Raytheon Mfg. Co. v. General Electric Co.

34 F. Supp. 40, 45 U.S.P.Q. (BNA) 695, 1940 U.S. Dist. LEXIS 2728
CourtDistrict Court, N.D. New York
DecidedJune 12, 1940
StatusPublished
Cited by4 cases

This text of 34 F. Supp. 40 (Raytheon Mfg. Co. v. General Electric Co.) is published on Counsel Stack Legal Research, covering District Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Raytheon Mfg. Co. v. General Electric Co., 34 F. Supp. 40, 45 U.S.P.Q. (BNA) 695, 1940 U.S. Dist. LEXIS 2728 (N.D.N.Y. 1940).

Opinion

COOPER, District Judge.

This suit is brought by plaintiffs under Section 63 of Title 35 United States Code Annotated, later given in full, for a decree determining that plaintiffs are entitled to the patent sought by them.

On December 2Jst, 1925, the plaintiff Smith filed an application, serial No. 76,793, for a patent on gaseous conductor.

On December 30, 1930, plaintiff Smith filed an application, Serial No. 504,611, for patent on gaseous conduction device.

On January 8, 1931, plaintiff Smith abandoned the first application, thus leaving the first and second applications both pending from December 24, 1930, to January 8, 1931. Smith’s second application is claimed to be a continuation of his first application. It is admitted that the Smith first and second applications are substantially identical.

On December 23, 1926, the defendant Hull filed an application, Serial No. 156,713, for a patent on thermionic devices.

On February 17th, 1933, the patent office examiner wrote as follows to Smith relative to his second application and to Hull relative to his first application: “In view of the probable interference the following claim is suggested under the provisions and penalties of rule 96.”

The suggested claim is as follows: “An electrical discharge device comprising a sealed envelope containing electrodes including an anode and a thermionic electrode, having a cavity of large internal surface provided with relatively small opening for the passage of electrons from the interior of the said cathode to said anode to maintain a discharge between said cathode and anode, and an alkaline earth oxide coated on the interior walls of said cavity, said walls being positioned in shielding relative to one another, a filamentary heater positioned in said cavity and an attenuated gas in said envelope at a pressure sufficiently high to neutralize space charge.”

In due time Smith added said claim in his second application and Hull added the same in his application.

On April 4th, 1933, the patent office declared interference 68,016 between said Smith application and said Hull application with the aforesaid suggested claim as the eount or issue of the interference.

[42]*42On August 24th, 1933, Smith filed a motion to shift the burden of proof, basing his motion on the fact that the filing date of the Smith application was more than one year prior to the filing date of the Hull application and' upon the fact that the disclosure in.the two Smith applications were substantially identical.

The Interference Examiner denied Smith’s motion for shifting of the burden of proof without taking any testimony and held against Smith on the ground that the Smith applications, including his first application, do not disclose the invention defined in the suggested claim at bar.

On Dec. 1, 1933, Hull filed a motion to dissolve interference but the Interference Examiner refused to entertain the Hull motion because the motion was filed long after the time allowed by-the rules and without sufficient showing to excuse delay.

On August 26, 1937, the Interference Examiner, after taking the proof offered by both parties, decided. that Smith was not entitled to receive a patent on the invention specified in the suggested claim at bar on the ground that defendant Smith had shown no conception of the invention of the claim at issue when only one gas is used and also held that Hull was the first inventor of the said invention.

While the final decision was based on the ground that-Hull was the first inventor, the Interference Examiner said with reference to disclosure after discussing the disclosure of Smith’s first application 76,-793 of December 21, 1925; a previous application of Smith 55,262, and Smith’s Exhibit 56:

“* * * it is held that it (Smith’s Ex. 56) establishes only that an oxide coating may be used (on the interior wall of the cathode) with a protective gas of atmospheric pressure or greater *. * *.”

“It follows that "Smith has not established a conception of the Count in issue by Exhibit 56 and the testimony relative thereto.”

On July 14th, 1938, the Patent Office Board of Appeals decided that Smith was not entitled to receive a patent on the invention specified by the suggested claim at bar on the ground that Hull was the first inventor of the said invention. They also approved the Examiner’s finding that Smith had not proved conception by Smith, Ex. 56.

No appeal was taken by the plaintiffs here to the United States Court of Customs and Patent Appeals.

Thereupon the Commissioner of Patents refused to grant a patent to Smith.

Smith and his assignee, the Raytheon Manufacturing Company, then brought this action under Section 63 of the United States Code, Title 35, 35 U.S.C.A. § 63.

This Section reads as follows: “No. 63. Bill in equity to obtain patent. Whenever a patent on application is refused by the Commissioner of Patents, the applicant, unless appeal has been taken from the decision of the board of appeals to the United States Court of Customs and Patent Appeals, and such appeal is pending or has been decided, in which case no action may be brought under this section, may have remedy by bill in equity, if filed within six months after such refusal; and the court having cognizance thereof, on notice to adverse parties and other due proceedings had, may adjudge that such applicant is entitled, according to law, to receive a patent for his invention, as specified in his clairp, or for any part thereof, as the facts in the case may appear. And such adjudication, if it be in favor of the right of the applicant, shall authorize the commissioner to issue such patent on the applicant filing in the Patent Office a copy of the adjudication and otherwise complying with the requirements of law. In all cases, where there is no opposing party a copy of the bill shall be served on the commissioner; and all the expenses of the proceedings shall be paid by the applicant, whether the final decision is in his favor or not. In all suits brought hereunder where there are adverse parties the record in the Patent Office shall be admitted in whole or in part, on motion of either party, subject to such terms and conditions as to costs, expenses, and the further cross-examination of the witnesses as the court may impose, without prejudice, however, to the right of the parties to take further testimony. The testimony and exhibits, or parts thereof, of the record in the Patent Office when admitted shall have’the same force and effect as if originally taken and produced in the suit.”

Upon this trial, the record in the patent office is admitted in part on the motion of the respective parties. Plaintiffs also gave new evidence of five witnesses and offered 15 new exhibits.

[43]*43There is also in evidence here plaintiffs’ cross-examination of the defendant Hull.

To succeed in this suit the burden is on the plaintiffs. They must show that Smith’s application discloses the subject matter of the claim in issue here and that the plaintiff Smith is entitled to priority of date of invention as against the defendant Hull.

The burden upon the plaintiff is not an ordinary burden to establish his contention by a fair preponderance of evidence but the plaintiff assumes a heavy burden of proof. Morgan v.

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Raytheon Manufacturing Co. v. General Electric Co.
123 F.2d 819 (Second Circuit, 1941)

Cite This Page — Counsel Stack

Bluebook (online)
34 F. Supp. 40, 45 U.S.P.Q. (BNA) 695, 1940 U.S. Dist. LEXIS 2728, Counsel Stack Legal Research, https://law.counselstack.com/opinion/raytheon-mfg-co-v-general-electric-co-nynd-1940.