NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION
SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION DOCKET NO. A-1280-22
RAYMOND G. MORISON, JR.,
Plaintiff-Appellant, APPROVED FOR PUBLICATION v. March 28, 2024
THE WILLINGBORO BOARD APPELLATE DIVISION OF EDUCATION and NEW JERSEY DEPARTMENT OF EDUCATION, STATE BOARD OF EXAMINERS,
Defendants-Respondents. ____________________________
Argued March 4, 2024 — Decided March 28, 2024
Before Judges Sabatino, Mawla, and Chase.
On appeal from the Superior Court of New Jersey, Law Division, Burlington County, Docket No. L-0092-22.
Eric J. Riso argued the cause for appellant (Zeller & Wieliczko, LLP, attorneys; Eric J. Riso, on the briefs).
Lester Everett Taylor argued the cause for respondent The Willingboro Board of Education (Florio Perrucci Steinhardt Cappelli Tipton & Taylor LLC, attorneys; Wade Lawrence Dickey, on the brief).
Sadia Ahsanuddin, Deputy Attorney General, argued the cause for respondent New Jersey Department of Education, State Board of Examiners (Matthew J. Platkin, Attorney General, attorney; Janet Greenberg Cohen, Assistant Attorney General, of counsel; Sadia Ahsanuddin, on the brief).
The opinion of the court was delivered by
SABATINO, P.J.A.D.
In 2012, the Legislature overhauled the procedures through which
tenured public school teachers and administrators in New Jersey, who are
charged with improper conduct or other just cause, may be removed or
disciplined at the behest of their school district employers. The legislation
replaced the elaborate and time-consuming system of administrative hearings
for such contested tenure cases with proceedings before an arbitrator. The
arbitrator is drawn from a panel of permanent labor arbitrators maintained by
the State Commissioner of Education. The arbitrator's decision is reviewable
on narrow grounds in the trial court rather than, as before, through the
Commissioner's review of an administrative law judge's findings.
The novel issue presented to us is whether, under this revised system, a
tenure arbitrator's determination of discipline through the procedures set forth
in N.J.S.A. 18A:6-17.1 prevents the State Board of Examiners and
Commissioner from imposing a more severe sanction of suspending or
revoking the licensee's certificate to teach within this State, under the
procedures set forth in N.J.S.A. 18A:6-38 to -39.
A-1280-22 2 Appellant, a tenured teacher, was charged by the local board of
education with unbecoming conduct. The school board sought to terminate his
employment in the district. The contested matter was tried before an
arbitrator. The arbitrator found appellant had engaged in unbecoming conduct,
but she imposed a milder sanction of a one-year suspension. The arbitrator's
decision was not challenged in court by either appellant or the school board.
The Board of Examiners then pursued the revocation of appellant's license
based on his same improper conduct.
Appellant contends the Board of Examiners and the Commissioner—
even though they were not parties to the tenure arbitration—have no authority
to pursue the revocation of his license because the arbitrator only suspended
his employment for one year. Among other things, appellant invokes a
doctrine of "industrial double jeopardy" to support his preclusion argument.
He also contends the revocation proceedings violate his constitutional and civil
rights.
The preclusion claims were presented to a Law Division judge. 1 The
judge ruled the State regulators are not precluded by the arbitrator's decision
1 Although some portions of the briefs and the record designate this as a Chancery Division case, the case has a Law Division docket number.
A-1280-22 3 from seeking to revoke or suspend appellant's teaching certificate. This appeal
ensued.
We reject appellant's contentions and affirm. The statewide teacher
certificate revocation process authorized in N.J.S.A. 18A:6-38 and -39
operates separately from the teacher tenure arbitration process under N.J.S.A.
18A:6-17.1. The manifest legislative intent is for the two statutes to be
administered independently of one another. The proceedings involve non -
identical parties, and also different stakes, procedures, and the avenues and
standards of appellate review.
The principles argued by appellant, including industrial double jeopardy,
cannot tie the hands of the Board of Examiners and Commissioner in
ascertaining whether the license of a teacher to work for any school in the
State should be revoked or suspended—regardless of whether a tenure
arbitrator has imposed a lesser sanction at the district level.
A-1280-22 4 I.
Before we explore the details of this case, it is useful to discuss the
respective frameworks of the two statutory schemes in question: (1) the
issuance and revocation of certificates to teach; and (2) the discipline of
tenured educators. 2
A.
Teachers and other specified persons must have a State-issued certificate
in order to instruct pupils in a New Jersey public school. The pertinent statute,
N.J.S.A. 18A:6-38, prescribes that the Board of Examiners within the State
Department of Education "shall issue appropriate certificates to teach or to
administer . . . pupils in public schools operated by boards of education and
such other certificates as it shall be authorized to issue by law . . . and may
revoke the same under rules and regulations prescribed by the State board."
This licensure system is implemented by a series of regulations
administered by the Board of Examiners. N.J.A.C. 6A:9B "sets forth the rules
governing the licensure of educators or candidates required to be certified
[and] also contains the rules delineating the organization of, powers of, duties
2 Throughout this opinion, we refer variously to "teachers" and "educators," mindful the statutory provisions cover a host of titles of persons who work in schools, such as school nurses, principals, and other administrators and staff. See N.J.S.A. 18A:6-38. To the extent pertinent, we include those additional job categories in our discussion.
A-1280-22 5 of, and proceedings before the State Board of Examiners." N.J.A.C. 6A:9B-
1.1. Pursuant to N.J.A.C. 6A:9B-3.2(a), the Board of Examiners "shall: (1)
Issue appropriate certificates to teach . . . students in public schools and all
other certificates as the Board of Examiners is authorized to issue by law;
[and] (2) Revoke or suspend certificates issued, pursuant to N.J.A.C. 6A:9B–
4.4."
The authority to revoke an educator's certificate is delegated by statute
to the Board of Examiners in N.J.S.A. 18A:6-38.1, subject to regulations
promulgated by the Commissioner. Within those regulations, N.J.A.C. 6A:9B-
4.4(a) provides that the Board of Examiners "may revoke or suspend the
certificate(s) of any certificate holder on the basis of demonstrated
inefficiency, incapacity, conduct unbecoming a teacher, or other just cause."
The regulations further specify in N.J.A.C. 6A:9B-4.4(c) that the Board
of Examiners "shall not revoke or suspend a certificate without providing the
certificate holder an opportunity to be heard, pursuant to N.J.A.C. 6A:9B-4.5."
To launch the process, the Board of Examiners "may issue an order to show
cause to a certificate holder if the Board of Examiners determines the conduct
of the holder warrants the revocation or suspension of the certificate(s) held,"
where one or more of ten enumerated circumstances is present. N.J.A.C.
6A:9B-4.5(a)(1) to (10 ). Further, N.J.A.C. 6A:9B-4.5(b) provides that
A-1280-22 6 "[n]othing in this section shall preclude the Board of Examiners from issuing
an order to show cause on its own initiative when the Board of Examiners
determines grounds for revocation or suspension of a certificate may exist."
N.J.A.C. 6A:9B-4.6 outlines the procedures the Board of Examiners
must follow in taking action against an educator. Upon receiving a referral,
the Board of Examiners "shall determine by public vote whether to initiate
action against the certificate holder." N.J.A.C. 6A:9B-4.6(a). The certificate
holder has thirty days in which to file an answer to the allegations. N.J.A.C.
6A:9B-4.6(c).
If an answer is filed and material facts are in dispute, "the Board of
Examiners shall either hear the matter directly or transmit it to the Office of
Administrative Law ["OAL"] for a hearing" before an administrative law judge
("ALJ"). N.J.A.C. 6A:9B-4.6(d). The OAL hearing shall adhere to the
procedures prescribed by the Administrative Procedure Act, N.J.S.A. 52:14B-1
to -31, and the associated uniform rules, N.J.A.C. 1:1. Alternatively, if an
answer is filed and no material facts are in dispute, the certificate holder must
be offered an opportunity to file briefs and other written submissions with the
Board of Examiners. N.J.A.C. 6A:9B-4.6(e).
After the OAL transmits a post-hearing decision or the matter is
considered on the papers without a hearing, the Board of Examiners issues a
A-1280-22 7 decision about whether to revoke or suspend the educator's certificate. The
Board of Examiners must "clearly articulate the findings of fact upon which its
decision was based." N.J.A.C. 6A:9B-4.6(h).
By statute, as revised in 2008, the decision of the Board of Examiners
may be appealed administratively to the Commissioner of Education. 3 In turn,
the Commissioner's ruling shall be deemed a "final agency action" and
appealable "directly to the Appellate Division." N.J.S.A. 18A:6-38.4; see also
R. 2:2-3(a)(2).
In reviewing appeals from the Board of Examiners, the Commissioner is
guided by a standard of review comparable to the one used by this court in
reviewing agency decisions. The Commissioner must assess "whether the
decision is supported by sufficient credible evidence in the record." N.J.A.C.
6A:4-4.1(a). The Commissioner "shall not disturb the decision unless the
appellant has demonstrated the State Board of Examiners . . . acted in a
manner that was arbitrary, capricious, or contrary to law." Ibid.
Except for the 2008 amendment omitting the step of review by the State
Board of Education, these procedures for the revocation or suspension of an
educator's certificate essentially have been in place for decades. The Board of
3 The 2008 amendment removed the necessity to appeal the Commissioner's decision to the State Board of Education. L. 2008, c. 36, §2; see also N.J.A.C. 6A:4-1.1 (explaining this change in procedures).
A-1280-22 8 Examiners, overseen by the Commissioner, has plenary authority over such
matters, including ascertaining whether the educator has engaged in conduct
that warrants such a regulatory sanction.
B.
The procedures by which a local board of education may take
disciplinary action against a tenured employee are quite different, particularly
after the 2012 statutory overhaul. The history of the tenure statute recently
was traced extensively by Justice Solomon in Sanjuan v. Sch. Dist. of W.
N.Y., ___ N.J.___, ___ (2024) (slip op. at 19-20) (holding that, under the
current version of the statute, an arbitrator's authority to impose penalties is
not limited to dismissal or a reduction in salary).
In 1967, the Legislature enacted the Tenure Employees Hearing Law
("TEHL"), N.J.S.A. 18A:6-10 to -18.1, to replace the previous Tenure
Employees Hearing Act. Id. at ___ (slip op. at 10) (citing L. 1967, c. 271).
"The TEHL originally provided that if the Commissioner of Education
determined that a tenure charge was 'sufficient to warrant dismissal or
reduction in salary of the person charged,' then the Commissioner would
conduct a hearing." Ibid. (quoting N.J.S.A. 18A:6-16). "In 1998, the
Legislature amended the statute to mandate a hearing before an [ALJ] if the
Commissioner deemed the charges sufficient. L. 1998, c. 42, § 2." Ibid.
A-1280-22 9 The ALJ's decision was then reviewable by the Commissioner. After
that, the tenure case was reviewable by the State Board of Education (until that
last step was omitted by statute in 2008) and then directly appealable to the
Appellate Division. See, e.g., In re Young, 202 N.J. 50, 56-62 (2010)
(illustratively involving a board of education's removal case against a tenured
teacher that was tried before an ALJ, and then reviewed by the Commissioner,
the Appellate Division, and ultimately the Supreme Court); Matter of Tenure
Hearing of Cowan, 224 N.J. Super. 737, 740 (App. Div. 1988) (similarly
entailing a hearing before an ALJ, review of the ALJ's decision by the
Commissioner and (before 2008) the State Board of Education, and then direct
review by the Appellate Division).
The Legislature eventually recognized this sequence of proceedings for
tenure cases was unduly protracted and inefficient. Consequently, in 2012, the
Legislature substantially changed the process by substituting arbitration for
OAL hearings, and through other major revisions. See L. 2012, c. 26, §22,
known as the Teacher Effectiveness and Accountability for Children of New
Jersey Act ("TEACHNJ").
"Today, '[p]ursuant to TEACHNJ, the agency review process no longer
exists,' and instead, contested cases must be submitted to arbitration."
Sanjuan, ___ N.J. at ___ (slip op. at 11) (alteration in original) (citation
A-1280-22 10 omitted) (quoting Pugliese v. State-Operated Sch. Dist. of Newark, 440 N.J.
Super. 501, 510 (App. Div. 2015)). As the Sponsors' Statement to the bill
described this procedural change, "[t]hese contested cases will no longer be
referred to [ALJs], and the final determination on the case will no longer be
made by the Commissioner of Education." Id. at __ (slip op. at 12) (second
alteration in original) (quoting Sponsors' Statement to A. 3060 (June 14,
2012)).
Under this post-2012 system,4 an arbitrator is selected from a panel of
fifty permanent labor arbitrators maintained by the State Commissioner of
Education. N.J.S.A. 18A:6-17.1(a). The arbitration must adhere to strict
timelines. N.J.S.A. 18A:6-17.1(b) and (f). In presiding over the case, the
arbitrator must apply the labor arbitration rules of the American Arbitration
Association ("AAA"). N.J.S.A. 18A:6-17.1(c). The arbitrator is required to
render a decision within forty-five days of the start of the hearing. N.J.S.A.
18A:6-17.1(d).
In contrast to the former tenure case process involving administrative
agency review, the arbitrator's decision "shall be final and binding and may not
be appealable to the [C]ommissioner or the State Board of Education."
4 The statute was revised again in 2015, 2019, and 2021 to address arbitrator training and other aspects not germane to the issues before us. See L. 2015, c. 109, § 1; L. 2019, c. 45, §1; L. 2021, c. 51, § 1.
A-1280-22 11 N.J.S.A. 18A:6-17.1(e). Instead, the decision "shall be subject to judicial
review and enforcement as provided pursuant to N.J.S.[A.] 2A:24-7 through
N.J.S.[A.] 2A:24-10" (collectively, the New Jersey Arbitration Act (the
"Arbitration Act")). Ibid. Such judicial review is conducted in the first
instance in a trial division of the Superior Court, not in the Appellate Division.
N.J.S.A. 2A:24-7. See, e.g., Bound Brook Bd. of Educ. v. Ciripompa, 228 N.J.
4, 11-12 (2017) (detailing the post-2012 procedures); Luskey v. Carteret Bd. of
Educ., 459 N.J. Super. 150, 154 (App. Div. 2019) (similarly illustrating the
process). The trial court may confirm the arbitration award, vacate, modify, or
correct it. N.J.S.A. 2A:24-7.
The grounds for setting aside a tenure case arbitrator's decision under the
Arbitration Act are narrow. As the Supreme Court noted in Bound Brook, the
court can only vacate the decision if one of four statutory grounds is
demonstrated:
a. Where the award was procured by corruption, fraud or undue means;
b. Where there was either evident partiality or corruption in the arbitrators, or any thereof;
c. Where the arbitrators were guilty of misconduct in refusing to postpone the hearing, upon sufficient cause being shown therefor, or in refusing to hear evidence, pertinent and material to the controversy, or of any other misbehaviors prejudicial to the rights of any party;
A-1280-22 12 d. Where the arbitrators exceeded or so imperfectly executed their powers that a mutual, final and definite award upon the subject matter submitted was not made.
[228 N.J. at 12 (citing N.J.S.A. 2A:24–8); see also Sanjuan, ___ N.J at ___ (slip op. at 14).]
The trial court's decision as to whether any of these grounds pertain is then
reviewable by this court. R. 2:2-3(a)(1).
Under these revised post-2012 procedures, the Commissioner still
performs a limited role in tenured teacher discipline cases. That role consists
of a screening function when a board of education seeks to initiate such
disciplinary proceedings.
Specifically, the process begins when a complainant charges a tenured
employee with one of the grounds for dismissal or a reduction in
compensation, as set forth in N.J.S.A. 18A:6-10, i.e., "inefficiency, incapacity,
unbecoming conduct, or other just cause." The charges must be filed with the
appropriate board of education and served by the board on the employee.
N.J.S.A. 18A:6-11. If the school board finds probable cause supporting the
charges, and that the charges, if credited, are sufficient to warrant a dismissal
or a reduction in salary, then it must forward the charges to the Commissioner.
Ibid. After reviewing the charges and any written responses by the employee,
the Commissioner must decide whether the charges are "sufficient to warrant
A-1280-22 13 dismissal or reduction in salary." N.J.S.A. 18A:6-16. If they are, the
Commissioner must refer the charges to an arbitrator; if they are not, the
Commissioner must dismiss the case. Ibid. From that point forward, the
Commissioner is not involved, and the arbitration process we have described
above takes place. See also Sanjuan, ___ N.J at ___ (slip op. at 15-16).
II.
Having outlined these two distinct statutory processes, we turn to the
procedural setting of this case.
Appellant Raymond G. Morison, Jr. is a tenured physical education
teacher employed by respondent Willingboro Board of Education ("the School
Board"). In November 2020, the School Board filed tenure charges against
Morison, alleging "conduct unbecoming a teaching staff member, . . . violation
of Board policy and/or other just cause warranting dismissal and reduction in
salary."5
After the tenure charges were certified, the Commissioner appointed an
arbitrator. The arbitrator presided over a hearing in March 2021 and heard the
testimony of several witnesses.
On April 29, 2021, the arbitrator issued an arbitration award and
5 Because the specifics of the charges are irrelevant to our analysis of the legal issues, we need not detail them.
A-1280-22 14 decision. She found that Morison had "engage[d] in conduct unbecoming a
tenured teacher." Nevertheless, the arbitrator concluded that "while
[Morison's] conduct was improper, removal from his position and loss of
tenure [wa]s not the appropriate penalty." Instead, the arbitrator ordered
Morison "suspended without pay for the entire 2020-2021 school year," before
being allowed to return to his position upon certain conditions.
Neither Morison nor the School Board challenged the arbitrator's
findings, nor the sanction of a one-year suspension. The award is therefore
now final as between those parties to the arbitration. Policeman's Benevolent
Ass'n, Local 292 v. Borough of North Haledon, 158 N.J. 392, 398-99, 401-02
(1999) (noting a party's right to seek judicial confirmation of the arbitration
award within three months as specified by the Arbitration Act, and thereafter
via a common law plenary action).
In November 2021, the Board of Examiners initiated the process to take
its own measures against Morison. It issued an Order to Show Cause as to
"why the teaching certificate(s) issued to [Morison] should not be revoked or
suspended." The Order to Show Cause was based on "the level and nature" of
Morison's "unbecoming conduct" in the incidents that supported the tenure
charges against Morison. The Order to Show Cause referred to and attached,
by reference, the arbitrator's decision.
A-1280-22 15 In January 2022, Morison filed a complaint in the Law Division against
the Board of Examiners and School Board. The complaint was styled as a
summary action seeking several forms of relief. First, the complaint sought to
confirm the arbitrator's award. Second, it sought a declaration that the Board
of Examiners' certificate revocation proceedings violated Morison's
substantive due process and civil rights, and his right to "be free from double
jeopardy." The complaint demanded that the arbitrator's decision be afforded
"preclusive effect." As Morison later elaborated, he contended the one-year
suspension from employment imposed by the arbitrator demarcates the outer
limit of any sanction he can receive for his proven unbecoming conduct.
In response, the Board of Examiners and the School Board asserted that
the arbitrator's decision does not legally preclude the Board of Examiners from
seeking to revoke or suspend Morison's teaching certificates. Respondents
have not opposed the court confirming the award, so long as the court does not
restrict the Board of Examiners from pursuing its own regulatory measures
against Morison. They asked the trial court to dismiss Morison's claims for
lack of subject matter jurisdiction and for failure to state a claim upon which
relief may be granted.
After considering these arguments, Judge Ronald E. Bookbinder agreed
with respondents and rejected Morison's claims of preclusion. In an order
A-1280-22 16 dated November 18, 2022, the judge confirmed the arbitration award but
granted dismissal as to all other relief requested by Morison's complaint. In
his related oral opinion, the judge concluded the court lacked subject matter
jurisdiction over the Board of Examiners and its proceedings.
Morison appeals. Again, he does not contest the arbitrator's findings of
unbecoming conduct. Rather, he argues the Board of Examiners must be
barred from taking action to revoke or suspend his teaching certificates under
N.J.S.A. 18A:6-38.1 and N.J.A.C. 6A:9B. He contends such proceedings, in
the wake of the arbitrator's imposition of a one-year suspension of his
employment, violate his constitutional rights of substantive due process. He
further asserts the revocation or suspension of his teaching license would
violate principles of what has been described as industrial double jeopardy.
Because appellant's arguments for preclusion fundamentally concern
issues of law, we review them de novo. Dimitrakopoulos v. Borrus, Goldin,
Foley, Vignuolo, Hyman & Stahl, P.C., 237 N.J. 91, 108 (2019); Manalapan
Realty, L.P. v. Twp. Comm. of Manalapan, 140 N.J. 366, 378 (1995).
III.
We begin our analysis with a recognition that general principles of claim
preclusion and issue preclusion do not prevent the Board of Examiners from
pursuing regulatory action against Morison because of the earlier arbitration
A-1280-22 17 proceeding. Obviously, the Board of Examiners was not a party to the
arbitration. Appellant has not cited any rule or authority that would have
enabled the Board of Examiners to intervene or participate in the arbitration,
even if it wanted to do so. In addition, the School Board is not a party to the
certificate proceedings being pursued by the Board of Examiners, nor is there
any rule or authority allowing its participation.
Because there is no identity of parties, the doctrines of collateral
estoppel and res judicata do not bind the Board of Examiners. See Velasquez
v. Franz, 123 N.J. 498, 505-06 (1991) (claim preclusion under res judicata
generally requires, among other things, identity of the parties or their privies in
the earlier proceeding); Winters v. N. Hudson Reg'l Fire & Rescue, 212 N.J.
67, 85 (2012) (issue preclusion under collateral estoppel generally requires,
among other things, the party against whom the doctrine is asserted was a
party to or in privity with a party to the earlier proceeding). The Board of
Examiners, a state regulatory body, is neither the same entity, nor in privity
with, the Willingboro Board of Education, an agency of local government. 6
6 Because Morison does not contest the use of the arbitrator's decision, we are not presented with the question of whether the concept of "offensive" or "non - mutual" collateral estoppel would prevent the previous non-party Board of Examiners from relying on an arbitrator's decision in taking action against a licensee who lost the arbitration. See Kortenhaus v. Eli Lilly & Co., 228 N.J. Super. 162, 165-66 (App. Div. 1988) (explaining the concept of offensive
A-1280-22 18 As our foregoing comparative discussion in Part I shows, the statutory
processes to revoke or suspend an educator's certificate under N.J.S.A. 18A:6-
38, and to discipline a tenured educator under TEACHNJ, N.J.S.A 18A:6-10 to
-18.1, are distinct and dissimilar. Although the subject matters in both
proceedings involve appellant's unbecoming conduct, the stakes are different.
The tenure case encompassed only appellant's employment status in the school
district, whereas the certificate proceedings concern appellant's ability to teach
at any public school in the state.
Further, as we have detailed, both processes have major differences.
The arbitration is conducted under the AAA rules; the certificate proceedings
are conducted under the OAL rules for administrative proceedings. The trier
of fact in the arbitration is an individual drawn from a list of arbitrators; the
trier of fact in the certificate case is an ALJ, a public official appointed by the
Governor with the advice and consent of the Senate.
As we have noted, the arbitration award can only be reviewed by the
trial court, whereas the ALJ's decision is reviewable by the Board of
Examiners and the Commissioner. The standards of review under the
Arbitration Act differ from those applicable to final decisions of state
________________________ collateral estoppel); Restatement (Second) of Judgments §29 (Am. Law Inst. 1982).
A-1280-22 19 administrative agencies. The trial court has no jurisdiction to review the
agency's decision, which instead must be filed directly in the Appellate
Division.
The initial screening of the proposed tenure charges by the
Commissioner does not alter the preclusion analysis or intermingle the
statutory schemes. As we have explained, the Commissioner simply assesses,
before any hearings are held, whether charges appear to be sufficient on their
face to be tried before an arbitrator and are of potential severity to warrant
removal, a pay reduction, or other employer sanctions. Sanjuan, ___ N.J. at
___ (slip op. at 15-16). The Commissioner has no say in the degree of
discipline the arbitrator chooses to mete out if the charges are proven in that
forum.
We reject appellant's contention that these separate processes violate
constitutional principles of due process. He argues the Board of Examiners'
attempt to revoke or suspend his certificate, after the tenure case has been
arbitrated, unconstitutionally transgresses his fundamental interest in his
continued employment as a teacher. He demonstrates no such constitutional
violation.
Appellant has clarified that he is not alleging a violation of principles of
procedural due process. Nor could he. The concept of procedural due process
A-1280-22 20 assures that the government will not deprive citizens of certain rights without
notice and an opportunity to be heard. Mathews v. Eldridge, 424 U.S. 319,
332 (1976); Greenberg v. Kimmelman, 99 N.J. 552, 568 (1985). Here, the
Board of Examiners has duly provided appellant with formal written notice of
the charges against him. He will have "an opportunity to be heard" at an
administrative hearing as prescribed by the procedures in N.J.A.C. 6A:9B,
followed by several levels of available appellate review. See Hosp. Ctr. at
Orange v. Guhl, 331 N.J. Super. 322, 340-41 (App. Div. 2000) (explaining that
"[w]hen a state affords a full judicial mechanism with which to challenge the
administrative decision in question, the state provides adequate procedural due
process, . . . whether or not the plaintiff avails [themselves] of the provided
appeal mechanism") (quoting DeBlasio v. Zoning Bd. of Adjustment of W.
Amwell, 53 F.3d 592, 597 (3d Cir. 2000) (alterations in original)).
Nor does the Board of Examiners' case violate principles of substantive
due process, as appellant contends. "Substantive due process doctrine does not
protect an individual from all government action that might infringe [that
person's] liberty in violation of a law." In re Att'y Gen. L. Enf't Directive Nos.
2020-5 & 2020-6, 465 N.J. Super. 111, 155 (App. Div. 2020). "Instead, it 'is
reserved for the most egregious governmental abuses against liberty or
property rights, abuses that "shock the conscience or otherwise offend . . .
A-1280-22 21 judicial notions of fairness . . . [and that are] offensive to human dignity."'"
Ibid. (alterations in original) (quoting Rivkin v. Dover Twp. Rent Leveling
Bd., 143 N.J. 352, 366 (1996)).
The separate regulatory action of the Board of Examiners with respect to
appellant's continued ability to serve as a teacher within this state does not
amount to "an egregious governmental abuse" nor does it "shock the
conscience." Nor does it offend "judicial notions of fairness" or "human
dignity." The Board is lawfully acting to carry out its responsibility to protect
schoolchildren from improper teacher conduct, and thereby promote their own
ability to receive a public education under our laws. See, e.g., N.J. Const. art.
VIII, § IV, ¶ 1. The statutory licensure system for teachers embodied in
N.J.S.A. 18A:6-38 and 38.1 has a clearly rational foundation, and its co-
existence with the teacher tenure laws is complementary, not deleterious.
We also reject appellant's invocation of what has been termed in a few
cases from other jurisdictions and labor law publications as a principle of
industrial double jeopardy. Appellant does not cite to or rest upon the Double
Jeopardy Clauses of the United States and New Jersey Constitutions, see U.S.
Const. amend. V; and N.J. Const. art. I, ¶ 11, which generally focus upon
punishments that follow the conviction of a criminal offense. Instead,
appellant relies upon a civil analogy, characterizing the possible revocation or
A-1280-22 22 suspension of his license as an unfair additional punishment for his proven
unbecoming behavior. He asserts the State cannot as such engage in industrial
double jeopardy "by essentially seeking to punish him twice for the same
conduct."
The doctrine of industrial double jeopardy has not been adopted in New
Jersey case law. We discern no reason to endorse or apply it here. 7
Morison relies on opinions from the United States Court of Appeals for
the First Circuit, the Massachusetts Appeals Court, and an unpublished
Delaware state court case, 8 which have referred to the concept of industrial
double jeopardy. Those citations are unpersuasive and inapposite.
In Zayas v. Bacardi Corporation, the First Circuit noted that "[t]he
phrase 'industrial double jeopardy' refers to one of a family of concepts that
fall under the rubric of industrial due process." 524 F.3d 65, 68 (1st Cir. 2008)
(citing 1 Tim Bornstein et al., Lab. & Emp. Arb. § 15.01 (2d ed.1997); Ray J.
Schoonhoven, Fairweather's Prac. & Proc. in Lab. Arb. § 13, at 374 (4th
7 We previously noted an assertion of industrial double jeopardy in Yarborough v. State Operated School District of City of Newark, 455 N.J. Super. 136, 144 (App. Div. 2018), but declined to address it because the plaintiff had failed to raise the argument before filing his appeal. 8 In compliance with Rule 1:36-3, we decline to cite or discuss the unpublished Delaware opinion.
A-1280-22 23 ed.1999)). "In the arbitral context, these protections are not normally of
constitutional dimension. Rather, when an arbitrator refers to double jeopardy
or some similar due process concept, [the arbitrator] generally has imported
that concept into a [Collective Bargaining Agreement]." Ibid. "The impetus is
that such an importation is intrinsic to the notion of just cause or otherwise
implicit in the labor contract." Id. at 68-69 (citing 1 Bornstein, § 15.03;
Schoonhoven, § 13, at 373). "This borrowing does not mean, however, that
the borrowed concepts play out identically in the constitutional and industrial
spheres. The concept of industrial double jeopardy, for example, is usually
considered weaker and narrower than its constitutional counterpart." Id. at 69
(citing Schoonhoven, § 13.VIII, at 417-18).
In Zayas, the federal court observed that "[t]he doctrine of industrial
double jeopardy enshrines the idea that an employee should not be penalized
twice for the same infraction." Ibid. This principle was unavailing to the
employee in Zayas, however. The employee was a labor union member who
had been temporarily suspended without pay by his employer while it
investigated charges that he had falsified records. Id. at 66-67. After he
served that temporary suspension, an arbitrator substantiated the charges and
authorized the employer to terminate him. Id. at 67. The employee challenged
the termination, arguing that the employer could not impose a greater sanction
A-1280-22 24 upon him than the earlier temporary suspension. Ibid. The First Circuit
rejected that argument, noting that "[t]he authorities are consistent that when
employers suspend employees pending investigation of alleged misconduct,
the doctrine of industrial double jeopardy does not bar subsequent discipline."
Id. at 69 (emphasis added).
The other published judicial opinion cited by appellant likewise involved
an employer imposing additional discipline upon an employee. In City of
Springfield v. United Public Service Employees Union, the Massachusetts
Court of Appeals principally addressed "whether an arbitrator exceeded her
authority when she ordered a terminated employee reinstated without loss of
pay or other rights, even though she found that he had engaged in conduct
amounting to sexual harassment." 47 N.E.3d 447, 449 (Mass. App. Ct. 2016).
As a subsidiary question, the court considered whether the employer could
nonetheless require the reinstated employee to receive sexual harassment
training. Id. at 451. Citing Zayas, the court stated that the employer's
authority to impose an additional suspension, loss of pay, or loss of other
employment rights would violate "industrial double jeopardy" provisions, but
that the employer was not precluded by the arbitration award from requiring
other remedial measures such as training and counseling. Id. at 453 (citing
A-1280-22 25 524 F.3d at 69). But here again, the factual context was whether the worker's
employer could impose additional sanctions upon its employee.
Not so here. Even if the doctrine of industrial double jeopardy were
adopted as the law of this state, it would not aid Morison in this particular
setting. That is because the Board of Examiners is not his employer. His
employer, the School Board, obtained through the arbitration process a one -
year suspension of his employment in the school district. The Board of
Education has not brought any other litigation or imposed any other sanctions
upon him.
In a similar vein, Morison cites to Township of Moorestown v.
Armstrong, an employment case that recognized the employee in question
"cannot be punished twice for the same offense." 89 N.J. Super. 560, 567
(App. Div. 1965). That case involved an employer that removed an employee
based on ten separate instances of improper conduct. Id. at 562-64. The Civil
Service Commission upheld nine of the charges, but it reduced the sanction to
a six-month suspension without pay. Id. at 564. On appeal, we concluded the
Commission misapplied its discretion and reversed, reinstating the dismissal.
Id. at 566-67. We noted that one of the ten charges had already been punished
by the employer with a five-day suspension, which the employer was not
A-1280-22 26 entitled to increase but which could be considered as a past record of
misconduct in sanctioning the rest of the offenses. Id. at 567.
The situation here plainly differs from Moorestown because the
regulatory action of the Board of Examiners is not a second sanction being
imposed by the same employer. Instead, it is a licensure matter being pursued
by a regulatory agency. By analogy, the Supreme Court is not precluded from
suspending or disbarring an attorney from the practice of law after a tribunal
finds the lawyer was appropriately fired or disciplined by the attorney's
employer concerning the same improper conduct.
In sum, Morison presents no valid constitutional or other legal grounds
to enjoin the Board of Examiners' proceedings to revoke or suspend his
certificate. Lacking such support, he has no viable claims under the New
Jersey Civil Rights Act, N.J.S.A. 10:6-1 to -2. See Desanctis v. Borough of
Belmar, 455 N.J. Super. 316, 333 (App. Div. 2018) (citing Harz v. Borough of
Spring Lake, 234 N.J. 317, 331 (2018)).
To the extent we have not discussed them, all remaining points raised by
appellant lack sufficient merit to discuss in this opinion. R. 2:11-3(e)(1)(E).
The action by the Board of Examiners may proceed.
Affirmed.
A-1280-22 27