Raphael Theokary v. United States

562 F. App'x 116
CourtCourt of Appeals for the Third Circuit
DecidedMarch 31, 2014
Docket13-3143
StatusUnpublished

This text of 562 F. App'x 116 (Raphael Theokary v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Raphael Theokary v. United States, 562 F. App'x 116 (3d Cir. 2014).

Opinion

OPINION OF THE COURT

ROSENTHAL, District Judge.

Raphael Theokary appeals from the District Court’s dismissal of his complaint seeking damages under the Federal Tort Claims Act (FTCA), 28 U.S.C. §§ 1346(b)(1), 2671-2680. Theokary’s original basis for his complaint — that he was injured by two Deputy United States Marshals when they removed him from a Bankruptcy Court courtroom — proved unavailing because the officers involved were Court Security Officers (CSOs) who worked as independent contractors, not employees of the United States Marshals Service. Theokary then argued that the government was estopped from asserting the independent-contractor defense to FTCA liability on the ground that he and his lawyer had been misled into believing that the officers involved were Deputy United States Marshals. The District Court granted the government’s motion to dismiss for lack of subject-matter jurisdiction under Federal Rule of Civil Procedure 12(b)(1). The issue on appeal is whether the District Court erred in rejecting Theo-kary’s estoppel argument. Finding no error, we affirm. 1

I.

On November 30, 2009, Theokary attended a hearing in the United States Bankruptcy Court at the Robert N.C. Nix Federal Building in Philadelphia, Pennsylvania. During the hearing, two CSOs escorted Theokary out of the courtroom, allegedly aggravating a prior injury to his arm. According to Theokary, the CSOs identified themselves as with the “U.S. Marshals Service.” The CSOs were employees of MVM, Inc., a private security company that contracted with the Service to provide courthouse security in the Third Judicial Circuit.

On February 15, 2010 and August 9, 2010, Theokary’s lawyer sent letters via certified mail to the Service stating that “U.S. Marshals” had injured Theokary at the courthouse in November 2009. On November 8, 2010, John Patterson, the tort-claims administrator for the Service, sent an email to Theokary’s counsel outlining the process for filing a tort claim against the agency, and explaining that the FTCA “provide[s] for the payment of claims which arise from the negligent or wrongful acts or omissions of an employee of the Federal Government.” App. at 61a. Patterson attached an administrative-claim form to his email.

Through his counsel, Theokary filed an administrative claim on November 15, 2011, two weeks before limitations expired. The Service denied the claim on June 11, 2012, stating that the officers involved in the courtroom incident were CSOs who were independent contractors, not government employees. App. at 19a (“[T]he CSOs are government contractors and not USMS [United States Marshals Service] employees.”). Theokary then sued the government in the United States District Court for the Eastern District of Pennsylvania, under the FTCA.

*118 The government moved to dismiss for lack of subject-matter jurisdiction on the ground that the CSOs involved in the incident were independent contractors and therefore the FTCA did not waive sovereign immunity for Theokary’s claim. The government also argued that it was not estopped from asserting this defense. The District Court ruled that the government was not estopped and granted the motion to dismiss. Theokary timely appealed.

II.

The FTCA “waives the sovereign immunity of the United States in its district courts for tort claims caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment, under circumstances in which the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred.” Lomando v. United States, 667 F.3d 363, 372 (3d Cir.2011) (quoting 28 U.S.C. § 1346(b)(1)) (internal quotations and brackets omitted). The United States is not liable for torts committed by its independent contractors. See Norman v. United States, 111 F.3d 356, 357 (3d Cir.1997).

Theokary does not challenge the District Court’s conclusion that the CSOs who allegedly injured him were independent contractors. Instead, Theokary contends that the District Court erred by not estopping the government from asserting the independent-contractor defense.

To assert estoppel against the government, a party must show (1) a misrepresentation by the government, (2) on which the plaintiff reasonably relied, (3) to his detriment, and (4) affirmative misconduct by the government. See United States v. Asmar, 827 F.2d 907, 912-13 (3d Cir.1987); Fredericks v. CIR, 126 F.3d 433, 438 (3d Cir.1997). The record, including the pleadings and evidence Theokary submitted, shows that the government did not misrepresent any fact and did not engage in affirmative misconduct.

Theokary has pointed to no record evidence showing that the government misrepresented any fact to him. Until Theo-kary filed his administrative claim, the Service made no statement about the employment status of the officials who allegedly injured him. Although Theokary asserted that the CSOs escorting him from the courtroom identified themselves as “U.S. Marshals Service,” there is no legal or factual basis to find that this was a statement made by, or attributable to, the United States.

Nor is there a legal or factual basis for Theokary’s argument that the government engaged in affirmative misconduct by not promptly disclosing the employment status of the officers who allegedly injured him. Theokary appears to argue that the Service should have responded to his February and August 2010 letters informing the Service of his injury by disclosing that the officers involved in the incident were CSOs who were independent contractors and not Deputy Marshals who were government employees. See Appellant’s Brief at 8 (“It was easy for John Patterson to supply the information since the information in question was in the possession of the Marshal ]s Service”). Counsel’s letters, however, did not ask about the employment status of the individuals who allegedly injured him. Instead, the letters simply asserted that “Marshals” had injured Theo-kary. In response, Patterson, the tort-claims administrator for the Service, sent information about how to file a tort claim. No representation, much less a misrepresentation, was made. The government en *119 gaged in no affirmative misconduct. 2

Other courts have followed a similar approach when FTCA plaintiffs have sought to estop the government from asserting the independent-contractor defense in similar circumstances. In Rutten v. United States,

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562 F. App'x 116, Counsel Stack Legal Research, https://law.counselstack.com/opinion/raphael-theokary-v-united-states-ca3-2014.