R. H. Johnson & Company, a Partnership v. Securities and Exchange Commission

D.C. Circuit

R. H. Johnson & Company, a Partnership v. Securities and Exchange Commission

231 F.2d 523, 97 U.S. App. D.C. 364, 1956 U.S. App. LEXIS 5283

Court of Appeals for the D.C. Circuit·Decided April 5, 1956·No. 12977·Published·Cited by 5 cases

Opinion

PER CURIAM.

The petitioners, R. H. Johnson & Company, a partnership, R. H. Johnson & Company, Inc., and Rupert H. Johnson, seek review of an order of the Securities and Exchange Commission, entered November 16, 1955, which revoked the registrations of the partnership and corporation as brokers and dealers, and found Rupert H. Johnson was a cause of the revocation. The petitioners were found to have wilfully violated §§ 10(b) and 15(e) (1) of the Securities Exchange Act of 1934, 15 U.S.C.A. §§ 78j (b) and 78o(c) (1).

The voluminous record made in an exhaustive hearing amply supports the Commission's order.

Affirmed.

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PER CURIAM.

The petitioners, R. H. Johnson & Company, a partnership, R. H. Johnson & Company, Inc., and Rupert H. Johnson, seek review of an order of the Securities and Exchange Commission, entered November 16, 1955, which revoked the registrations of the partnership and corporation as brokers and dealers, and found Rupert H. Johnson was a cause of the revocation. The petitioners were found to have wilfully violated §§ 10(b) and 15(e) (1) of the Securities Exchange Act of 1934, 15 U.S.C.A. §§ 78j (b) and 78o(c) (1).

The voluminous record made in an exhaustive hearing amply supports the Commission's order.

Affirmed.

R. H. Johnson & Company, a Partnership v. Securities and Exchange Commission, 231 F.2d 523, 97 U.S. App. D.C. 364, 1956 U.S. App. LEXIS 5283 (D.C. Cir. 1956).

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