Rawlins v. St. Joseph's Hospital Health Center

108 A.D.3d 1191, 969 N.Y.S.2d 687

This text of 108 A.D.3d 1191 (Rawlins v. St. Joseph's Hospital Health Center) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rawlins v. St. Joseph's Hospital Health Center, 108 A.D.3d 1191, 969 N.Y.S.2d 687 (N.Y. Ct. App. 2013).

Opinion

Appeal from an order of the Supreme Court, Onondaga County (Deborah H. Karalunas, J.), entered March 16, 2012. The order denied in part plaintiffs motion to compel certain discovery responses.

It is hereby ordered that the order so appealed from is unanimously modified on the law by granting those parts of the motion for discovery of certain materials sought in items 12, 14, 15, 16, 21, 24 and 29, and as modified the order is affirmed without costs, and the matter is remitted to Supreme Court, Onondaga County, for a hearing with respect to certain materials sought in items 12, 15, 16, 21 and 53 in accordance with the following memorandum: Plaintiffs legal guardian commenced this medical malpractice action seeking damages for injuries allegedly sustained by the infant plaintiff during his birth at defendant St. Joseph’s Hospital Health Center (hospital). Plaintiff appeals from an order that denied in part his motion to compel certain discovery responses from the hospital and the remaining defendants with the exception of Stephen M. Brown, M.D. (collectively, defendants). On this appeal, plaintiff challenges Supreme Court’s rulings with respect to 37 of his 56 discovery requests. As a preliminary matter, we reject plaintiffs contention that we should conduct a de novo review of his discovery demands (see e.g. Giles v Yi, 105 AD3d 1313, 1315-1316 [2013]; Finnegan v Peter, Sr. & Mary L. Liberatore Family Ltd. Partnership, 90 AD3d 1676, 1677 [2011]; see also Radder v CSX Transp., Inc., 68 AD3d 1743, 1745 [2009]).

On the merits, we note that CPLR 3101 requires “full [1192]*1192disclosure of all matter material and necessary in the prosecution or defense of an action” (CPLR 3101 [a]). The phrase “ ‘material and necessary should be interpreted liberally to require disclosure, upon request, of any facts bearing on the controversy which will assist preparation for trial by sharpening the issues and reducing delay and prolixity. The test is one of usefulness and reason’ ” (Matter of Wendy’s Rests., LLC v Assessor, Town of Henrietta, 74 AD3d 1916, 1917 [2010]; see Allen v Crowell-Collier Publ. Co., 21 NY2d 403, 406-407 [1968]). “Entitlement to discovery of matter satisfying the threshold requirement is, however, tempered by the trial court’s authority to impose, in its discretion, appropriate restrictions on demands which are unduly burdensome . . . and to prevent abuse by issuing a protective order where the discovery request may cause unreasonable annoyance, expense, embarrassment, disadvantage, or other prejudice to any person or the courts” (Kooper v Kooper, 74 AD3d 6, 10 [2010] [internal quotation marks omitted]; see CPLR 3103 [a]). In opposing a motion to compel discovery, a party must “establish that the requests for information are unduly burdensome, or that they may cause unreasonable annoyance, expense, embarrassment, disadvantage, or other prejudice to any person or the courts” (Kimball v Normandeau, 83 AD3d 1522, 1523 [2011] [internal quotation marks omitted]; see generally CPLR 3103 [a]).

Applying those rules here, we conclude that the court erred in denying plaintiffs motion with respect to items 12, 14-16, 21, 24, 29, and 53, and otherwise properly denied the motion. We therefore modify the order accordingly. With respect to those parts of the motion properly denied by the court, we note that the court did not abuse its discretion in defining “the period of time at issue” as the period from January 1, 2001 to December 31, 2002. “ ‘The requisite elements of proof in a medical malpractice action are a deviation or departure from accepted community standards of practice, and evidence that such deviation or departure was a proximate cause of injury or damage’ ” (James v Wormuth [appeal No. 2], 93 AD3d 1290, 1291 [2012], affd — NY3d —, 2013 NY Slip Op 04839 [2013]). The “standards of practice” element logically applies to the time at which the alleged deviation occurred (see Vera v Soohoo, 41 AD3d 586, 588 [2007]; Nicholas v Reason, 84 AD2d 915, 915 [1981]) and, here, the court’s “period of time at issue” includes August 27, 2002, the date of plaintiffs birth. The court’s “period of time” also should apply to those parts of the order concerning the discovery requests that we conclude should have been granted herein, to the extent that the materials sought by plaintiff in those requests existed during that period.

[1193]*1193With respect to items 12 and 21, plaintiff sought discovery of certain national standards published by various organizations for fetal monitoring and pediatric advancement of life support. Upon our review of plaintiffs “statements of facts and claims,” we conclude that plaintiff sought discovery of those standards in order to aid him in establishing the alleged negligence of defendant Stephen M. Brown, M.D. in failing to identify evidence of fetal distress, and the hospital’s alleged negligence in allowing and engaging in improper neonatal resuscitation. We further conclude that those documents are “material and necessary” to the prosecution of those claims in this action (CPLR 3101 [a]) and, thus, that the court abused its discretion in denying those parts of plaintiffs motion with respect to them (see Boyea v Benz, 96 AD3d 1558, 1559 [2012]). Contrary to defendants’ contention, the alleged public availability of those documents fails to meet the standards for “[prevention of abuse” set forth in CPLR 3103 (a) (see Kimball, 83 AD3d at 1523). Moreover, the fact that “the documents sought may be available in public records does not, in itself, preclude production of those records from a party” (Alfaro v Schwartz, 233 AD2d 281, 282 [1996]; see Long v State of New York, 33 AD2d 621, 621 [1969]; cf. Matter of Beryl, 118 AD2d 705, 707 [1986]). In any event, defendants concede that there is some doubt whether the documents plaintiff seeks in item 12 are available to the public. Inasmuch as defendants contend for the first time on appeal that there should be no disclosure with respect to item 12 because they are not in possession of the documents sought in items 12 and 21, we remit the matter to Supreme Court for a hearing to determine whether defendants possess the documents covered by those items (see generally Matter of Niagara County Water Dist. v Board of Assessors of City of Lockport, 31 AD2d 1004, 1005 [1969]).

We agree with plaintiff that the court abused its discretion in denying that part of his motion seeking discovery of a protocol entitled “Circulating Vaginal Delivery” (CVD), pursuant to item 14 (see Boyea, 96 AD3d at 1559; see also Alfaro, 233 AD2d at 282). We conclude that the CVD protocol is “material and necessary” to the prosecution of plaintiffs action (CPLR 3101 [a]). Defendants’ purported lack of knowledge with respect to the CVD protocol does not preclude disclosure of that document (see generally Kimball, 83 AD3d at 1523). Also under item 14, plaintiff sought discovery of documents with respect to the interpretation and management of fetal heart rate patterns, and we further conclude that such documents are “material and necessary” to the prosecution of this action (CPLR 3101 [a]). We reject defendants’ contention that the request for those [1194]*1194documents is unduly burdensome (see Engel v Hagedorn, 170 AD2d 301, 301 [1991]; see generally CPLR 3103 [a]). We do not address defendants’ final contention with respect to item 14, which is unpreserved for our review (see generally Ciesinski v Town of Aurora, 202 AD2d 984, 985 [1994]).

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Bluebook (online)
108 A.D.3d 1191, 969 N.Y.S.2d 687, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rawlins-v-st-josephs-hospital-health-center-nyappdiv-2013.