Rattermann v. Phipps

3 Ohio N.P. 69
CourtCourt of Common Pleas of Ohio, Hamilton County
DecidedJanuary 15, 1896
StatusPublished

This text of 3 Ohio N.P. 69 (Rattermann v. Phipps) is published on Counsel Stack Legal Research, covering Court of Common Pleas of Ohio, Hamilton County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rattermann v. Phipps, 3 Ohio N.P. 69 (Ohio Super. Ct. 1896).

Opinion

WRIGHT, J.

(orally at conclusion of argument.)

I shall not undertake a lengthy discussion of the case, but shall give attention principally to the main and determining features as urged by counsel.

In the first place, it is claimed, by counsel for plaintiff, that the failure to return the $150,000 worth of other stocks, which were taxable, and which, as counsel say, Phipps knew were taxable, makes the whole return false, unaer the provisions of Section 2781 of the Revised Statutes.

Now, the question is, was the Ft. Wayne stock omitted by Phipps from his return for taxation?

The purpose of the law is, no doubt, only to tax that property which the citizen was not justified in omitting; and not to tax him upon that which he was justified in omitting. If he was justified in omitting certain items, he cannot be taxed upon those items, because he fraudulently omitted some other’ items. If he is taxed at all upon omitted items, it must be because' he fraudulently omitted those items; not because he fraudulently omitted others. All his property, both taxable and non-taxable,, is not subjected because he omitted the taxable, — and the Ft. Wayne is untaxable,— except in one contingency, which is, that he fraudulently omitted it; not'something else. • And the Ft. Wayne -remains untaxable until it appears that he falsely omitted it.

The idea that I have concerning the effect which is to be given to the evidence, of'his omission of this $150,000 worth .of other taxable stock, may. be conveyed by an illustration: Suppose a man be charged with uttering a counterfeit dollar. He is not precluded upon the question of [71]*71his knowledge of the character of the dollar, even though it conclusively appear that he knew the character of some counterfeit half-dollars uttered, by him upon the same occasion. It may amount to proof convincing, or proof very weak, but it is not conclusive. The weight of it is to be determined by circumstances. If the half-dollars were so bad as to be patent counterfeits, and the dollar was equalljT as vicious in appearance, the conclusion might be irresistible. But if the half dollars were so bad, and the dollar good enough to deceive an expert, and the man uttered several other genuine dollars along with it, the other conclusion would be irresistible, — ■ if you knew that the man had the bad dollar and the good dollars from a bank, in a sealed package, which he had never yet opened. If Phipps on the stand as a witness in the case, had been asked, on cross-examination, “Did you not omit that $150,000 worth of stocks at that time?” And he had said, “Yes. ” And had been asked the question, “Did you not know that they were taxable, and did you not omit them for the purpose of defeating the tax law”? And he had said, “Yes,” to that question, then the evidence would be very strong as indicating that his intention, when he omitted the Ft. Wayne stock, was a fraudulent intention. But the evidence has not been presented in that form. While it appears that Phipps did omit the $150,000 worth of other stock, and while it appears that that other stock was taxable, yet ivhat is the evidence which tends to show what the active belief, or the active purpose, in the mind of Phipps, was when he omitted this $150,000 worth of taxable stock"?

As the trial progressed it was developed, partly by way of evidence, and partly in the course of the argument, that Phipps subsequently admitted that this stock was taxable, and that payment was made upon this particular $150,000 worth of stock. Yet the additional fact appeared that the amount of taxes paid by Phipps, under this admission, was not the full amount of the tax which was charged by the Auditor, which brings in at once, the question of the.presence of a comj)romise of the matter, and which occasions an inquiry, coming along with it, whether, in this omission, Phipps was actuated by an affirmative fraudulent purpose, or whether his action was under the condition of indolent belief, such as is defined by the Supreme court in the Ingalls case. Because, mark you, in my judgment this evidence is only admitted for one purpose; for the purpose of indicating what the intention of Phipps was when he omitted the Ft. Wayne stock. If it plainly appear that he had the positive purpose to defeat and defraud, by his omission of the $150,000 worth of stock, it might be reasonable to attach that purpose to his' conduct with reference to the Ft. Wayne stock. But if it should appear that he had no such active fraudulent purpose in the omission of the $150,000 worth of stock, but that his omission in that regard was simply a piece of passive negligence, then no stronger infeience than that could be attached to his conduct in the omission of Ft. Wayne stock, from the fact 6f his omission of the $150,000 worth of other stock. Now, there is-no mofe evidence in the case in regard to the re'ason and the causé of his omission of the $150,000 worth of stock, than enough-to raise an inference thathe omitted it under a negligent, indolent belief. There is no evidence which indicates that he had an active, positive pulpóse, a "deceitful, deceiving condition of mind, which could be attached to’,his‘ action in regard to the Ft. Wayne stock.

And so the only effect of- the evidence is to raise wlfat might be sáid to Be aprima fdcie inference against Phipps'that he-Jia'd a- negligent, indolent belief in regard to the Ft. Wayne stock, which would not excuse him [72]*72for failing to return it for taxation, unless he were able to show affirmatively such a condition of fact, by presentation of evidence on that point, as would rebut, overthrow and destroy this presumption.

Passing to the next claim that is. made by counsel for plaintiff, it is urged that there is no evidence that Phipps made inquiry about the tax-ability of the Ft. Wayne stock. There is evidence which tends to establish that he did make inquiry, — for instance, the evidence of Calvert, if I remember the name of the witness. Yet, were there no such evidence, were there no evidence at all, that he made inquiry, it would make no difference. The taxpayer can be held to inquiry only for the sake of making himself informed. If he be informed without inquiry, that information is none the less information because it came to him unsought. A man’s mind compasses his knowledge. What he knows is present to his mind, whether he acquired it by eager inquiry, or whether it was thrust upon him against his volition. Now, here we are concerned with that which was present to the mind of Phipps, and not with how it came there. If he believed the stock to be untaxable, and had present to his mind sufficient information to justify that belief,then he is excused. Whether some one carried him the information, or whether he went forth in active search of it, is of no moment. If he went abroad in quest of information, and found enough to justify his belief, then he was under no duty to look further, but is excused; not because he searched, but because he had information. So, if he had sufficient information without going forth in search of it, again he is excused. The searching, or the not searching, the inquiry or the non-inquiry, is of no account, so long as the information present to him was of sufficiently convincing character to justify his belief. If the taxpayer’s belief is justified by his information, then his belief is not an indolent belief; for if it were an indolent belief it could not be justified.

It is contended that it must be affirmatively proven that his action in failing to return was based upon his belief, and was occasioned by his belief.

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3 Ohio N.P. 69, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rattermann-v-phipps-ohctcomplhamilt-1896.