R. L. Sanders Roofing Co. v. Occupational Safety & Health Review Commission

620 F.2d 97, 8 BNA OSHC 1559, 8 OSHC (BNA) 1559, 1980 U.S. App. LEXIS 16245
CourtCourt of Appeals for the Fifth Circuit
DecidedJune 26, 1980
DocketNo. 79-2958
StatusPublished
Cited by1 cases

This text of 620 F.2d 97 (R. L. Sanders Roofing Co. v. Occupational Safety & Health Review Commission) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
R. L. Sanders Roofing Co. v. Occupational Safety & Health Review Commission, 620 F.2d 97, 8 BNA OSHC 1559, 8 OSHC (BNA) 1559, 1980 U.S. App. LEXIS 16245 (5th Cir. 1980).

Opinion

PER CURIAM:

On June 3, 1976, the Secretary of Labor (“the Secretary”) issued a citation charging that petitioner R. L. Sanders Roofing Company (“Sanders”) had committed a serious violation of the “general duty” clause of the Occupational Safety and Health Act of 1970 (“OSHA” or “the Act”), 29 U.S.C. § 654(a)(1) (1976).1 The citation arose out of an accident in which one of Sanders’ employees fell from the flat roof of a building on which he was working. There was no guardrail or protective platform around the perimeter of the roof. After Sanders timely contested the citation, the Secretary filed a complaint, alleging that Sanders had

failed to furnish his employees working on the roof of the new vocational high school building, employment and a place of employment which was free from recognized hazards that were causing or were likely to cause death or serious physical harm to his employees, [and in failing to provide proper protection] at the open sides and ends of the roof of the [99]*99new vocational high school building, exposing the employees ... to the' hazards of falls of thirteen feet .

Sanders denied the alleged violation.

An administrative law judge (“ALJ”) found that Sanders was not in violation of the general duty clause for failing to protect the edges of a flat roof with standard guardrails. In concluding that the Secretary had failed to prove that falling from a flat roof was a “recognized hazard” in the roofing industry that was “causing or likely to cause death or serious physical harm,” the ALJ relied in part on Langer Roofing & Sheet Metal, Inc. v. Secretary of Labor, 524 F.2d 1337 (7th Cir. 1975), and on a prior statement by the Secretary to the effect that roofs with slopes of less than four inches in twelve did not present a substantial danger of falls.2 Additionally, the ALJ found that application of the general duty clause on the facts of this case would not provide the employer with “fair warning of the conduct” prohibited or required by the Act.

The Secretary petitioned the Occupational Safety and Health Review Commission (“the Commission”) for review. After briefing by the parties, the Commission reversed the decision of the ALJ. First, the Commission rejected the ALJ’s reliance on the Secretary’s statement about section 1926.451(u)(3), see n.2, supra, and Langer, supra, which interpreted that regulation. In the Commission’s view, section 1926.-451(u)(3) addresses only, the hazard presented by slanted roofs and has no application at all to flat roofs. Moreover, while conceding that the standard for determining the existence of a “recognized hazard” under the general duty clause required evidence of “the common knowledge of safety experts who are familiar with the circumstances of the industry or activity in question,” the Commission concluded that the appropriate industry to consider was not the roofing industry, to which the AU had looked, but the construction industry, of which the roofing industry is a part. The Commission found that the hazard of falling from a flat roof is recognized in the construction industry, relying on several construction standards, including 29 C.F.R. § 1926.500(d)(1),3 which are addressed to falling hazards from open sides of platforms and floors. Finally, the Commission held that in determining whether the Secretary had sufficiently proven the likelihood of death or serious injury, “the proper question is not whether an accident is likely to occur but whether, if an accident does occur, the result is likely to be death or serious physical harm.”

Sanders petitions this court for review of the Commission’s order, challenging each of the Commission’s conclusions. Because we find merit in Sanders’ contentions, we refuse to enforce the Commission’s order and we vacate the citation against Sanders.

We agree with Sanders’ contention that section 1926.451(u)(3) effectively precludes the Secretary from charging Sanders with a violation of the general duty clause for failure to set up a guardrail around the perimeter of a flat roof. That regulation requires an employer to install a catch platform “below the working area of roofs . with a slope of greater than 4 inches in 12 inches . . . .” 29 C.F.R. § 1926.-451(u)(3) (emphasis added). By its terms this-regulation exempts from the guardrail requirement roofs with slopes of less than four inches in twelve. Thus, it would seem [100]*100that a flat roof, having a slope of zero inches in twelve inches, is necessarily exempted from the requirement. The Secretary, however, contends that the regulation does not exempt flat roofs but only sloped roofs with a slope of four inches in twelve or less. A simple example reveals the illogic of the Secretary’s position. A roof with a slope of three inches in twelve is clearly within the purview of section 1926.451(u)(3) but would be exempt from its guardrail requirement. Consequently, an employer would have no duty to install a guardrail around such a roof and, according to the Secretary’s interpretation, could not be charged with a violation of the general duty clause for his failure to do so. The same reasoning applies to roofs with slopes of two inches in twelve, one inch in twelve, one-half inch in twelve, ad infinitum — even a roof of infinitesimal slope would be exempt merely because it is to some degree sloped, but a flat roof would not.

Imposing liability under the general duty clause on an employer for failing to erect a guardrail around a flat roof, when he has no duty to install one around a roof with even a minimal slope, does not, in our view, comport with either reason or fundamental fairness. It makes no sense to interpret section 1926.451(u)(3) as allowing the Secretary to require protection around a flat roof, but not a minimally sloped one, under the general duty clause. A more plausible explanation was offered by the Seventh Circuit: “The fact that 1926.-451(u)(3) does not apply to flat roofs, and indeed specifically exempts even roofs having slopes of less than 4 inches in 12, indicates that perimeter protection for flat roofs was not contemplated by the writers of the regulations.” Langer, 524 F.2d at 1339.4

Furthermore, an employer is entitled to fair notice that he may be charged with a statutory violation:

Like other statutes and regulations which allow monetary penalties against those who violate them, an occupational safety and health standard must give an employer fair warning of the conduct it prohibits or requires, and it must provide a reasonably clear standard of culpability to circumscribe the discretion of the enforcing authority and its agents.

Diamond Roofing Co. v. O.S.H.R.C., 528 F.2d 645, 649 (5th Cir. 1976). We are of the opinion that Sanders could not have been sufficiently apprised of his potential liability under the general duty clause for failing to erect a catch platform in light of the language of section 1926.451(u)(3).

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620 F.2d 97, 8 BNA OSHC 1559, 8 OSHC (BNA) 1559, 1980 U.S. App. LEXIS 16245, Counsel Stack Legal Research, https://law.counselstack.com/opinion/r-l-sanders-roofing-co-v-occupational-safety-health-review-commission-ca5-1980.