. Ct. App. 2002).

Opinion

101 S.W.3d 897 (2002)

R.C.[1], Appellant,
v.
COMMONWEALTH of Kentucky, Cabinet for Families and Children; S.C.; and I.C., Appellees.

No. 2001-CA-001080-DG.

Court of Appeals of Kentucky.

July 13, 2002.
Discretionary Review Denied April 17, 2003.

*898 Natalie S. Wilson, Elizabeth S. Hughes, Gess Mattingly & Atchison, PSC, Lexington, KY, for appellant.

Duane F. Osborne, Assistant Fayette County Attorney, Stephen D. Milner, Hughes, Lowry, Milner & Hayworth, Lexington, KY, for appellees.

Before BUCKINGHAM, KNOPF, and SCHRODER, Judges.

OPINION

KNOPF, Judge.

This matter came before the Court on discretionary review by R.C. R.C. seeks review of an order of the Fayette Circuit Court affirming an order by the juvenile branch of the Fayette District Court which concluded that his daughter, I.C., is an abused child within the meaning of KRS 600.020. R.C. argues that the trial court erred by allowing a licenced clinical social worker to express an opinion that the child's symptoms were indicative of sexual abuse. He further argues that the trial court erred by allowing I.C.'s mother to testify regarding the child's out-of-court statements. We agree with both arguments. Hence, we reverse the finding that I.C. is an abused child, and we remand this matter to the juvenile branch of the Fayette District Court for a new hearing.

R.C. and S.C. were married in 1992. Three children were born of the marriage: a son, L.C. (age 7 at the time of the hearing); and two daughters, I.C. (age 5 at the time of the hearing), and A.C. (age 3 at the time of the hearing). R.C. and S.C. divorced in 1999 and were awarded joint custody of the children. Although S.C. was designated as the children's residential custodian, R.C. had frequent visits with them.

On February 18, 2000, S.C. was called to Ashland to attend to her dying brother. She asked R.C. and his new wife E.C. to keep I.C. and A.C. R.C. and E.C. kept the *899 younger two children until Friday, February 25, 2000. On the latter date, E.C. drove I.C. and A.C. from Lexington to Ashland to return the children to S.C. The following day, S.C. and all three children returned to Lexington.

S.C. testified that during the evening of Sunday, February 27, 2000, I.C. was very anxious and unwilling to go to sleep. S.C. told I.C. that she was going to tuck in L.C., but that she would return to lay down beside I.C. S.C. then turned out the light and left the room. S.C. testified that when she returned to the room, I.C. was startled and shouted to her mother, "you're not going to spank me, are you?" S.C. responded, "no honey, I'm coming to lay with you. I told you I was going to come back and lay with you." According to S.C., I.C. then told her that she was startled because her father takes her panties off when he spanks her "goop."[2] S.C. testified that I.C. further told her that R.C. "feeds on her goop", "bites her goop" and "peed on her goop" when playing a "dragon" game.

S.C. contacted R.C. on February 28 and asked him about I.C.'s statements. He denied that I.C. had been exposed to any sexually oriented materials which might explain her statements. Shortly thereafter, S.C. took I.C. to a psychologist at the Woodland Group, Bonnie Hall-Polus. After S.C. told Hall-Polus what I.C. had said, Hall-Polus told S.C. to report the matter to the Cabinet for Families and Children (the Cabinet). On March 3, 2000, S.C. filed a report with the Cabinet, which then proceeded to investigate the matter.

Thereafter, on April 1, 2000, the Cabinet filed a petition pursuant to KRS 620.070 in the juvenile branch of Fayette District Court. The Cabinet sought a finding that I.C. was an abused child within the meaning of KRS 600.020(1). In May of 2000, S.C. took I.C. to see Kit Andrews, a licenced clinical social worker. Andrews saw I.C. on seven occasions between May and August of 2000. At the hearing, Andrews testified, over R.C.'s objection, that I.C. exhibited signs of a sexually abused child. She stated that those signs were anxiety, being tense, bedwetting, nightmares, and depression. Andrews further testified that she had observed I.C. act out sexually on one occasion. S.C also testified that she had observed these behaviors on the part of I.C. both before and after February 27, 2000.

At the conclusion of the hearing, the trial judge found that the Cabinet had established by a preponderance of the evidence that I.C. is an abused child. R.C. appealed from this determination to the Fayette Circuit Court. He argued that the trial court erred by allowing S.C. to testify regarding the out-of-court statements made by I.C., and by allowing Andrews to state her opinion that I.C. had been sexually abused. The circuit court rejected both arguments, finding as follows:

The Court finds that the evidence in question was properly admitted. The statements made by the child to the mother fall within the excited utterance exception to the hearsay rule. Further, the admission of the opinion testimony of the licenced clinical social worker is supported by statutory changes in KRS 600.020 and the holding in Stringer v. Commonwealth, KY., 956 S.W.2d 883 (1997).

Consequently, the circuit court affirmed the trial court's finding of abuse. On July 24, 2001, this Court granted R.C.'s motion for discretionary review.

*900 First, R.C. again argues that Andrews was not qualified to express an opinion regarding I.C.'s psychological symptoms or diagnoses. We agree. In Hellstrom v. Commonwealth,[3]our Supreme Court held that it was improper for a social worker to vouch for the truth of a victim's account because social workers are not experts qualified to testify to the credibility of a child's statement made during evaluation. The Court further noted that a social worker who is neither a physician, a psychiatrist, nor a psychologist trained in diagnosing the cause of a child's mental distress is not qualified to express an opinion that the child's symptoms were indicative of sexual abuse.

The Cabinet responds, and the circuit court agreed that the rule in Hellstrom has been modified by the subsequent Supreme Court decision in Stringer v. Commonwealth,[4] and by the 1996 amendment of KRS 600.020(1). We find neither argument convincing. In Stringer v. Commonwealth, our Supreme Court resolved conflicting authority concerning the admissibility of an expert's opinion as to the ultimate issue. The Court held that, under KRE 702, the pertinent question is whether the opinion will assist the trier of fact to understand the evidence or to determine a fact in issue.[5]

Nevertheless, the Court did not alter the rule that the expert witness must be qualified to express an opinion on the issue.

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R.C. v. Commonwealth
101 S.W.3d 897 (Court of Appeals of Kentucky, 2002)

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Bluebook (online)
101 S.W.3d 897, 2002 WL 1488676, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rc-v-com-kyctapp-2002.