Ramirez v. Brooklyn Aids Task Force

175 F.R.D. 423, 1997 U.S. Dist. LEXIS 14193, 1997 WL 577747
District Court, E.D. New York·Decided September 15, 1997·No. No. CV 96 3137(RJD)·Published·Cited by 4 cases

Opinion

MEMORANDUM & ORDER

DEARIE, District Judge.

Pro se plaintiff Robert Ramirez (“Ramirez”) brought this action pursuant to 42 U.S.C. §§ 1981 and 1985(3) for violation of his privacy and confidentiality rights (“Ramirez II”). Defendant Brooklyn Aids Task Force (“BATF”) is an AIDS education and outreach organization, and defendant Rafael Torres (“Torres”) is a BATF substance abuse counselor. Defendants have moved to dismiss, pursuant to Rule 12(b)(6) of the Federal Rules, of Civil Procedure, on the grounds of res judicata1 and failure to state a claim.

Background

For purposes of this motion, the Court accepts as true the allegations in plaintiffs complaint. Ramirez became a BATF client, and Torres was Ramirez’s substance abuse counselor from about March 13, 1992 to March 7, 1994. Compl. at 2-3. Ramirez alleges that on March 7, 1994, during a drug and alcohol relapse, he relayed to Torres certain information about what had transpired between Ramirez and his common-law wife. Id. at 3. Subsequently, a warrant was issued for plaintiffs arrest, and Torres escorted him to the police station. Id. at 3-4. Ramirez alleges that Torres revealed Ramirez’s HIV-related and other confidential information to the police, the District Attorney’s office “and/or” the grand jury, in viola[426] tion of plaintiffs privacy and confidentiality rights under state and federal constitutional law. Id. at 4. Ramirez further alleges that Torres forged Ramirez’s signature on an authorization form for release of confidential information. Id. at 5.

Ramirez acknowledges that he had previously filed a lawsuit in this Court, Ramirez v. Torres, et al., 94-CV-3665 (RJD) (“Ramirez I”), based on “these same facts.” Id. at 2. Ramirez I was an action pursuant to § 1983 against Torres, BATF and other defendants. The Court dismissed Ramirez I by an Order dated September 18, 1995 (“Ramirez I Order”), which stated that “[t]he Court has no jurisdiction over this case____ [Plaintiffs § 1983 claim is not cognizable” because BATF is a private agency, and its actions and those of its employees do not constitute state action. Ex. 1 to Def. Notice of Motion.

Discussion

1. Res Judicata

Defendants seek dismissal of Ramirez’s complaint on the ground that it is barred by the doctrine of res judicata. Res judicata, or claim preclusion, prevents a party from relitigating a claim if four conditions are met: 1) there was a final judgment on the merits in the first action; 2) the judgment was rendered by a court of competent jurisdiction; 3) the first action involved the same parties or their privities; and 4) the first action involved the same cause of action. In re Teltronics Services, Inc., 762 F.2d 185, 190 (2d Cir.1985); see also Greenberg v. Bd. of Governors of Fed. Reserve Sys., 968 F.2d 164, 168 (2d Cir.1992) (“The doctrine of res judicata, or claim preclusion, provides that a final judgment on the merits in one action bars subsequent relitigation of the same claim by the same parties and by those in privity with the parties.”). The claim preclusion doctrine bars not only issues that were adjudicated in the first proceeding, but also any other issue or claim that could have been raised or decided, but was not. See, e.g., Federated Dep’t Stores, Inc. v. Moitie, 452 U.S. 394, 398, 101 S.Ct. 2424, 2427-28, 69 L.Ed.2d 103 (1981); Clarke v. Frank, 960 F.2d 1146, 1150 (2d Cir.1992); N.L.R.B. v. United Technologies Corp., 706 F.2d 1254, 1259 (2d Cir.1983).

It is not disputed that the second and third conditions for the application of res judicata are satisfied in this case.

a. Adjudication on the Merits

Ramirez contends that the Ramirez I Order was not an adjudication on the merits because the Court dismissed the action for lack of jurisdiction. PL Opp. at 4-5. For res judicata purposes, a Rule 12(b)(6) dismissal is deemed to be a judgment on the merits, while a Rule 12(b)(1) dismissal for lack of subject-matter jurisdiction is not. See Federated Dep’t Stores, 452 U.S. at 399 n. 3, 101 S.Ct. at 2428 n. 3; Nowak v. Ironworkers Local 6 Pension Fund, 81 F.3d 1182, 1187-88 (2d Cir.1996); Exch. Nat’l Bank v. Touche Ross & Co., 544 F.2d 1126, 1130-31 (2d Cir.1976), modified on other grounds, 726 F.2d 930 (2d Cir.), cert. denied, 469 U.S. 884, 105 S.Ct. 253, 83 L.Ed.2d 190 (1984); see also Weston Funding Corp. v. Lafayette Towers, Inc., 550 F.2d 710, 713 (2d Cir.1977) (noting that “modern view ... expands the category of judgments that will be considered res judicata to include dismissal on other than traditionally ‘substantive’ grounds”); Fed. R. Civ. Pro. 41(b). To elucidate the often subtle distinction between Rules 12(b)(1) and 12(b)(6) in federal question cases, Justice Black wrote:

[I]t is well settled that the failure to state a proper cause of action calls for a judgment on the merits and not for a dismissal for want of jurisdiction. Whether the complaint states a cause of action on which relief could be granted is a question of law and just as issues of fact it must be decided after and not before the court has assumed jurisdiction over the controversy. If the court does later exercise its jurisdiction to determine that the allegations in the complaint do not state a ground for relief, then dismissal of the case would be on the merits, not for want of jurisdiction.

Bell v. Hood, 327 U.S. 678, 682, 66 S.Ct. 773, 776, 90 L.Ed. 939 (1946) (citations and footnote omitted). The Second Circuit recently noted that “the federal courts have followed a general practice of granting jurisdiction in [427] most cases and dismissing for lack of subject matter jurisdiction only under narrow circumstances.” Nowak, 81 F.3d at 1188.

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Ramirez v. Brooklyn Aids Task Force, 175 F.R.D. 423, 1997 U.S. Dist. LEXIS 14193, 1997 WL 577747 (E.D.N.Y. 1997).

175 F.R.D. 423 (Ramirez v. Brooklyn Aids Task Force) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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