R. Bruce Montgomery v. Eaton Peabody, LLP

2016 ME 44, 135 A.3d 106, 2016 Me. LEXIS 45
CourtSupreme Judicial Court of Maine
DecidedMarch 29, 2016
DocketDocket Cum-15-192
StatusPublished
Cited by18 cases

This text of 2016 ME 44 (R. Bruce Montgomery v. Eaton Peabody, LLP) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
R. Bruce Montgomery v. Eaton Peabody, LLP, 2016 ME 44, 135 A.3d 106, 2016 Me. LEXIS 45 (Me. 2016).

Opinion

MEAD, J.

[¶ 1] R. Bruce Montgomery and Wanda Haddock (collectively, Montgomery) appeal from a judgment of the Superior Court (1) granting Judy A.S. Metcalf and William V. Ferdinand Jr.’s (collectively, the Eaton Peabody attorneys) motion to dismiss multiple counts of Montgomery’s complaint for legal malpractice, and (2) denying Montgomery’s motion for leave to file a third amended complaint. We affirm the judgment.

*108 I. BACKGROUND

[¶ 2] In 1960, Montgomery’s parents purchased seven shorefront lots of land in Georgetown, numbered thirty-seven through forty-three on a 1935 subdivision plan recorded in the Sagadahoc County Registry of Deeds. In 1974, Georgetown adopted a Shoreland Zoning Ordinance (SZO), which applied to properties located within 250 feet of the normal high water line, including the Montgomery lots. The SZO created requirements that all buildings in the zone be set back a certain distance from, the normal high water line, and that lots created in the zone have an area of at least 20,000 square feet. However, properties that predated the effective date of the ordinance were considered “grandfathered” or “nonconforming lots of record” and accordingly were exempt from the requirements of the SZO.

[¶ 3] When the SZO was adopted in 1974, a single-family residence spanned lots thirty-seven, thirty-eight, and thirty-nine, and a studio was'located on the'remaining lots. The lots were under the common ownership of Montgomery’s parents from 1960 until 1975, when Montgomery’s parents executed the first of a séries of conveyances between themselves individually and later to Montgomery and his siblings. The 1975 conveyance partitioned lots thirty-seven and thirty-eight from the others, resulting in a property that was less than 20,000 square feet. In 1999, lots thirty-seven and thirty-eight were conveyed to Montgomery.

[¶ 4] In 2004, the Georgetown Planning Board granted Montgomery one building permit for two distinct projects on the property: the expansion of the principal structure and'the addition of a garage as .a new accessory structure. While construction of the garage was underway, the Georgetown code enforcement officer determined that the structure was .not being built according to the specifications in the permit and that it violated the SZO’s setback requirement.. A stop-work order was then issued to cease construction of the garage.

[¶ 5] On August 17, 2005, the Georgetown Planning Board held a hearing (at which Montgomery was not present) and revoked Montgomery’s building permit. Montgomery, represented by the Eaton Peabody attorneys, appealed the revocation of the permit to the Georgetown Board of Appeals on the grounds that he received inadequate notice of the hearing, and that, in any case, the property was grandfathered and therefore was not subject to the SZO’s setback provision. On October 31, 2005, the Georgetown Board of Appeals found, in “findings of fact #8,” that “[t]he lot at issue was created in 1999, is less than two acres in area, and is nonconforming under the [SZO], and is not a ‘non-conforming [l]ot of [r]ecord.’” Notwithstanding' its findings, the Board of Appeals ultimately remanded the- case to the Planning Board for reconsideration because it agreed that Montgomery did not receive adequate notice of the hearing at which the permit'was revoked. The Eaton Peabody attorneys did not appeal any of the Board of Appeals’ findings of fact.

[¶ 6] On November 16, 2005, at the proceeding before the Planning Board on remand, the Eaton Peabody attorneys told the Board that Montgomery did not object to the revocation of the part of the permit that provided for the expansion of the principal structure. However, Montgomery contested the revocation of the part of the permit dealing with the construction of the garage. The Planning Board revoked only the part of the permit authorizing the expansion of. the: principal structure, but left in place the stop-work order on the construction of the garage.

*109 [¶ 7] On September 19, 2008, Montgomery, no longer represented by the Eaton Peabody attorneys, filed an application for a building permit and appeared pro se before the Planning Board. The Board denied the application because the lot 1) was not grandfathered, and 2) did not satisfy the minimum square-foot requirement set forth by the SZO. After the adverse decision, Montgomery hired attorney Clifford H. Goodall to undertake what the Superior Court (Cumberland " County, Wheeler, J.) later characterized as “damage control.” In January 2010, Montgomery, through Goodall, applied for a permit to connect the noncompliant, accessory structure to the principal structure, but the Planning Board denied the application because the property was not grandfathered. Montgomery appealed the Planning Board’s decision and the Board of Appeals affirmed.

[¶ 8] On October 27,20ll, Montgomery filed a complaint against the Eát'on' Peabody attorneys asserting, among other things, legal malpractice based on their failure to appeal the Board of Appeals’ findings of fact made on October 31, 2005. The Eaton Peabody attorneys filed a motion to dismiss five of the six counts of the complaint, see M.R. Civ. P. 12(b)(6), and on January 29, 2013, the court {Mills, J.) granted the motion. On August 29, 2013, Montgomery filed, and the court later granted, a motion for leave to file what he described as a second amended complaint. In count seven of the second amended complaint, Montgomery, for the first time, raised ' legal malpractice claims against Goodall, 'alleging that he was negligent in admitting to the Board of Appeals'that the Montgomery lots were not grandfathered. 1

[¶ 9] On September. 23, 2014, Goodall filed a motion for summary judgment. See M.R. Civ. P. 56. On December 31, 2014, more than three years after the commencement of the suit, Montgomery filed a motion for leave to file a third amended complaint, together with the- opposition to Goodall’s motion for summary judgment. The proposed third amended complaint sought to “add additional- counts that allege ... Goodall was negligent for failing to advise [Montgomery] that [his] lot was never a grandfathered lot under the 1974 [SZO],and negligent for failing to advise [him] to accept a settlement offer....” On March 25, 2015, the court (Wheeler, J.) denied Montgomery’s motion to amend the pleadings and granted Goodall’s motion for summary judgment, finding -that Montgomery’s property lost its grandfathered status in 1975 after the conveyance resulted in a lot that was less than 20,000 square feet. Montgomery appealed. 2 .

II. DISCUSSION

A. Motion to Dismiss'

[¶ 10] “We review the legal sufficiency of the complaint de novo and view the complaint in the light most favorable to the plaintiff to determine whether it sets forth elements of a cause of action or alleges facts that would entitle the plaintiff to relief , pursuant to some legal theory.” Nadeau v. Frydrych, 2014 ME 154, ¶ 5, 108 A.3d 1254 (quotation, marks omitted); see also Ramsey v. Baxter Title Co., 2012 ME 113, ¶ 6, 54 A.3d 710.

[¶ 11] The court .-{Mills, J.)

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Donahue v. WDG Development
Maine Superior, 2023
Klein v. Hallett
Maine Superior, 2022
Morgan v. Townsend
Maine Superior, 2021
Bathe v. Keybank N.A.
Maine Superior, 2021
Noyes v. Noyes
Maine Superior, 2020
Connary v. Shea
Maine Superior, 2019
Moore v. Lester
Maine Superior, 2019
Finch v. U.S. Bank, N.A.
Maine Superior, 2018
Adam P. Paul v. Town of Liberty
2016 ME 173 (Supreme Judicial Court of Maine, 2016)
Paul v. Town of Liberty
2016 ME 173 (Supreme Judicial Court of Maine, 2016)

Cite This Page — Counsel Stack

Bluebook (online)
2016 ME 44, 135 A.3d 106, 2016 Me. LEXIS 45, Counsel Stack Legal Research, https://law.counselstack.com/opinion/r-bruce-montgomery-v-eaton-peabody-llp-me-2016.