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Raymond J. Lucia Companies, In v. SEC

Court of Appeals for the D.C. Circuit·Decided June 26, 2017·No. 15-1345·Published

Opinion

United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT

No. 15-1345 September Term, 2016 SEC-3-15006

Filed On: June 26, 2017

Raymond J. Lucia Companies, Inc. and Raymond J. Lucia,

Petitioners

v.

Securities and Exchange Commission,

Respondent

BEFORE: Garland, Chief Judge,* and Henderson, Rogers, Tatel, Brown, Griffith, Kavanaugh, Srinivasan, Millett, Pillard, and Wilkins, Circuit Judges

JUDGMENT

This cause came on to be heard on the petition for review of an order of the Securities & Exchange Commission and was argued by counsel. On consideration thereof, it is

ORDERED and ADJUDGED that the petition for review is denied by an equally divided court. See D.C. Cir. Rule 35(d).

Per Curiam

FOR THE COURT: Mark J. Langer, Clerk

BY: /s/

Michael C. McGrail Deputy Clerk

*

Chief Judge Garland did not participate in this matter.

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