Quentin Braswell v. Donna Smith

952 F.3d 441
Court of Appeals for the Fourth Circuit·Decided March 4, 2020·No. 19-6200·Published·Cited by 27 cases

Opinion

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 19-6200

QUENTIN ROBERT BRASWELL, Petitioner - Appellant,

v.

DONNA M. SMITH, Respondent - Appellee.

Appeal from the United States District Court for the Eastern District of North Carolina, at Raleigh. Terrence W. Boyle, Chief District Judge. (5:18-hc-02085-BO)

Argued: January 28, 2020 Decided: March 4, 2020

Before DIAZ, THACKER, and QUATTLEBAUM, Circuit Judges.

Reversed and remanded by published opinion. Judge Thacker wrote the opinion, in which Judge Diaz and Judge Quattlebaum joined.

ARGUED: Jennifer Claire Leisten, OFFICE OF THE FEDERAL PUBLIC DEFENDER, Raleigh, North Carolina, for Appellant. Evan Rikhye, OFFICE OF THE UNITED STATES ATTORNEY, Raleigh, North Carolina, for Appellee. ON BRIEF: G. Alan DuBois, Federal Public Defender, OFFICE OF THE FEDERAL PUBLIC DEFENDER, Raleigh, North Carolina, for Appellant. Robert J. Higdon, Jr., United States Attorney, Jennifer P. May-Parker, Assistant United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Raleigh, North Carolina, for Appellee.

THACKER, Circuit Judge:

In United States v. Wheeler, this court set forth a four part test to determine whether an individual can seek relief from an erroneous sentence in a 28 U.S.C. § 2241 habeas corpus petition via the “savings clause” of 28 U.S.C. § 2255(e). 886 F.3d 415 (4th Cir. 2018). The savings clause provides that a court may entertain a traditional § 2241 petition if the petitioner can demonstrate a § 2255 motion is “inadequate or ineffective to test the legality of his detention.” Id. at 419 (quoting § 2255(e)). In order for a petitioner to meet this standard, he must demonstrate:

(1) at the time of sentencing, settled law of this circuit or the Supreme Court established the legality of the sentence; (2)

subsequent to the prisoner’s direct appeal and first § 2255 motion, the aforementioned settled substantive law changed and was deemed to apply retroactively on collateral review; (3)

the prisoner is unable to meet the gatekeeping provisions of § 2255(h)(2) for second or successive motions; and (4) due to this retroactive change, the sentence now presents an error sufficiently grave to be deemed a fundamental defect.

Id. at 429 (the “Wheeler test”).

In this case, Quentin Braswell (“Appellant”) appeals from the district court’s denial of his § 2241 petition, which he sought to file via the savings clause. The district court reasoned that Appellant could not meet the second prong of the Wheeler test because Appellant filed his first § 2255 motion after the applicable change in settled substantive law, even though that § 2255 motion was resolved before that change in law was deemed to apply retroactively on collateral review.

We reverse. In applying the second Wheeler prong, we look to the time of the “retroactive change in law,” i.e., the combination of the change in law and its retroactivity.

886 F.3d at 429. Thus, for the reasons that follow, in the unique circumstance where the change in settled substantive law occurred before a petitioner filed his or her first § 2255 motion, but such change was deemed retroactive after the resolution of the petitioner’s first § 2255 motion, the petitioner satisfies the second prong of Wheeler. We remand for proceedings consistent with this opinion.

I.

On July 9, 2009, a federal grand jury in the Eastern District of North Carolina indicted Appellant on gun and drug charges. The Government filed an Information of Prior Convictions for Enhancement of Sentence pursuant to 21 U.S.C. § 851 (the “Information”), which stated that Appellant was subject to an enhanced sentence based on a 1997 North Carolina conviction for possession with intent to sell cocaine (the “1997 Conviction”). The Information alleged that the 1997 Conviction was a “felony drug offense[]” that subjected Appellant to an enhanced sentence pursuant to 21 U.S.C. § 841(b). 1 J.A. 21. 2

1 At the time Appellant was charged, convicted, and sentenced, § 841(b) provided that “any person who violates [§ 841(a) for possession or distribution of drugs involving five grams or more of crack cocaine]” and “commits such violation after a prior conviction for a felony drug offense has become final . . . shall be sentenced to a term of imprisonment which may not be less than 10 years and not more than life imprisonment.” 21 U.S.C. § 841(b)(1)(B) (2009). In the absence of a prior felony drug offense, the term of imprisonment “may not be less than 5 years and not more than 40 years.” Id.

“Felony drug offense” was, and still is, defined as “an offense that is punishable by imprisonment for more than one year under any law . . . of a State.” 21 U.S.C. § 802(44).

2 Citations to the “J.A.” refer to the Joint Appendix filed by the parties in this appeal.

On September 11, 2009, the grand jury returned a superseding indictment charging Appellant with two counts of distribution of five grams or more of crack cocaine and aiding and abetting pursuant to 21 U.S.C. § 841(a)(1) and 18 U.S.C. § 2 (Counts One and Two); one count of possession with the intent to distribute a quantity of cocaine pursuant to § 841(a)(1) (Count Three); one count of possession of firearms in furtherance of a drug trafficking crime pursuant to 18 U.S.C. § 924(c)(1)(A) (Count Four); and possession of firearms by a felon pursuant to 18 U.S.C. § 922(g)(1) (Count Five). Appellant pled guilty to Counts Two and Four of the superseding indictment on November 4, 2009.

Appellant’s sentencing hearing took place on May 10, 2010. Because of the Information, the statutory range to which Appellant was subjected on Count Two was ten years to life imprisonment, to be followed by a term of supervised release of eight years. See 21 U.S.C. § 841(b)(1)(B) (2009). Absent the Information, Braswell’s statutory sentencing range on Count Two would have been five to 40 years, and his term of supervised release would have been four years. See id.

At sentencing, the district court accepted the Presentence Investigation Report, which designated Appellant as a career offender pursuant to § 4B1.1 of the United States Sentencing Guidelines (the “Guidelines”). 3 Appellant’s resulting advisory Guidelines range was 262 to 327 months of imprisonment on Count Two, and a consecutive sentence

3 The career offender enhancement applies when a defendant has two or more prior felony convictions of either a “controlled substance offense” or “crime of violence,” each of which was “punishable by imprisonment for a term exceeding one year.” U.S.S.G. §§ 4B1.1(a), 4B1.2(a), (b) (2009).

of 60 months of imprisonment on Count Four, for a total of 322 to 387 months, plus eight years of supervised release. The district court sentenced Appellant to 262 months on Count Two, and 60 months on Count Four, for a total of 322 months. On March 18, 2011, this court affirmed Appellant’s conviction and dismissed his challenge to his sentence based on the appellate waiver in his plea agreement. See United States v. Braswell, 418 F. App’x 195, 196 (4th Cir. 2011).

On August 17, 2011, five months after Appellant’s direct appeal proceedings ended, this court held that, in considering whether North Carolina drug convictions are “felony drug offense[s]” pursuant to 21 U.S.C. § 802(44), the Government cannot rely on a hypothetical maximum term of imprisonment to determine if the crime was punishable by “imprisonment for more than one year.” United States v. Simmons, 649 F.3d 237, 239 (4th Cir. 2011) (en banc) (quoting § 802(44)) (hereinafter “Simmons”). Rather, the sentencing court “may only consider the maximum possible sentence that the particular defendant could have received.” Wheeler, 886 F.3d at 420 (discussing Simmons) (emphasis in original) (internal quotation marks omitted).

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Quentin Braswell v. Donna Smith, 952 F.3d 441 (4th Cir. 2020).

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