Ray v. Alexandria Mall

434 So. 2d 1083
CourtSupreme Court of Louisiana
DecidedJune 27, 1983
Docket83-C-0158
StatusPublished
Cited by193 cases

This text of 434 So. 2d 1083 (Ray v. Alexandria Mall) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ray v. Alexandria Mall, 434 So. 2d 1083 (La. 1983).

Opinion

434 So.2d 1083 (1983)

Frances RAY
v.
ALEXANDRIA MALL, Through their Insurer, The ST. PAUL PROPERTY AND LIABILITY INSURANCE.

No. 83-C-0158.

Supreme Court of Louisiana.

June 27, 1983.

P. Spencer Torry, Alexandria, for applicant.

Frederick B. Alexius, Provosty, Sadler & deLaunay, Alexandria, for respondents.

BLANCHE, Justice.

We are asked to determine whether the lower courts erred in sustaining a peremptory exception of prescription urged in opposition to the plaintiff's action to recover damages allegedly sustained by her on February 18, 1981 when she slipped and fell in the Alexandria Mall in Alexandria, Louisiana.

On February 4, 1982, Frances Ray filed a damage suit styled "Frances Ray versus Alexandria Mall, Through Their Insurer, The St. Paul Property & Liability Insurance." The first paragraph of the plaintiff's petition averred as follows:

"That the ALEXANDRIA MALL is a corporation organized under the laws of the State of Louisiana, with its principal place of business being in Alexandria, Louisiana and is insured by THE ST. PAUL PROPERTY AND LIABILITY INSURANCE, an Illinois corporation which is doing business in the State of Louisiana and is hereinafter referred to as the defendant."

Although the suit described the Alexandria Mall as a "corporation organized under the laws of the State of Louisiana", the *1084 "Alexandria Mall" as named is in fact a non-existent legal entity. Apparently, a partnership entitled the "Alexandria Mall Company" does business as the Alexandria Mall. Although the partnership was not named specifically in the suit, the mall's liability insurer, St. Paul Property & Liability Insurance, was named in the petition, though it is unclear whether it was truly named as a defendant or whether the plaintiff merely named St. Paul to more particularly describe the true defendant.[1] On February 8, 1982, the general manager of the mall, Ann Shapiro, was served with a copy of the petition at her mall office.

On February 24, 1982, the defendants filed a declinatory exception of insufficiency of service of process, urging that the mall was owned by a partnership which had not been served properly in accordance with the Louisiana Code of Civil Procedure. See La.C.C.P. art. 1263. Thereafter, on March 12, 1982, before the trial court ruled on the declinatory exception, the plaintiff amended her petition to formally name the "Alexandria Mall Company," the partnership, as a defendant, with T.C. McLure as the agent for service of process.[2] The declinatory exception was sustained by the trial court on April 27, 1982.[3]

On May 11, 1982, the plaintiff filed a second amending petition naming the partnership as a defendant and requesting service on Donald Bradford, a partner residing in Baton Rouge. The defendants then filed a peremptory exception of prescription, urging that the proper defendant, the partnership, had not been sued until after the cause of action had prescribed on February 18, 1982.[4] The exception of prescription was sustained on May 28, 1982, and the court of appeal affirmed. 424 So.2d 1245 (La.App.1982). We granted writs to examine the propriety of these rulings.

We are of the opinion that the exception of prescription was sustained improperly. In our view, amendment of the plaintiff's petition could have and did remove the grounds upon which the exception had been sustained, and the amendment should have been held to relate back to the date of filing of the original petition. La.C. C.P. art. 934, 1153. Accordingly, we reverse.

La.C.C.P. art. 1153 provides:

*1085 "When the action or defense asserted in the amended petition or answer arises out of the conduct, transaction, or occurrence set forth or attempted to be set forth in the original pleading, the amendment relates back to the date of filing the original pleading."

A concomitant provision is La.C.C.P. art. 934, which provides the procedural mechanism by which petitions may be amended to remove the grounds upon which a peremptory exception of prescription might have been sustained:

"When the grounds of the objection pleaded by the peremptory exception may be removed by amendment of the petition, the judgment sustaining the exception shall order such amendment within the delay allowed by the court. If the grounds of the objection cannot be so removed, or if plaintiff fails to comply with the order to amend, the action shall be dismissed."[5]

Art. 1153 is based upon Federal Rule of Civil Procedure 15(c), which provides:

"Whenever the claim or defense asserted in the amended pleading arose out of the conduct, transaction, or occurrence set forth or attempted to be set forth in the original pleading, the amendment relates back to the date of the original pleading. An amendment changing the party against whom a claim is asserted relates back if the foregoing provision is satisfied and, within the period provided by law for commencing the action against him, the party to be brought in by amendment (1) has received such notice of the institution of the action that he will not be prejudiced in maintaining his defense on the merits, and (2) knew or should have known that, but for a mistake concerning the identity of the proper party, the action would have been brought against him." (emphasis supplied)

There is a considerable amount of federal jurisprudence interpreting this provision, and these opinions are helpful and persuasive in interpreting our art. 1153.[6]

An amendment under Rule 15(c) which changes the identity of the party or parties sued relates back to the filing of the original pleading as long as three prerequisites are satisfied: (1) the amended claim must arise out of the same occurrence set forth in the original pleading; (2) the purported substitute defendant must have received such notice of the institution of the action that he will not be prejudiced in maintaining a defense on the merits; and (3) the purported substitute defendant must know or should have known that but for a mistake concerning the identity of the proper parties, the action would have been brought against him. Bush v. Oceans Intern., 621 F.2d 207 (5th Cir.1980); Simmons v. Fenton, 480 F.2d 133 (7th Cir.1973); see also Anastasio v. Holiday Inns, Inc., 93 F.R.D. 560 (D.N.J.1982); American Banker's *1086 Ins. Co. of Florida v. Colorado Flying Academy, 93 F.R.D. 135 (D.Colo.1982); Malmrose v. Aljoe's Estate, 92 F.R.D. 490 (D.Pa.1981). Rule 15(c) alters the generally accepted rule that a new defendant may not be added after prescription has run, and the facts of each case must be viewed carefully subject to the following caveat: this rule does not apply where the amendment seeks to add new and unrelated defendants, since this would be tantamount to assertion of a new cause of action. See Williams v. U.S., 405 F.2d 234 (5th Cir.1968); Ingenito v. Bermec Corp., 441 F.Supp. 525 (D.N.Y. 1977); cf. Naxon Telesign Corp. v.

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