Rasul v. Myers

563 F.3d 527

• Court: Court of Appeals for the D.C. Circuit
• Decided: April 24, 2009
• Docket: Nos. 06-5209, 06-5222
• Status: Published

Opinions

Opinion for the Court filed PER CURIAM.

Concurring opinion filed by Circuit Judge BROWN.

PER CURIAM:

The Supreme Court vacated our decision in Rasul v. Myers, 512 F.3d 644 (D.C.Cir.2008) (Rasul I), and remanded the case for further consideration in light of Boumediene v. Bush, — U.S. -, 128 S.Ct. 2229, 171 L.Ed.2d 41 (2008). Rasul v. Myers, — U.S. -, 129 S.Ct. 763, 172 L.Ed.2d 753 (2008). We do not believe Boumediene changes the outcome in Rasul I. We therefore reinstate our judgment, but on a more limited basis.

We have before us four British nationals who brought an action alleging that they were illegally detained and mistreated at the United States Naval Base at Guantanamo Bay, Cuba, from 2002 until their release in 2004. They named as defendants former Secretary of Defense Donald Rumsfeld and ten senior U.S. military officials. The complaint was in seven counts. Counts 1, 2, and 3 invoked federal jurisdiction under the Alien Tort Statute, 28 U.S.C. § 1350, and alleged violations of international law. Count 4 alleged violations of unspecified provisions of the Geneva Convention. Counts 5 and 6 asserted Bivens claims for violations of the Fifth and Eighth Amendments to the Constitution. See Bivens v. Six Unknown Agents of Fed. Bureau of Narcotics, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971). Count 7 alleged a violation of the Religious Freedom Restoration Act (RFRA), 42 U.S.C. §§ 2000bb et seq.

We affirmed the district court’s dismissal of Counts 1 to 4 and Counts 5 and 6 and reversed its denial of the motion to dismiss Count 7. Rasul I, 512 F.3d at 672. We agreed that the district court had no jurisdiction over Counts 1 to 4.¹ As to Counts 5 and 6, we ruled against plaintiffs on the merits and held, in the alternative, that even if plaintiffs had rights under the Due Process Clause and the Cruel and Unusual Punishment Clause and even if those rights had been violated, qualified immunity shields the defendants because the asserted rights were not clearly established at the time of plaintiffs’ detention. Id. at 665-67. As to Count 7, we held that plaintiffs were not among the protected “person[s]” for whom RFRA, 42 U.S.C. § 2000bb-l(a)-(b), creates a private right of action to remedy unjustifiable government burdens on the exercise of religion. Id. at 672.

Plaintiffs do not attempt to show how Boumediene bears on Counts 1 to 4, and we can see nothing in the Supreme Court’s decision that could possibly affect our disposition of those Counts. We shall therefore reinstate our judgment on Counts 1 to 4. With respect to the remaining three Counts, plaintiffs argue that Boumediene vitiates our analysis. The gist of their argument is that Boumediene prescribes a multi-factor, “functional” test to determine whether aliens in their predicament can invoke constitutional rights, and that the rights they assert pass the test. By extension, they argue that if RFRA mirrors a previous version of the constitutional right of free exercise, then the same functional approach governs RFRA’s extraterritorial reach.

The main question in Boumediene was whether a provision in the Military Commissions Act, Pub.L. No. 109-366, 120 Stat. 2600 (2006) (codified in part at 28 U.S.C. § 2241 & note), depriving federal courts of habeas corpus jurisdiction over petitions filed by Guantanamo detainees, violated the clause of the Constitution governing suspension of the writ, ART. 1, § 9, cl. 2. 128 S.Ct. at 2237. Holding that the Suspension Clause extended to Guantanamo, the Court struck down the jurisdiction-stripping provision of the Military Commissions Act as an unconstitutional suspension of the writ. Id. The Court acknowledged that it had never before determined that the Constitution protected aliens detained abroad, id. at 2262, and explicitly confined its constitutional holding “only” to the extraterritorial reach of the Suspension Clause, id. at 2275. The Court stressed that its decision “does not address the content of the law that governs petitioners’ detention.” Id. at 2277 (emphasis added). With those words, the Court in Boumediene disclaimed any intention to disturb existing law governing the extraterritorial reach of any constitutional provisions, other than the Suspension Clause. See, e.g., Johnson v. Eisentrager, 339 U.S. 763, 70 S.Ct. 936, 94 L.Ed. 1255 (1950) (holding that aliens detained on a U.S. military base outside sovereign U.S. territory have no due process rights); United States v. Verdugo-Urquidez, 494 U.S. 259, 110 S.Ct. 1056, 108 L.Ed.2d 222 (1990) (holding that the Fourth Amendment does not protect nonresident aliens against unreasonable searches or seizures conducted outside sovereign U.S. territory); Pauling v. McElroy, 278 F.2d 252, 254 n. 3 (D.C.Cir.1960); People’s Mojahedin Org. of Iran v. U.S. Dep’t of State, 182 F.3d 17, 22 (D.C.Cir.1999); see also Kiyemba v. Obama, 555 F.3d 1022, 1026 (D.C.Cir.2009) (holding that alien detainees at Guantanamo cannot invoke the Due Process Clause).

Plaintiffs nevertheless maintain that Boumediene has eroded the precedential force of Eisentrager and its progeny. Whether that is so is not for us to determine; the Court has reminded the lower federal courts that it alone retains the authority to overrule its precedents. See Rodriguez de Quijas v. Shearson/Am. Express, Inc., 490 U.S. 477, 484, 109 S.Ct. 1917, 104 L.Ed.2d 526 (1989). A panel of this court is under another constraint: we must adhere to the law of our circuit unless that law conflicts with a decision of the Supreme Court. See LaShawn A. v. Barry, 87 F.3d 1389, 1395 (D.C.Cir.1996) (en banc).

There is another reason why we should not decide whether Boumediene portends application of the Due Process Clause and the Cruel and Unusual Punishment Clause to Guantanamo detainees— and it is on this ground we will rest our decision on remand. The doctrine of qualified immunity shields government officials from civil liability to the extent their alleged misconduct “does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982). Our initial opinion followed the requirement of Saucier v. Katz, 533 U.S. 194, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001), that courts must first determine whether the alleged facts make out a violation of a constitutional right; if the plaintiff satisfies this first step, then the court must determine whether the asserted right was “clearly established” at the time of the violation. Id. at 201, 121 S.Ct. 2151. After our initial decision, the Supreme Court handed down Pearson v. Callahan, — U.S. -, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009). Pearson ruled that the Saucier sequence is optional and that lower federal courts have the discretion to decide only the more narrow “clearly established” issue “in light of the circumstances in the particular case at hand.” Id. at 818.

Considerations of judicial restraint favor exercising the Pearson option with regard to plaintiffs’ Bivens claims in Counts 5 and 6. The immunity question is one that we can “rather quickly and easily decide,” Pearson, 129 S.Ct. at 820 — and already have. See Rasul I, 512 F.3d at 665-67. We thus follow the “older, wiser judicial counsel ‘not to pass on questions of constitutionality ... unless such adjudication is unavoidable.’ ” Pearson, 129 S.Ct. at 821 (quoting Scott v. Harris, 550 U.S. 372, 388, 127 S.Ct. 1769, 167 L.Ed.2d 686 (2007) (Breyer, J., concurring) (quoting Spector Motor Service, Inc. v. McLaughlin, 323 U.S. 101, 105, 65 S.Ct. 152, 89 L.Ed. 101 (1944))). In view of Saucier, constitutional adjudication was “unavoidable” when we rendered our initial decision, but given Pearson that is no longer true.

Our vacated opinion explained why qualified immunity insulates the defendants from plaintiffs’ Bivens claims. Rasul I, 512 F.3d at 665-67. Boumediene does not affect what we wrote. No reasonable government official would have been on notice that plaintiffs had any Fifth Amendment or Eighth Amendment rights. Id. at 666. At the time of their detention,² neither the Supreme Court nor this court had ever held that aliens captured on foreign soil and detained beyond sovereign U.S. territory had any constitutional rights — under the Fifth Amendment, the Eighth Amendment, or otherwise. The Court in Boumediene recognized just that: “It is true that before today the Court has never held that noncitizens detained by our Government in territory over which another country maintains de jure sovereignty have any rights under our Constitution.” 128 S.Ct. at 2262.³

Eisentrager and Verdugo-Urquidez were thought to be the controlling Supreme Court cases on the Constitution’s application to aliens abroad. Eisentrager rejected a habeas petition brought by German nationals imprisoned at a United States military base in Germany. 339 U.S. at 778, 70 S.Ct. 936. The Court held that these alien prisoners, who “at no relevant time were within any territory over which the United States is sovereign,” were not entitled to invoke the protection of the writ or the Fifth Amendment. Id. The Court referred nine times to the decisive fact that the alien prisoners were, at all relevant times, outside sovereign U.S. territory. See id. at 777-78, 70 S.Ct. 936.

“[Ejmphatic” is how the Court later described its rejection of the claim that aliens outside the sovereign territory of the United States are entitled to due process rights. Verdugo-Urquidez, 494 U.S. at 269, 110 S.Ct. 1056 (citing Eisentrager, 339 U.S. at 770, 70 S.Ct. 936). Following Eisentrager, the Court in Verdugo-Urquidez concluded that the Fourth Amendment did not protect nonresident aliens against unreasonable searches or seizures conducted outside the sovereign territory of the United States. Id. at 274-75, 110 S.Ct. 1056. The majority noted that although American citizens abroad can invoke some constitutional protections, id. at 270, 110 S.Ct. 1056 (citing Reid v. Covert, 354 U.S. 1, 77 S.Ct. 1222, 1 L.Ed.2d 1148 (1957) (plurality opinion)), aliens abroad are in an altogether different situation. Id. at 271, 110 S.Ct. 1056. The long line of cases dealing with constitutional rights of both lawful resident aliens and illegal aliens establishes “only that aliens receive constitutional protections when they have come within the territory of the United States and developed substantial connections with this country.” Id. (citing Plyler v. Doe, 457 U.S. 202, 212, 102 S.Ct. 2382, 72 L.Ed.2d 786 (1982) (The provisions of the Fourteenth Amendment “are universal in their application, to all persons within the territorial jurisdiction ....”) (emphasis added in Verdugo-Urquidez); Kwong Hai Chew v. Colding, 344 U.S. 590, 596 n. 5, 73 S.Ct. 472, 97 L.Ed. 576 (1953) (“The Bill of Rights is a futile authority for the alien seeking admission for the first time to these shores. But once an alien lawfully enters and resides in this country he becomes invested with the rights guaranteed by the Constitution to all people within our borders.”) (emphasis added in Verdugo-Urquidez)). Those cases could not help an alien who, like Verdugo-Urquidez and plaintiffs in this case, had at no relevant time been in the country and had “no previous significant voluntary connection with the United States,” id.

As Rasul I, 512 F.3d at 666, points out, the law of this circuit also holds that the Fifth Amendment does not extend to aliens or foreign entities without presence or property in the United States. See People’s Mojahedin, 182 F.3d at 22; 32 County Sovereignty Comm. v. U.S. Dep’t of State, 292 F.3d 797, 799 (D.C.Cir.2002); see also Jifry v. FAA, 370 F.3d 1174, 1182 (D.C.Cir.2004), cert. denied, 543 U.S. 1146, 125 S.Ct. 1299, 161 L.Ed.2d 107 (2005); Pauling, 278 F.2d at 254 n. 3. We applied this line of authority to Guantanamo during plaintiffs’ detention. In Al Odah v. United States, 321 F.3d 1134 (D.C.Cir.2003), we held that federal habeas jurisdiction does not extend to Guantanamo and noted that “[w]e cannot see why, or how, the writ may be made available to aliens abroad when basic constitutional protections are not.” Id. at 1141. The Supreme Court reversed that decision (on statutory grounds) only after plaintiffs’ release. Rasul, 542 U.S. at 483-84, 124 S.Ct. 2686.

Discounting the precedents we have just described, plaintiffs say their position follows from the century-old Insular Cases. A series of Supreme Court decisions from De Lima v. Bidwell, 182 U.S. 1, 21 S.Ct. 743, 45 L.Ed. 1041 (1901), to Balzac v. Porto Rico, 258 U.S. 298, 42 S.Ct. 343, 66 L.Ed. 627 (1922), extended “fundamental personal rights” to inhabitants of the “unincorporated” U.S. territories, such as Puerto Rico, Guam and the Philippines. See generally Dorr v. United States, 195 U.S. 138, 24 S.Ct. 808, 49 L.Ed. 128 (1904). The United States maintained complete sovereignty over these territories,⁴ and Congress governed the territories pursuant to its Art. IV, § 3, power to regulate “Territory or other Property belonging to the United States.” See Verdugo-Urquidez, 494 U.S. at 268, 110 S.Ct. 1056; Reid, 354 U.S. at 13, 77 S.Ct. 1222 (plurality opinion); Eisentrager, 339 U.S. at 780, 70 S.Ct. 936 (distinguishing In re Yamashita, 327 U.S. 1, 66 S.Ct. 340, 90 L.Ed. 499 (1946), on the ground of “our sovereignty at that time over these insular possessions”). Neither factor applies to Guantanamo. The Insular Cases therefore could not have “clearly established” that constitutional rights extend to aliens held at Guantanamo.

In short, there was no authority for — and ample authority against — plaintiffs’ asserted rights at the time of the alleged misconduct. The defendants are therefore entitled to qualified immunity against plaintiffs’ Bivens claims.⁵

This leaves the RFRA claim in Count 7. Our vacated opinion held as a matter of statutory interpretation that plaintiffs were not protected “person[s]” within the meaning of RFRA, 42 U.S.C. § 2000bb-1(a). Boumediene could not possibly have altered' — retroactively—the meaning of RFRA. We will summarize our analysis in Rasul I.

In enacting RFRA, Congress intended to incorporate the standard governing free exercise claims that prevailed before the Supreme Court’s 1990 decision in Employment Division v. Smith, 494 U.S. 872, 110 S.Ct. 1595, 108 L.Ed.2d 876 (1990). See City of Boerne v. Flores, 521 U.S. 507, 515, 117 S.Ct. 2157, 138 L.Ed.2d 624 (1997). The aim was to restore what, in Congress’s view, is the free exercise right the Constitution guaranteed — in both substance and scope. We therefore held that the term “person” as used in RFRA should be read consistently with similar language in constitutional provisions, as interpreted by the Supreme Court at the time Congress enacted RFRA. Rasul I, 512 F.3d at 670-72. Congress legislated against the background of precedent establishing that nonresident aliens were not among the “person[s]” protected by the Fifth Amendment, Eisentrager, 339 U.S. at 783, 70 S.Ct. 936, and were not among “the people” protected by the Fourth Amendment, Verdugo-Urquidez, 494 U.S. at 269, 110 S.Ct. 1056. See also Cuban Am. Bar Ass’n v. Christopher, 43 F.3d 1412, 1428 (11th Cir.1995) (Cuban and Haitian refugees at Guantanamo Bay lack First Amendment rights). Reading RFRA in line with these precedents, we held that plaintiffs are not protected “person[s]” under this statute. Rasul I, 512 F.3d at 672. We reinstate that judgment today.⁶

For the foregoing reasons, we affirm the district court’s dismissal of Counts 1, 2, 3, 4, 5 and 6 of plaintiffs’ complaint and reverse the district court’s denial of defendants’ motion to dismiss Count 7.

So ordered.

1 . We explained that the Westfall Act makes the Federal Tort Claims Act (FTCA), 28 U.S.C. §§ 2679 et seq., the exclusive remedy for any damages action for torts committed by a federal official "while acting within the scope of his office or employment.” 28 U.S.C. § 2679(b)(1). The Alien Tort Statute and Geneva Convention claims in Counts 1 to 4 were premised on alleged tortious conduct within the scope of defendants' employment. Rasul I, 512 F.3d at 660, 663. Since plaintiffs failed to exhaust their administrative remedies as required by the FTCA, see McNeil v. United States, 508 U.S. 106, 113, 113 S.Ct. 1980, 124 L.Ed.2d 21 (1993), the district court lacked jurisdiction over Counts 1 to 4.

2 . All four plaintiffs were released more than four years before the Supreme Court decided Boumediene, and months before the Court held even that statutory habeas corpus jurisdiction extended to Guantanamo. See Rasul v. Bush, 542 U.S. 466, 483-84, 124 S.Ct. 2686, 159 L.Ed.2d 548 (2004). We do not require government employees to anticipate future developments in constitutional law. See Anderson v. Creighton, 483 U.S. 635, 639, 107 S.Ct. 3034, 97 L.Ed.2d 523 (1987); Butera v. District of Columbia, 235 F.3d 637, 652 (D.C.Cir.2001).

3 . We wrote in Rasul I that no one had reason to suppose that Guantanamo was within the territorial sovereignty of the United States. 512 F.3d at 666-67. The agreement giving the United States an indefinite lease recognized that the lessor, the Republic of Cuba, retained ultimate sovereignty. See Agreement Between the United States and Cuba for the Lease of Lands for Coaling and Naval Stations, Feb. 23, 1903, U.S.-Cuba, T.S. No. 418, art. III. The Supreme Court recognized this in Vermilya-Brown Co. v. Connell, 335 U.S. 377, 381, 69 S.Ct. 140, 93 L.Ed. 76 (1948). See also Immigration and Nationality Act, 8 U.S.C. § 1101(a)(38). In fact, before Boumediene, it was clearly established that “[w]ho is the sovereign, de jure or de facto, of a territory is not a judicial, but is a political question, the determination of which by the legislative and executive departments of any government conclusively binds the judges ... of that government.” Oetjen v. Cent. Leather Co., 246 U.S. 297, 302, 38 S.Ct. 309, 62 L.Ed. 726 (1918) (quoting Jones v. United States, 137 U.S. 202, 212, 11 S.Ct. 80, 34 L.Ed. 691 (1890)); Vermilya-Brown, 335 U.S. at 380, 69 ; see also Lin v. United States, 561 F.3d 502, 507-08 (D.C.Cir.2009).

4 . When the United States acquired new territories like those involved in the Insular Cases, either through the treaty power or the war power, the ties to the "former sovereign [were] dissolved.” Dorr, 195 U.S. at 141, 24 S.Ct. 808 (quoting Am. Ins. Co. v. 356 Bales of Cotton, 26 U.S. 511, 542, 1 Pet. 511, 7 L.Ed. 242 (1828) (Marshall, C.J.)). The agreement between the United States and Cuba expressly disavows such a dissolution of ties to Cuba: “[T]he United States recognizes the continuance of the ultimate sovereignty of the Republic of Cuba over the above described areas of land and water....” Agreement Between the United States and Cuba for the Lease of Lands for Coaling and Naval Stations, Feb. 23, 1903, U.S.-Cuba, T.S. No. 418, art. III.

5 . There is an alternative ground for dismissing plaintiffs' Bivens claims. As Judge Brown noted in her initial concurrence, federal courts cannot fashion a Bivens action when "special factors” counsel against doing so. Rasul I, 512 F.3d at 672-73 (Brown, J., concurring) (quoting Chappell v. Wallace, 462 U.S. 296, 298, 103 S.Ct. 2362, 76 L.Ed.2d 586 (1983)). The danger of obstructing U.S. national security policy is one such factor. See Sanchez-Espinoza v. Reagan, 770 F.2d 202, 209 (D.C.Cir.1985). Sanchez-Espinoza held that “the special needs of foreign affairs must stay our hand in the creation of damage remedies against military and foreign policy officials for allegedly unconstitutional treatment of foreign subjects causing injury abroad.” Id. We see no basis for distinguishing this case from Sanchez-Espinoza. See Rasul I, 512 F.3d at 673 (Brown, J., concurring). Plaintiffs’ Bivens claims are therefore foreclosed on this alternative basis, which is also unaffected by the Supreme Court's Boumediene decision.

6 . In the alternative, for the reasons stated in Judge Brown's initial concurring opinion, defendants are entitled to qualified immunity against plaintiffs' RFRA claim. See Rasul I, 512 F.3d at 676 & n. 5. (Brown, J., concurring).