Raab v. O'Malley

District Court, S.D. California·Decided August 7, 2025·No. 3:24-cv-01731·Unknown

Opinion

BENJAMIN R., 1 Case No.: 24-cv-1731-LL-MMP

Plaintiff, REPORT AND v. RECOMMENDATION REGARDING PLAINTIFF’S MERITS BRIEF FRANK BISIGNANO, Commissioner of

Social Security,2 [ECF No. 14] Defendant.

Plaintiff Benjamin R, proceeding pro se and in forma pauperis, appeals the final decision of the Commissioner of Social Security denying his application for disability insurance benefits under Title II of the Social Security Act. ECF Nos. 1, 6. This matter comes before the Court for a Report and Recommendation on Plaintiff’s Merits Brief. ECF Nos. 12, 14.3 Defendant filed a Responsive Brief, and no reply brief was

1 In accordance with Civil Local Rule 7.1(e)(6)(b), the Court refers to all non-government parties by using their first name and last initial.

2 Frank Bisignano is the current Commissioner of Social Security and is automatically substituted as Defendant pursuant to Federal Rule of Civil Procedure 25(d).

3 As discussed below, the Court considers both Plaintiff’s initial filing as well as his supplemental filing captioned “Merits Briefing” for purposes of this appeal. ECF Nos. 12, filed. ECF No. 16. After a thorough review of the parties’ submissions, the administrative record, and applicable law, the Court RECOMMENDS that the District Judge AFFIRM the Commissioner’s denial. On October 25, 2021, Plaintiff filed an application for a period of disability and disability insurance benefits, alleging disability beginning March 1, 2020. Administrative Record (“AR”) 199–200, 36–37. Plaintiff’s alleged impairments include tenosynovitis, gastroparesis, thyroid problem, neuropathy, diabetes, back pain, arthritis, and anxiety. AR 67. The claim was denied by initial determination on March 9, 2022, and upon reconsideration on December 9, 2022. AR 66–82, 83–128. Plaintiff filed a written request for a hearing. AR 149–50. On October 3, 2023, the Administrative Law Judge (“ALJ”) held an online video hearing. AR 34–65. Plaintiff, represented by counsel, as well as an impartial vocational expert testified. AR 36–63. On January 26, 2024, the ALJ issued an unfavorable decision denying benefits. AR 17–29. Plaintiff requested Appeals Council review, which was denied on July 25, 2024. AR 1–6. The ALJ’s decision then became the final decision of the Commissioner of Social Security. 42 U.S.C. § 405(h). Plaintiff timely appealed the denial to this Court for federal judicial review of the ALJ’s decision pursuant to 42 U.S.C. § 405(g). ECF No. 1. A. The Five-Step Evaluation Process The ALJ follows a five-step sequential evaluation process in assessing whether a claimant is disabled. 20 C.F.R. § 404.1520; Tackett v. Apfel, 180 F.3d 1094, 1098–99 (9th Cir. 1999). In the first step, the Commissioner must determine whether the claimant is currently engaged in substantial gainful activity; if so, the claimant is not disabled, and the claim is denied. 20 C.F.R. § 404.1520(a)(4)(i) and (b). If the claimant is not currently engaged in substantial gainful activity, the second step requires the ALJ to determine whether the claimant has a “severe” impairment or combination of impairments significantly limiting his ability to do basic work activities, and which has lasted or is expected to last for a continuous period of at least twelve months; if not, the claimant is not disabled and the claim is denied. 20 C.F.R. §§ 404.1520(a)(4)(ii) and (c), 404.1509 (setting forth the twelve-month duration requirement). If the claimant has a “severe” impairment or combination of impairments, the third step requires the ALJ to determine whether the impairment or combination of impairments meets or equals an impairment in the Listing of Impairments (“Listing”) set forth at 20 C.F.R. § 404, subpart P, Appendix 1; if so, disability is conclusively presumed, and benefits are awarded. 20 C.F.R. § 404.1520(a)(4)(iii) and (d). If the claimant’s impairment or combination of impairments does not meet or equal an impairment in the Listing, the ALJ proceeds to the fourth step of the disability evaluation process. 20 C.F.R. § 404.1520(e). The fourth step requires the ALJ to determine whether the claimant has sufficient residual functional capacity (“RFC”) to perform his past work. 20 C.F.R. § 404.1520(a)(4)(iv). Therefore, the ALJ must determine the claimant’s RFC before moving to step four. At step four of the sequential process, if the ALJ determines a claimant has sufficient RFC to perform past relevant work, the claimant is not disabled, and the claim is denied. 20 C.F.R. § 404.1520(a)(4)(iv) and (f)–(g). At step five, the burden then shifts to the ALJ to establish the claimant is not disabled because there is other work existing in “significant numbers in the national economy” the claimant can do, considering the claimant’s RFC, age, education, and work experience. 20 C.F.R. § 404.1560(c); see also 20 C.F.R. § 404.1520(a)(4)(v) and (g)(1). The ALJ usually meets this burden by either (1) the testimony of a vocational expert who assesses the employment potential of a hypothetical individual with all the claimant’s physical and mental limitations that are supported by the record, or (2) reference to the Medical- Vocational Guidelines at 20 C.F.R. part 404, subpart P, Appendix 2. Id. The determination of this issue comprises “the fifth and last step” in the sequential analysis. 20 C.F.R. § 404.1520(a)(4)(v). B. The ALJ’s Application of the Five-Step Process At step one, the ALJ determined Plaintiff had not engaged in substantial gainful activity since March 1, 2020, his alleged onset date. AR 19. At step two, the ALJ determined Plaintiff had the severe impairments of “diabetes mellitus, type I with peripheral neuropathy, hypothyroidism, gastroparesis, bilateral carpal tunnel syndrome, attention deficit hyperactivity disorder (‘ADHD’), obsessive compulsive disorder, and general anxiety disorder.” AR 20. The ALJ found Plaintiff’s other alleged impairments of hyperlipidemia, gastroesophageal reflux disease, mild degeneration of the lumbar spine, minimal degenerative joint disease right wrist, and diabetic retinopathy were non-severe, reasoning “based on the objective medical evidence, it appears these conditions have been managed medically, and should be amenable to proper control by adherence to recommended medical management and medication compliance.” AR 20. At step three, the ALJ determined Plaintiff did not have an impairment or combination of impairments that met or medically equaled the severity of one of the impairments in the Lis

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